Market Value163,996,000
Total Holdings400
File Date2014-04-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CELG / Celgene Corp.
RBSPF / NatWest Group plc
NUV / Nuveen Municipal Value Fund, Inc.
AET / Aetna, Inc.
ARNC / Arconic Corporation
Y / Alleghany Corp.
LNT / Alliant Energy Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SCU / Sculptor Capital Management Inc - Class A
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
ALL / The Allstate Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US98212B1035 / WPX Energy, Inc.
AWR / American States Water Company
BOBE / Bob Evans Farms, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
WTRG / Essential Utilities, Inc.
ARCH / Arch Resources, Inc.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
AZO / AutoZone, Inc.
847560109 / Spectra Energy Corp.
SPLS / Staples, Inc.
US0549371070 / BB&T Corp.
C.WSA / Citigroup, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
CWT / California Water Service Group
ASH / Ashland Inc.
BNS / The Bank of Nova Scotia
GLD / SPDR Gold Trust
BEAM INC COM / (073730103)
BBBY / Bed Bath & Beyond, Inc.
BBY / Best Buy Co., Inc.
BKT / BlackRock Income Trust, Inc.
BLW / BlackRock Limited Duration Income Trust
US09254R1041 / BlackRock MuniYield Investment Fund
BTT / Blackrock Municipal 2030 Target Term Trust
IWR / iShares Trust - iShares Russell Mid-Cap ETF
TSLA / Tesla, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
BHI / Baker Hughes Inc.
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
NUE / Nucor Corporation
CSQ / Calamos Strategic Total Return Fund
HOG / Harley-Davidson, Inc.
CPE / Callon Petroleum Company
CPN / Calpine Corp.
CNQ / Canadian Natural Resources Limited
VFC / V.F. Corporation
CAH / Cardinal Health, Inc.
A / Agilent Technologies, Inc.
163893209 / Chemtura Corp.
CHK / Chesapeake Energy Corporation
BIIB / Biogen Inc.
TPR / Tapestry, Inc.
CNS / Cohen & Steers, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BRK.A / Berkshire Hathaway Inc.
DUK / Duke Energy Corporation
PFE / Pfizer Inc.
BK / The Bank of New York Mellon Corporation
DHI / D.R. Horton, Inc.
KMB / Kimberly-Clark Corporation
PEP / PepsiCo, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CL / Colgate-Palmolive Company
MET / MetLife, Inc.
UPS / United Parcel Service, Inc.
SPY / SPDR S&P 500 ETF
RTX / RTX Corporation
CNX / CNX Resources Corporation
IDCC / InterDigital, Inc.
HD / The Home Depot, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
BDJ / BlackRock Enhanced Equity Dividend Trust
HSY / The Hershey Company
ERH / Allspring Utilities and High Income Fund
MCHP / Microchip Technology Incorporated
DHR / Danaher Corporation
NKE / NIKE, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
HPQ / HP Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
LEN / Lennar Corporation
DOW CHEM CO COM / (260543103)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
MSEX / Middlesex Water Company
EVV / Eaton Vance Limited Duration Income Fund
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
US2782651036 / Eaton Vance Corp.
XETWX / Eaton Vance Tax-Managed Global
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
CPB / The Campbell's Company
GS / The Goldman Sachs Group, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
XEL / Xcel Energy Inc.
XLS / Exelis
ESRX / Express Scripts Holding Co.
FPF / First Trust Intermediate Duration Preferred & Income Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FUNC / First United Corporation
GM / General Motors Company
UNH / UnitedHealth Group Incorporated
FLR / Fluor Corporation
MDLZ / Mondelez International, Inc.
FL / Foot Locker, Inc.
LOW / Lowe's Companies, Inc.
BEN / Franklin Resources, Inc.
T / AT&T Inc.
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
FTR / Frontier Communications Corp.
ORCL / Oracle Corporation
SSSS / SuRo Capital Corp.
GCI / Gannett Co., Inc.
DCA / Virtus Total Return Fund
FDX / FedEx Corporation
WM / Waste Management, Inc.
OXY / Occidental Petroleum Corporation
GLT / Glatfelter Corporation
AAPL / Apple Inc.
/ Global X YieldCo & Renewable Energy Income ETF
GG / Goldcorp, Inc.
TWC / Spectrum Management Holding Company LLC
D / Dominion Energy, Inc.
GNI / Great Northern Iron Ore Properties
NEE / NextEra Energy, Inc.
FCX / Freeport-McMoRan Inc.
EMR / Emerson Electric Co.
AIM / AIM ImmunoTech Inc.
ESV / Ensco plc
HSH /
DVN / Devon Energy Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
AWK / American Water Works Company, Inc.
DD / DuPont de Nemours, Inc.
IMO / Imperial Oil Limited
INFA / Informatica Inc.
IRF / International Rectifier Corp
VEGI / iShares, Inc. - iShares MSCI Agriculture Producers ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
GOOGL / Alphabet Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
GD / General Dynamics Corporation
US00C4U1L353 / Mylan N.V.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JCI / Johnson Controls International plc
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
JNPR / Juniper Networks, Inc.
KSU / Kansas City Southern
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KMP /
KN / Knowles Corporation
KSS / Kohl's Corporation
KRFT /
BBWI / Bath & Body Works, Inc.
LLL / JX Luxventure Limited
LH / Labcorp Holdings Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GPC / Genuine Parts Company
LINE / Lineage, Inc.
AMP / Ameriprise Financial, Inc.
CHCO / City Holding Company
F / Ford Motor Company
GIS / General Mills, Inc.
TGT / Target Corporation
CSCO / Cisco Systems, Inc.
RY / Royal Bank of Canada
57772K101 / Maxim Integrated Products Inc.
HON / Honeywell International Inc.
EBAY / eBay Inc.
MA / Mastercard Incorporated
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
EOG / EOG Resources, Inc.
ETR / Entergy Corporation
DIS / The Walt Disney Company
SLB / Schlumberger Limited
MPC / Marathon Petroleum Corporation
FAST / Fastenal Company
CNI / Canadian National Railway Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KO / The Coca-Cola Company
MRK / Merck & Co., Inc.
CVX / Chevron Corporation
CMCSA / Comcast Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MDY / SPDR S&P MidCap 400 ETF Trust
CMI / Cummins Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
MMM / 3M Company
XYL / Xylem Inc.
61166W101 / Monsanto Co.
ADI / Analog Devices, Inc.
ADBE / Adobe Inc.
RF / Regions Financial Corporation
NOV / NOV Inc.
NBH / Neuberger Berman Municipal Fund Inc.
NYCB / Flagstar Financial, Inc.
NI / NiSource Inc.
US6550441058 / Noble Energy, Inc.
AXP / American Express Company
NS / NuStar Energy L.P. - Limited Partnership
NQM / Nuveen Investment Quality Municipal Fund, Inc.
NUVEEN NY PERFORM PLUS MUN FCOM / CLOSED-END EQUITY FUNDS (67062R104)
NID / Nuveen Intermediate Duration Municipal Term Fund
XJTPX / Nuveen Quality Preferred Income
OCI RES LP COM UNIT LTD / (67081B106)
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
PPL / PPL Corporation
PCAR / PACCAR Inc
AMZN / Amazon.com, Inc.
PKG / Packaging Corporation of America
BTU / Peabody Energy Corporation
PSO / Pearson plc - Depositary Receipt (Common Stock)
JCP / J.C. Penney Co., Inc.
PNY / Piedmont Natural Gas Co., Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST UNIT SER 1 / (73935A104)
74005P104 / Praxair, Inc.
BKNG / Booking Holdings Inc.
PG / The Procter & Gamble Company
PGR / The Progressive Corporation
BA / The Boeing Company
PEG / Public Service Enterprise Group Incorporated
YUM / Yum! Brands, Inc.
RYN / Rayonier Inc.
RTN / Raytheon Co.
RGP / Resources Connection, Inc.
RGA / Reinsurance Group of America, Incorporated
RCI / Rogers Communications Inc.
RDS.B / Shell Plc - ADR
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
BAC / Bank of America Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SHEN / Shenandoah Telecommunications Company
SCCO / Southern Copper Corporation
US85207U1051 / Sprint Corporation
STT / State Street Corporation
SCS / Steelcase Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
US87233Q1085 / TC Pipelines, LP
/ TD AmeriTrade Holding Corp.
TE / T1 Energy Inc.
TWX / Warner Media LLC
PSX / Phillips 66
UDR / UDR, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
904784709 / Unilever N.V.
ABBV / AbbVie Inc.
USO / United States Oil Fund, LP - Limited Partnership
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
INTC / Intel Corporation
VMW / Vmware Inc. - Class A
WPPGY / WPP PLC
WAG /
ANTM / Anthem Inc
WR / Westar Energy, Inc.
SBI / Western Asset Intermediate Muni Fund Inc.
DTE / DTE Energy Company
XLNX / Xilinx, Inc.
ZNOG / Zion Oil & Gas, Inc.
BG / Bunge Global SA
V / Visa Inc.
IVZ / Invesco Ltd.
LAZ / Lazard, Inc.
00B65Z9D7 / Noble Corporation plc
RIG / Transocean Ltd.
JCI / Johnson Controls International plc
PRKS / United Parks & Resorts Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
COF / Capital One Financial Corporation
EIX / Edison International
LYV / Live Nation Entertainment, Inc.
JPM / JPMorgan Chase & Co.
K / Kellanova
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
IR / Ingersoll Rand Inc.
GOLD / Barrick Mining Corporation
AFL / Aflac Incorporated
WMT / Walmart Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ADP / Automatic Data Processing, Inc.
BAX / Baxter International Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
MRO / Marathon Oil Corporation
LLY / Eli Lilly and Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
KCP / Cloud Peak Energy Inc
META / Meta Platforms, Inc.
UNP / Union Pacific Corporation
GXP / Great Plains Energy, Inc.
AMAT / Applied Materials, Inc.
CB / Chubb Limited
KR / The Kroger Co.
XOM / Exxon Mobil Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
LUMN / Lumen Technologies, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MU / Micron Technology, Inc.
MSFT / Microsoft Corporation
VZ / Verizon Communications Inc.
ADM / Archer-Daniels-Midland Company
AEP / American Electric Power Company, Inc.
BRK.B / Berkshire Hathaway Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
XTL / SPDR Series Trust - SPDR S&P Telecom ETF
SBUX / Starbucks Corporation
IBM / International Business Machines Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GILD / Gilead Sciences, Inc.
QCOM / QUALCOMM Incorporated
WFC / Wells Fargo & Company
USB / U.S. Bancorp
JNJ / Johnson & Johnson
DIA / SPDR Dow Jones Industrial Average ETF Trust
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PNW / Pinnacle West Capital Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
SO / The Southern Company
ACN / Accenture plc
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
COST / Costco Wholesale Corporation
DVY / iShares Trust - iShares Select Dividend ETF
TRV / The Travelers Companies, Inc.
EXC / Exelon Corporation
PM / Philip Morris International Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
MDT / Medtronic plc
CAG / Conagra Brands, Inc.
UBSI / United Bankshares, Inc.
AMGN / Amgen Inc.
KMI / Kinder Morgan, Inc.
NSC / Norfolk Southern Corporation
ED / Consolidated Edison, Inc.
RSG / Republic Services, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MDU / MDU Resources Group, Inc.
PNC / The PNC Financial Services Group, Inc.
DE / Deere & Company
FCBC / First Community Bankshares, Inc.
BDX / Becton, Dickinson and Company
OMC / Omnicom Group Inc.
BMY / Bristol-Myers Squibb Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
PML / PIMCO Municipal Income Fund II
ET / Energy Transfer LP - Limited Partnership
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
WSBC / WesBanco, Inc.
TXN / Texas Instruments Incorporated
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
LMT / Lockheed Martin Corporation
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CSX / CSX Corporation
SYY / Sysco Corporation
ITW / Illinois Tool Works Inc.
DG / Dollar General Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
COP / ConocoPhillips
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PRU / Prudential Financial, Inc.
GLW / Corning Incorporated
PH / Parker-Hannifin Corporation
TJX / The TJX Companies, Inc.
C / Citigroup Inc. - Corporate Bond/Note
HBAN / Huntington Bancshares Incorporated
CME / CME Group Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
CVS / CVS Health Corporation
MCD / McDonald's Corporation
SLV / iShares Silver Trust
CAT / Caterpillar Inc.
FE / FirstEnergy Corp.