Market Value466,346,000
Total Holdings323
File Date2017-01-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IP / International Paper Company
GLD / SPDR Gold Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SPG / Simon Property Group, Inc.
HAL / Halliburton Company
ORCL / Oracle Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KAMN / Kaman Corporation
SNMX / Senomyx, Inc.
FBNK / First Connecticut Bancorp, Inc.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
SXL / Sunoco Logistics Partners L.P.
QINC / First Trust High Income ETF
WMT / Walmart Inc.
KO / The Coca-Cola Company
SBUX / Starbucks Corporation
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
ABBV / AbbVie Inc.
MDLZ / Mondelez International, Inc.
TNK / Teekay Tankers Ltd.
PPG / PPG Industries, Inc.
BRK.A / Berkshire Hathaway Inc.
UNP / Union Pacific Corporation
DGRO / iShares Trust - iShares Core Dividend Growth ETF
O / Realty Income Corporation
EMR / Emerson Electric Co.
0L9E / Stanley Black & Decker, Inc.
F / Ford Motor Company
TXN / Texas Instruments Incorporated
CRM / Salesforce, Inc.
VLO / Valero Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
DIS / The Walt Disney Company
GILD / Gilead Sciences, Inc.
HON / Honeywell International Inc.
T / AT&T Inc.
PEG / Public Service Enterprise Group Incorporated
CMI / Cummins Inc.
GOOGL / Alphabet Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
AXP / American Express Company
NVDA / NVIDIA Corporation
ADBE / Adobe Inc.
BA / The Boeing Company
AMT / American Tower Corporation
CVS / CVS Health Corporation
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
KHC / The Kraft Heinz Company
CSCO / Cisco Systems, Inc.
ECL / Ecolab Inc.
PSX / Phillips 66
MO / Altria Group, Inc.
FDX / FedEx Corporation
PEP / PepsiCo, Inc.
KKR / KKR & Co. Inc.
904784709 / Unilever N.V.
ACN / Accenture plc
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TSLA / Tesla, Inc.
/ Windstream Holdings, Inc
NRF / NorthStar Realty Finance Corp.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SPROTT FOCUS TR INC / (85028J109)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
BKCC / BlackRock Capital Investment Corporation
PSEC / Prospect Capital Corporation
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
HOLX / Hologic, Inc.
UAA / Under Armour, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VGM / Invesco Trust for Investment Grade Municipals
SDS / ProShares Trust - ProShares UltraShort S&P500
ESRX / Express Scripts Holding Co.
QQQ / Invesco QQQ Trust, Series 1
RAI / Reynolds American, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
WFC.PRL / Wells Fargo & Company - Preferred Stock
NAD / Nuveen Quality Municipal Income Fund
UNIT / Uniti Group Inc.
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
VMO / Invesco Municipal Opportunity Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
DBL / DoubleLine Opportunistic Credit Fund
VKQ / Invesco Municipal Trust
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
CXH / MFS Investment Grade Municipal Trust
US1182301010 / Buckeye Partners, L.P.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
74005P104 / Praxair, Inc.
04685W103 / athenahealth, Inc.
FBHS / Fortune Brands Home & Security Inc
CWCO / Consolidated Water Co. Ltd.
H01531104 / Allied World Assurance Company Holding AG
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
61166W101 / Monsanto Co.
LUMN / Lumen Technologies, Inc.
BAC / Bank of America Corporation
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
LEO / BNY Mellon Strategic Municipals, Inc.
VKI / Invesco Advantage Municipal Income Trust II
NLY / Annaly Capital Management, Inc.
UNH / UnitedHealth Group Incorporated
MIC / Macquarie Infrastructure Holdings LLC - Units
IYW / iShares Trust - iShares U.S. Technology ETF
MS / Morgan Stanley
CBI / Chicago Bridge & Iron Co., N.V.
WPC / W. P. Carey Inc.
MMU / Western Asset Managed Municipals Fund Inc.
OXY / Occidental Petroleum Corporation
RTN / Raytheon Co.
BWA / BorgWarner Inc.
ROST / Ross Stores, Inc.
TWO / Two Harbors Investment Corp.
DD / DuPont de Nemours, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MAR / Marriott International, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
PM / Philip Morris International Inc.
DE / Deere & Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SO / The Southern Company
OEF / iShares Trust - iShares S&P 100 ETF
BXMT / Blackstone Mortgage Trust, Inc.
EXC / Exelon Corporation
ALL / The Allstate Corporation
ED / Consolidated Edison, Inc.
GIS / General Mills, Inc.
EOG / EOG Resources, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
BK / The Bank of New York Mellon Corporation
KMI / Kinder Morgan, Inc.
MELI / MercadoLibre, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
STZ / Constellation Brands, Inc.
MSI / Motorola Solutions, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
V / Visa Inc.
TD / The Toronto-Dominion Bank
MDT / Medtronic plc
JNJ / Johnson & Johnson
AMGN / Amgen Inc.
ABT / Abbott Laboratories
MDY / SPDR S&P MidCap 400 ETF Trust
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
UPS / United Parcel Service, Inc.
SPY / SPDR S&P 500 ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
JBLU / JetBlue Airways Corporation
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
PFE / Pfizer Inc.
MA / Mastercard Incorporated
ITW / Illinois Tool Works Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
YUM / Yum! Brands, Inc.
NMFC / New Mountain Finance Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
HD / The Home Depot, Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
TGT / Target Corporation
CSX / CSX Corporation
MHD / BlackRock MuniHoldings Fund, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
CODI / Compass Diversified
HSY / The Hershey Company
USB / U.S. Bancorp
IVW / iShares Trust - iShares S&P 500 Growth ETF
COP / ConocoPhillips
UL / Unilever PLC - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
GD / General Dynamics Corporation
PG / The Procter & Gamble Company
DOW / Dow Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SH / ProShares Trust - ProShares Short S&P500
EMN / Eastman Chemical Company
APA / APA Corporation
AET / Aetna, Inc.
PBCT / People`s United Financial Inc
KTF / DWS Municipal Income Trust
SPNC / Spectranetics Corp. (The)
TRST / TrustCo Bank Corp NY
K / Kellanova
NDSN / Nordson Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
WBA / Walgreens Boots Alliance, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
LH / Labcorp Holdings Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BAM / Brookfield Asset Management Ltd.
VTN / Invesco Trust for Investment Grade New York Municipals
IYJ / iShares Trust - iShares U.S. Industrials ETF
DVA / DaVita Inc.
PPL / PPL Corporation
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
TMO / Thermo Fisher Scientific Inc.
AIG / American International Group, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
KEY / KeyCorp
WEC / WEC Energy Group, Inc.
VFC / V.F. Corporation
WASH / Washington Trust Bancorp, Inc.
018490100 / Allergan plc
IDV / iShares Trust - iShares International Select Dividend ETF
GOOG / Alphabet Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CLX / The Clorox Company
GNTX / Gentex Corporation
MPV / Barings Participation Investors
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
OCSL / Oaktree Specialty Lending Corporation
INTC / Intel Corporation
DTE / DTE Energy Company
CELG / Celgene Corp.
MMP / Magellan Midstream Partners L.P.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
CDK / CDK Global Inc
GM / General Motors Company
SYK / Stryker Corporation
SLB / Schlumberger Limited
ELV / Elevance Health, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IBM / International Business Machines Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CI / The Cigna Group
NOC / Northrop Grumman Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
DVY / iShares Trust - iShares Select Dividend ETF
PNC / The PNC Financial Services Group, Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
FI / Fiserv, Inc.
KMB / Kimberly-Clark Corporation
D / Dominion Energy, Inc.
IRM / Iron Mountain Incorporated
MET / MetLife, Inc.
MRK / Merck & Co., Inc.
ARCC / Ares Capital Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
APD / Air Products and Chemicals, Inc.
DOV / Dover Corporation
MMM / 3M Company
IXN / iShares Trust - iShares Global Tech ETF
FL / Foot Locker, Inc.
JPM / JPMorgan Chase & Co.
GS / The Goldman Sachs Group, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
LLY / Eli Lilly and Company
BSL / Blackstone Senior Floating Rate 2027 Term Fund
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
LOW / Lowe's Companies, Inc.
GE / General Electric Company
ROP / Roper Technologies, Inc.
DUK / Duke Energy Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DAL / Delta Air Lines, Inc.
PNNT / PennantPark Investment Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
TRV / The Travelers Companies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
WBS / Webster Financial Corporation
GWW / W.W. Grainger, Inc.
WFC / Wells Fargo & Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AON / Aon plc
SNY / Sanofi - Depositary Receipt (Common Stock)
ORLY / O'Reilly Automotive, Inc.
WHR / Whirlpool Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
RTX / RTX Corporation
ZBH / Zimmer Biomet Holdings, Inc.
CVX / Chevron Corporation
AGR / Avangrid, Inc.
DHR / Danaher Corporation
CMCSA / Comcast Corporation
C.WSA / Citigroup, Inc.
SON / Sonoco Products Company
TJX / The TJX Companies, Inc.
SYY / Sysco Corporation
ETN / Eaton Corporation plc
C / Citigroup Inc. - Corporate Bond/Note
BMY / Bristol-Myers Squibb Company
CL / Colgate-Palmolive Company
VZ / Verizon Communications Inc.
ICCC / ImmuCell Corporation
ES / Eversource Energy
AMLP / ALPS ETF Trust - Alerian MLP ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MSFT / Microsoft Corporation
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ADP / Automatic Data Processing, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
LMT / Lockheed Martin Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
CB / Chubb Limited
NSC / Norfolk Southern Corporation
AEP / American Electric Power Company, Inc.
COST / Costco Wholesale Corporation
BX / Blackstone Inc.
CAT / Caterpillar Inc.
SCHW / The Charles Schwab Corporation
NKE / NIKE, Inc.
WM / Waste Management, Inc.
BDX / Becton, Dickinson and Company
SBRA / Sabra Health Care REIT, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund