Market Value403,805,000
Total Holdings310
File Date2016-05-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PEAK / Healthpeak Properties, Inc.
SPG / Simon Property Group, Inc.
AMBKP / American Capital Trust I - Preferred Security
GLD / SPDR Gold Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PSEC / Prospect Capital Corporation
CAM / Cameron International Corporation
HAIN / The Hain Celestial Group, Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
LEO / BNY Mellon Strategic Municipals, Inc.
904784709 / Unilever N.V.
IYH / iShares Trust - iShares U.S. Healthcare ETF
UAA / Under Armour, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
US2782651036 / Eaton Vance Corp.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
QQQ / Invesco QQQ Trust, Series 1
WBA / Walgreens Boots Alliance, Inc.
CWCO / Consolidated Water Co. Ltd.
BWP / Boardwalk Pipeline Partners L.P
REM / iShares Trust - iShares Mortgage Real Estate ETF
ORCL / Oracle Corporation
LUMN / Lumen Technologies, Inc.
US00C4U1L353 / Mylan N.V.
FEYE / FireEye Inc
NLY / Annaly Capital Management, Inc.
FBHS / Fortune Brands Home & Security Inc
DAL / Delta Air Lines, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
MMP / Magellan Midstream Partners L.P.
US1182301010 / Buckeye Partners, L.P.
SPROTT FOCUS TR INC / (85028J109)
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
/ Windstream Holdings, Inc
IF / Aberdeen Indonesia Fund, Inc.
MSK / Morgan Stanley Capital Trust VIII, 6.45% Capital Securities
BKCC / BlackRock Capital Investment Corporation
TWC / Spectrum Management Holding Company LLC
RAI / Reynolds American, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
KAMN / Kaman Corporation
WWE / World Wrestling Entertainment, Inc. - Class A
CGRN / Capstone Green Energy Corp.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
FNFG / First Niagara Financial Group, Inc.
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
61166W101 / Monsanto Co.
KTF / DWS Municipal Income Trust
ICF / iShares Trust - iShares Select U.S. REIT ETF
74005P104 / Praxair, Inc.
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
CS / Credit Suisse Group AG - ADR
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
04685W103 / athenahealth, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
CBI / Chicago Bridge & Iron Co., N.V.
GULF / WisdomTree Middle East Dividend Fund
TE / T1 Energy Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SXL / Sunoco Logistics Partners L.P.
UNIT / Uniti Group Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
GLOP / Gaslog Partners LP - Unit
UIL / UIL Holdings Corporation
VMO / Invesco Municipal Opportunity Trust
NQS / Nuveen Select Quality Municipal Fund, Inc.
91911K102 / Bausch Health Companies
EDF / Virtus Stone Harbor Emerging Markets Income Fund
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
CHK / Chesapeake Energy Corporation
AES.PRC / AES Trust III
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
PHK / PIMCO High Income Fund
BHI / Baker Hughes Inc.
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
VKQ / Invesco Municipal Trust
DBL / DoubleLine Opportunistic Credit Fund
BFK / BlackRock Municipal Income Trust
CXH / MFS Investment Grade Municipal Trust
FBNK / First Connecticut Bancorp, Inc.
SPY / SPDR S&P 500 ETF
STT / State Street Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
CB / Chubb Limited
ED / Consolidated Edison, Inc.
SO / The Southern Company
TMO / Thermo Fisher Scientific Inc.
DTE / DTE Energy Company
JCI / Johnson Controls International plc
ALL / The Allstate Corporation
PPL / PPL Corporation
PEP / PepsiCo, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
MSI / Motorola Solutions, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MAR / Marriott International, Inc.
KMI / Kinder Morgan, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DE / Deere & Company
TD / The Toronto-Dominion Bank
CL / Colgate-Palmolive Company
MET / MetLife, Inc.
HD / The Home Depot, Inc.
YUM / Yum! Brands, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
AWR / American States Water Company
IRM / Iron Mountain Incorporated
IYW / iShares Trust - iShares U.S. Technology ETF
ADP / Automatic Data Processing, Inc.
MRK / Merck & Co., Inc.
RJF / Raymond James Financial, Inc.
BRK.B / Berkshire Hathaway Inc.
CODI / Compass Diversified
MELI / MercadoLibre, Inc.
CSX / CSX Corporation
USB / U.S. Bancorp
WMT / Walmart Inc.
NKE / NIKE, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
PG / The Procter & Gamble Company
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
MCD / McDonald's Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
US0325111070 / Anadarko Petroleum Corp.
UNH / UnitedHealth Group Incorporated
RTN / Raytheon Co.
BWA / BorgWarner Inc.
ROST / Ross Stores, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PTY / Partway Group Plc
FHI / Federated Hermes, Inc.
DOW / Dow Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ZBH / Zimmer Biomet Holdings, Inc.
EMN / Eastman Chemical Company
APA / APA Corporation
AET / Aetna, Inc.
TWX / Warner Media LLC
PBCT / People`s United Financial Inc
SPNC / Spectranetics Corp. (The)
BAC.PRL / Bank of America Corporation - Preferred Stock
TRST / TrustCo Bank Corp NY
BAM / Brookfield Asset Management Ltd.
K / Kellanova
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
AMT / American Tower Corporation
CSCO / Cisco Systems, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
KHC / The Kraft Heinz Company
GOOGL / Alphabet Inc.
ECL / Ecolab Inc.
VKI / Invesco Advantage Municipal Income Trust II
TRP / TC Energy Corporation
PSX / Phillips 66
IBM / International Business Machines Corporation
EMR / Emerson Electric Co.
VTN / Invesco Trust for Investment Grade New York Municipals
ITW / Illinois Tool Works Inc.
TSLA / Tesla, Inc.
WEC / WEC Energy Group, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
ET / Energy Transfer LP - Limited Partnership
PFE / Pfizer Inc.
KO / The Coca-Cola Company
DVA / DaVita Inc.
ABBV / AbbVie Inc.
ESRX / Express Scripts Holding Co.
018490100 / Allergan plc
MDLZ / Mondelez International, Inc.
0L9E / Stanley Black & Decker, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
VZ / Verizon Communications Inc.
D / Dominion Energy, Inc.
TNK / Teekay Tankers Ltd.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ES / Eversource Energy
IVW / iShares Trust - iShares S&P 500 Growth ETF
BEN / Franklin Resources, Inc.
AMG / Affiliated Managers Group, Inc.
UNP / Union Pacific Corporation
CMCSA / Comcast Corporation
OGE / OGE Energy Corp.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
F / Ford Motor Company
VLO / Valero Energy Corporation
DIS / The Walt Disney Company
GILD / Gilead Sciences, Inc.
GNTX / Gentex Corporation
HON / Honeywell International Inc.
PEG / Public Service Enterprise Group Incorporated
LYB / LyondellBasell Industries N.V.
T / AT&T Inc.
CERN / Cerner Corp.
CMI / Cummins Inc.
IBB / iShares Trust - iShares Biotechnology ETF
CELG / Celgene Corp.
ADBE / Adobe Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
AINV / Apollo Investment Corporation
LH / Labcorp Holdings Inc.
CDK / CDK Global Inc
APD / Air Products and Chemicals, Inc.
CP / Canadian Pacific Kansas City Limited
AXP / American Express Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
BRK.A / Berkshire Hathaway Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LOW / Lowe's Companies, Inc.
WBS / Webster Financial Corporation
DUK / Duke Energy Corporation
PM / Philip Morris International Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
CI / The Cigna Group
STZ / Constellation Brands, Inc.
NEE / NextEra Energy, Inc.
CLX / The Clorox Company
GM / General Motors Company
BMY / Bristol-Myers Squibb Company
SLB / Schlumberger Limited
EFA / iShares Trust - iShares MSCI EAFE ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
NSC / Norfolk Southern Corporation
PNC / The PNC Financial Services Group, Inc.
KMB / Kimberly-Clark Corporation
ABT / Abbott Laboratories
RTX / RTX Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MA / Mastercard Incorporated
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDT / Medtronic plc
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
SON / Sonoco Products Company
ETN / Eaton Corporation plc
AMZN / Amazon.com, Inc.
C.WSA / Citigroup, Inc.
OXY / Occidental Petroleum Corporation
TJX / The TJX Companies, Inc.
IP / International Paper Company
PPG / PPG Industries, Inc.
SYY / Sysco Corporation
WM / Waste Management, Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
MMM / 3M Company
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
ICCC / ImmuCell Corporation
O / Realty Income Corporation
SYK / Stryker Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
COP / ConocoPhillips
WASH / Washington Trust Bancorp, Inc.
BA / The Boeing Company
DD / DuPont de Nemours, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BFB / Brown-Forman Corp. - Class B
FDX / FedEx Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
HSY / The Hershey Company
ORLY / O'Reilly Automotive, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
JNJ / Johnson & Johnson
VDE / Vanguard World Fund - Vanguard Energy ETF
C / Citigroup Inc. - Corporate Bond/Note
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
OCSL / Oaktree Specialty Lending Corporation
ROP / Roper Technologies, Inc.
VFC / V.F. Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IXN / iShares Trust - iShares Global Tech ETF
QCOM / QUALCOMM Incorporated
PNNT / PennantPark Investment Corporation
DVY / iShares Trust - iShares Select Dividend ETF
TRV / The Travelers Companies, Inc.
GWW / W.W. Grainger, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
ACN / Accenture plc
EXC / Exelon Corporation
BX / Blackstone Inc.
BK / The Bank of New York Mellon Corporation
V / Visa Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GIS / General Mills, Inc.
AIG / American International Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
WHR / Whirlpool Corporation
AGR / Avangrid, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
ARCC / Ares Capital Corporation
TGT / Target Corporation
CVX / Chevron Corporation
DHR / Danaher Corporation
GS / The Goldman Sachs Group, Inc.
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
NOW / ServiceNow, Inc.
CVS / CVS Health Corporation
GD / General Dynamics Corporation
KKR / KKR & Co. Inc.
EOG / EOG Resources, Inc.
MO / Altria Group, Inc.
CRM / Salesforce, Inc.
SBRA / Sabra Health Care REIT, Inc.
MS / Morgan Stanley
MCK / McKesson Corporation
AEP / American Electric Power Company, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
GOOG / Alphabet Inc.
HAL / Halliburton Company
FI / Fiserv, Inc.
XOM / Exxon Mobil Corporation
INTC / Intel Corporation
VFH / Vanguard World Fund - Vanguard Financials ETF
AMGN / Amgen Inc.
BAC / Bank of America Corporation
GE / General Electric Company
AMLP / ALPS ETF Trust - Alerian MLP ETF
SBUX / Starbucks Corporation
JPM / JPMorgan Chase & Co.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
LLY / Eli Lilly and Company
CAT / Caterpillar Inc.
META / Meta Platforms, Inc.
COST / Costco Wholesale Corporation
SCHW / The Charles Schwab Corporation
BDX / Becton, Dickinson and Company
AAPL / Apple Inc.
MSFT / Microsoft Corporation
TWO / Two Harbors Investment Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund