Market Value285,973,000
Total Holdings267
File Date2013-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IF / Aberdeen Indonesia Fund, Inc.
AES.PRC / AES Trust III
AET / Aetna, Inc.
A / Agilent Technologies, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
AGNC / AGNC Investment Corp.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
04685W103 / athenahealth, Inc.
GLD / SPDR Gold Trust
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
AMGN / Amgen Inc.
COP / ConocoPhillips
EFA / iShares Trust - iShares MSCI EAFE ETF
USB / U.S. Bancorp
SLB / Schlumberger Limited
OXY / Occidental Petroleum Corporation
BFK / BlackRock Municipal Income Trust
BKCC / BlackRock Capital Investment Corporation
BWP / Boardwalk Pipeline Partners L.P
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
CI / The Cigna Group
ALL / The Allstate Corporation
MET / MetLife, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
TMO / Thermo Fisher Scientific Inc.
MO / Altria Group, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
PEP / PepsiCo, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
KMI / Kinder Morgan, Inc.
WFC / Wells Fargo & Company
MAR / Marriott International, Inc.
ABT / Abbott Laboratories
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MDT / Medtronic plc
YUM / Yum! Brands, Inc.
ORCL / Oracle Corporation
RTX / RTX Corporation
TJX / The TJX Companies, Inc.
ETN / Eaton Corporation plc
ICCC / ImmuCell Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
SYK / Stryker Corporation
PNC / The PNC Financial Services Group, Inc.
GD / General Dynamics Corporation
PG / The Procter & Gamble Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CAM / Cameron International Corporation
CGRN / Capstone Green Energy Corp.
CELG / Celgene Corp.
CLDX / Celldex Therapeutics, Inc.
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CMA / Comerica Incorporated
CB / Chubb Limited
C.WSA / Citigroup, Inc.
PLCMP0000017 / Comp SA
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DTE / DTE Energy Company
DWS MUN INCOME TR / (23338M106)
DVA / DaVita Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
AAPL / Apple Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
ECA / EnCana Corp.
SXL / Sunoco Logistics Partners L.P.
ESRX / Express Scripts Holding Co.
NSC / Norfolk Southern Corporation
DHR / Danaher Corporation
FINL / Finish Line, Inc. (THE)
FBNK / First Connecticut Bancorp, Inc.
FNFG / First Niagara Financial Group, Inc.
BEN / Franklin Resources, Inc.
FULT / Fulton Financial Corporation
AXP / American Express Company
CVS / CVS Health Corporation
GWW / W.W. Grainger, Inc.
CMCSA / Comcast Corporation
CSCO / Cisco Systems, Inc.
GOOGL / Alphabet Inc.
PEAK / Healthpeak Properties, Inc.
PSX / Phillips 66
QCOM / QUALCOMM Incorporated
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GE / General Electric Company
KO / The Coca-Cola Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MDLZ / Mondelez International, Inc.
HTS / Hatteras Financial Corp.
PPG / PPG Industries, Inc.
TNK / Teekay Tankers Ltd.
UNP / Union Pacific Corporation
TRV / The Travelers Companies, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
MMM / 3M Company
DIS / The Walt Disney Company
IVR / Invesco Mortgage Capital Inc.
VKQ / Invesco Municipal Trust
VTN / Invesco Trust for Investment Grade New York Municipals
VMO / Invesco Municipal Opportunity Trust
VKI / Invesco Advantage Municipal Income Trust II
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
HON / Honeywell International Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
PEG / Public Service Enterprise Group Incorporated
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SHW / The Sherwin-Williams Company
JPM / JPMorgan Chase & Co.
SNY / Sanofi - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
F / Ford Motor Company
SON / Sonoco Products Company
GS / The Goldman Sachs Group, Inc.
DOV / Dover Corporation
CVX / Chevron Corporation
JOY / Joy Global, Inc.
ADBE / Adobe Inc.
KAMN / Kaman Corporation
KSU / Kansas City Southern
KMP /
KMI / Kinder Morgan, Inc.
KRFT /
LH / Labcorp Holdings Inc.
LINE / Lineage, Inc.
AMZN / Amazon.com, Inc.
MMP / Magellan Midstream Partners L.P.
MARKET VECTORS ETFTR LEH / ETF (57060U878)
MCD / McDonald's Corporation
BA / The Boeing Company
CXH / MFS Investment Grade Municipal Trust
61166W101 / Monsanto Co.
L / Loews Corporation
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
OGE / OGE Energy Corp.
OI / O-I Glass, Inc.
PBCT / People`s United Financial Inc
C / Citigroup Inc. - Corporate Bond/Note
PHK / PIMCO High Income Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POWERSHARES QQQ TR / UIT (73935A104)
POWERSHARES ETF / ETF (73937B779)
74005P104 / Praxair, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
AMLP / ALPS ETF Trust - Alerian MLP ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
PMM / Putnam Managed Municipal Income Trust
HAL / Halliburton Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ROYCE FOCUS TR INC / (78080N108)
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
ED / Consolidated Edison, Inc.
SPNC / Spectranetics Corp. (The)
SPNV / Supernova Partners Acquisition Company Inc - Class A
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
GIS / General Mills, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
TWO / Two Harbors Investment Corp.
UIL / UIL Holdings Corporation
UEC / Uranium Energy Corp.
VFC / V.F. Corporation
VNR / Vanguard Natural Resources, LLC
JPM / JPMorgan Chase & Co.
VODPF / Vodafone Group Public Limited Company
WAG /
WASH / Washington Trust Bancorp, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
JNJ / Johnson & Johnson
/ Windstream Holdings, Inc
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
LLY / Eli Lilly and Company
ESV / Ensco plc
SDRL / Seadrill Limited
WFT / Weatherford International plc
RIG / Transocean Ltd.
CLB / Core Laboratories Inc.
TGP / Teekay LNG Partners LP - Unit
TK / Teekay Corporation Ltd.
META / Meta Platforms, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ARCC / Ares Capital Corporation
SO / The Southern Company
ITW / Illinois Tool Works Inc.
BMY / Bristol-Myers Squibb Company
SPY / SPDR S&P 500 ETF
T / AT&T Inc.
DUK / Duke Energy Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
IXN / iShares Trust - iShares Global Tech ETF
IBM / International Business Machines Corporation
PM / Philip Morris International Inc.
BRK.A / Berkshire Hathaway Inc.
INTC / Intel Corporation
EXC / Exelon Corporation
AZO / AutoZone, Inc.
WBS / Webster Financial Corporation
BCE / BCE Inc.
DD / DuPont de Nemours, Inc.
CB / Chubb Limited
DE / Deere & Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
NEE / NextEra Energy, Inc.
CL / Colgate-Palmolive Company
D / Dominion Energy, Inc.
0L9E / Stanley Black & Decker, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
APD / Air Products and Chemicals, Inc.
PFE / Pfizer Inc.
ECL / Ecolab Inc.
MTB / M&T Bank Corporation
HD / The Home Depot, Inc.
ABBV / AbbVie Inc.
TGT / Target Corporation
RJF / Raymond James Financial, Inc.
MRK / Merck & Co., Inc.
CMI / Cummins Inc.
CODI / Compass Diversified
HSY / The Hershey Company
UNH / UnitedHealth Group Incorporated
VZ / Verizon Communications Inc.
CSX / CSX Corporation
PRU / Prudential Financial, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
O / Realty Income Corporation
XOM / Exxon Mobil Corporation
WMT / Walmart Inc.
FCX / Freeport-McMoRan Inc.
OCSL / Oaktree Specialty Lending Corporation
V / Visa Inc.
ADP / Automatic Data Processing, Inc.
MSFT / Microsoft Corporation
ES / Eversource Energy
SYY / Sysco Corporation
GILD / Gilead Sciences, Inc.
BK / The Bank of New York Mellon Corporation
DVN / Devon Energy Corporation
CAT / Caterpillar Inc.
COST / Costco Wholesale Corporation
BDX / Becton, Dickinson and Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund