Market Value158,965,000
Total Holdings403
File Date2014-01-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DG / Dollar General Corporation
US98212B1035 / WPX Energy, Inc.
KMX / CarMax, Inc.
TSLA / Tesla, Inc.
MSEX / Middlesex Water Company
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
ARNC / Arconic Corporation
BNS / The Bank of Nova Scotia
GXP / Great Plains Energy, Inc.
RDS.B / Shell Plc - ADR
JCP / J.C. Penney Co., Inc.
KSS / Kohl's Corporation
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
NYCB / Flagstar Financial, Inc.
GLD / SPDR Gold Trust
LINE / Lineage, Inc.
GLT / Glatfelter Corporation
IMO / Imperial Oil Limited
TWC / Spectrum Management Holding Company LLC
NUVEEN NY PERFORM PLUS MUN FCOM / CLOSED-END EQUITY FUNDS (67062R104)
BKNG / Booking Holdings Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
RBSPF / NatWest Group plc
PSO / Pearson plc - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
BTT / Blackrock Municipal 2030 Target Term Trust
SCU / Sculptor Capital Management Inc - Class A
MO / Altria Group, Inc.
61166W101 / Monsanto Co.
LAZ / Lazard, Inc.
BG / Bunge Global SA
WTW / Willis Towers Watson Public Limited Company
RIG / Transocean Ltd.
IVZ / Invesco Ltd.
Y / Alleghany Corp.
US0549371070 / BB&T Corp.
00B65Z9D7 / Noble Corporation plc
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
BEAM INC COM / (073730103)
AZO / AutoZone, Inc.
BKT / BlackRock Income Trust, Inc.
US09254R1041 / BlackRock MuniYield Investment Fund
CSQ / Calamos Strategic Total Return Fund
CPN / Calpine Corp.
AWR / American States Water Company
BBY / Best Buy Co., Inc.
BOBE / Bob Evans Farms, Inc.
163893209 / Chemtura Corp.
CHK / Chesapeake Energy Corporation
CNS / Cohen & Steers, Inc.
TPR / Tapestry, Inc.
DOW CHEM CO COM / (260543103)
EVV / Eaton Vance Limited Duration Income Fund
US2782651036 / Eaton Vance Corp.
XETWX / Eaton Vance Tax-Managed Global
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
XLS / Exelis
ARCH / Arch Resources, Inc.
FUNC / First United Corporation
CNX / CNX Resources Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
BBBY / Bed Bath & Beyond, Inc.
CWT / California Water Service Group
/ Global X YieldCo & Renewable Energy Income ETF
GG / Goldcorp, Inc.
GNI / Great Northern Iron Ore Properties
HSH /
ITT / ITT Inc.
INFA / Informatica Inc.
IRF / International Rectifier Corp
VEGI / iShares, Inc. - iShares MSCI Agriculture Producers ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
IYE / iShares Trust - iShares U.S. Energy ETF
KYE / Kayne Anderson Energy Total Return Fund, Inc.
KMP /
KRFT /
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
57772K101 / Maxim Integrated Products Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
NBH / Neuberger Berman Municipal Fund Inc.
NS / NuStar Energy L.P. - Limited Partnership
NQM / Nuveen Investment Quality Municipal Fund, Inc.
OCI RES LP COM UNIT LTD / (67081B106)
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
PVR / PVR PARTNERS L P
BTU / Peabody Energy Corporation
PNY / Piedmont Natural Gas Co., Inc.
XJTPX / Nuveen Quality Preferred Income
GCI / Gannett Co., Inc.
NUV / Nuveen Municipal Value Fund, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POWERSHARES QQQ TRUST UNIT SER 1 / (73935A104)
74005P104 / Praxair, Inc.
RGP / Resources Connection, Inc.
RGA / Reinsurance Group of America, Incorporated
RCI / Rogers Communications Inc.
SPLS / Staples, Inc.
RYDEX ETF TRUST GUG S&P500 PU GR / (78355W403)
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SCCO / Southern Copper Corporation
SHEN / Shenandoah Telecommunications Company
US85207U1051 / Sprint Corporation
SCS / Steelcase Inc.
US87233Q1085 / TC Pipelines, LP
/ TD AmeriTrade Holding Corp.
TE / T1 Energy Inc.
USO / United States Oil Fund, LP - Limited Partnership
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
WPPGY / WPP PLC
WAG /
ZNOG / Zion Oil & Gas, Inc.
WR / Westar Energy, Inc.
SBI / Western Asset Intermediate Muni Fund Inc.
INT / World Fuel Services Corp.
904784709 / Unilever N.V.
847560109 / Spectra Energy Corp.
US1182301010 / Buckeye Partners, L.P.
CYS / CYS Investments, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
KSU / Kansas City Southern
RY / Royal Bank of Canada
US0325111070 / Anadarko Petroleum Corp.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
BBEP / Breitburn Energy Partners LP
SSSS / SuRo Capital Corp.
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
POT / Potash Corp. of Saskatchewan, Inc.
CNQ / Canadian Natural Resources Limited
BIIB / Biogen Inc.
BBWI / Bath & Body Works, Inc.
BHI / Baker Hughes Inc.
HOG / Harley-Davidson, Inc.
PPL / PPL Corporation
UDR / UDR, Inc.
ESV / Ensco plc
FTR / Frontier Communications Corp.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
AET / Aetna, Inc.
RTN / Raytheon Co.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AAPL / Apple Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
AXP / American Express Company
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
PCAR / PACCAR Inc
KCP / Cloud Peak Energy Inc
APA / APA Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
V / Visa Inc.
NEE / NextEra Energy, Inc.
LH / Labcorp Holdings Inc.
XLNX / Xilinx, Inc.
PH / Parker-Hannifin Corporation
EFV / iShares Trust - iShares MSCI EAFE Value ETF
PG / The Procter & Gamble Company
PRKS / United Parks & Resorts Inc.
JNPR / Juniper Networks, Inc.
NKE / NIKE, Inc.
TWX / Warner Media LLC
ORCL / Oracle Corporation
STT / State Street Corporation
ESRX / Express Scripts Holding Co.
ANTM / Anthem Inc
LEN / Lennar Corporation
CPE / Callon Petroleum Company
C.WSA / Citigroup, Inc.
LLL / JX Luxventure Limited
GOOGL / Alphabet Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
ALL / The Allstate Corporation
FLR / Fluor Corporation
PGR / The Progressive Corporation
MCHP / Microchip Technology Incorporated
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
JCI / Johnson Controls International plc
US00C4U1L353 / Mylan N.V.
DCA / Virtus Total Return Fund
NOV / NOV Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
ADI / Analog Devices, Inc.
APD / Air Products and Chemicals, Inc.
ADBE / Adobe Inc.
NID / Nuveen Intermediate Duration Municipal Term Fund
RF / Regions Financial Corporation
LNT / Alliant Energy Corporation
OXY_KZ / Occidental Petroleum Corporation
RYN / Rayonier Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
CELG / Celgene Corp.
PKG / Packaging Corporation of America
BEN / Franklin Resources, Inc.
FDX / FedEx Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
AMP / Ameriprise Financial, Inc.
C / Citigroup Inc. - Corporate Bond/Note
SNY / Sanofi - Depositary Receipt (Common Stock)
ECL / Ecolab Inc.
BAC / Bank of America Corporation
DVY / iShares Trust - iShares Select Dividend ETF
NI / NiSource Inc.
BAM / Brookfield Asset Management Ltd.
MA / Mastercard Incorporated
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
LYV / Live Nation Entertainment, Inc.
INTC / Intel Corporation
BLW / BlackRock Limited Duration Income Trust
UL / Unilever PLC - Depositary Receipt (Common Stock)
FE / FirstEnergy Corp.
AIM / AIM ImmunoTech Inc.
AWK / American Water Works Company, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
XEL / Xcel Energy Inc.
CAH / Cardinal Health, Inc.
KMB / Kimberly-Clark Corporation
WTRG / Essential Utilities, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
ASH / Ashland Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
NLY / Annaly Capital Management, Inc.
OMC / Omnicom Group Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
FCBC / First Community Bankshares, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GIS / General Mills, Inc.
KR / The Kroger Co.
SO / The Southern Company
MPC / Marathon Petroleum Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
IR / Ingersoll Rand Inc.
AMGN / Amgen Inc.
RTX / RTX Corporation
BAX / Baxter International Inc.
WSBC / WesBanco, Inc.
TGT / Target Corporation
SYY / Sysco Corporation
CSX / CSX Corporation
ADM / Archer-Daniels-Midland Company
GPC / Genuine Parts Company
PRU / Prudential Financial, Inc.
MCD / McDonald's Corporation
JPM / JPMorgan Chase & Co.
DUK / Duke Energy Corporation
EIX / Edison International
TXN / Texas Instruments Incorporated
DTE / DTE Energy Company
SLB / Schlumberger Limited
YUM / Yum! Brands, Inc.
BK / The Bank of New York Mellon Corporation
PEP / PepsiCo, Inc.
CNI / Canadian National Railway Company
EOG / EOG Resources, Inc.
DHI / D.R. Horton, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PML / PIMCO Municipal Income Fund II
DIA / SPDR Dow Jones Industrial Average ETF Trust
USB / U.S. Bancorp
ETR / Entergy Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
JNJ / Johnson & Johnson
MDY / SPDR S&P MidCap 400 ETF Trust
CVX / Chevron Corporation
DD / DuPont de Nemours, Inc.
GOLD / Barrick Mining Corporation
CHCO / City Holding Company
BCS / Barclays PLC - Depositary Receipt (Common Stock)
F / Ford Motor Company
MMM / 3M Company
EMR / Emerson Electric Co.
WMT / Walmart Inc.
GD / General Dynamics Corporation
CVS / CVS Health Corporation
LMT / Lockheed Martin Corporation
ERH / Allspring Utilities and High Income Fund
MDLZ / Mondelez International, Inc.
CMCSA / Comcast Corporation
MET / MetLife, Inc.
SPY / SPDR S&P 500 ETF
DIS / The Walt Disney Company
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
T / AT&T Inc.
CSCO / Cisco Systems, Inc.
EBAY / eBay Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
DVN / Devon Energy Corporation
TIP / iShares Trust - iShares TIPS Bond ETF
GILD / Gilead Sciences, Inc.
A / Agilent Technologies, Inc.
PEG / Public Service Enterprise Group Incorporated
PFE / Pfizer Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
XYL / Xylem Inc.
HPQ / HP Inc.
NUE / Nucor Corporation
WMB / The Williams Companies, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HBAN / Huntington Bancshares Incorporated
ABBV / AbbVie Inc.
HSY / The Hershey Company
FAST / Fastenal Company
CB / Chubb Limited
LLY / Eli Lilly and Company
ACN / Accenture plc
MRK / Merck & Co., Inc.
META / Meta Platforms, Inc.
IBM / International Business Machines Corporation
AMZN / Amazon.com, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
GM / General Motors Company
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
PSX / Phillips 66
AMAT / Applied Materials, Inc.
MSFT / Microsoft Corporation
MU / Micron Technology, Inc.
FCX / Freeport-McMoRan Inc.
VZ / Verizon Communications Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
CPB / The Campbell's Company
AEP / American Electric Power Company, Inc.
LUMN / Lumen Technologies, Inc.
RSG / Republic Services, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
TRV / The Travelers Companies, Inc.
NSC / Norfolk Southern Corporation
BMY / Bristol-Myers Squibb Company
ET / Energy Transfer LP - Limited Partnership
QCOM / QUALCOMM Incorporated
ABT / Abbott Laboratories
UPS / United Parcel Service, Inc.
DE / Deere & Company
BDX / Becton, Dickinson and Company
ADP / Automatic Data Processing, Inc.
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SLV / iShares Silver Trust
CL / Colgate-Palmolive Company
SBUX / Starbucks Corporation
BRK.B / Berkshire Hathaway Inc.
GLW / Corning Incorporated
UNP / Union Pacific Corporation
K / Kellanova
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
EXC / Exelon Corporation
WFC / Wells Fargo & Company
MDT / Medtronic plc
XTL / SPDR Series Trust - SPDR S&P Telecom ETF
COP / ConocoPhillips
IDCC / InterDigital, Inc.
ED / Consolidated Edison, Inc.
PNC / The PNC Financial Services Group, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CME / CME Group Inc.
MDU / MDU Resources Group, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
KO / The Coca-Cola Company
COF / Capital One Financial Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
PNW / Pinnacle West Capital Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
UBSI / United Bankshares, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AFL / Aflac Incorporated
LOW / Lowe's Companies, Inc.
CAG / Conagra Brands, Inc.
PM / Philip Morris International Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
KMI / Kinder Morgan, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
HON / Honeywell International Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
DHR / Danaher Corporation
GS / The Goldman Sachs Group, Inc.
COST / Costco Wholesale Corporation
D / Dominion Energy, Inc.
WM / Waste Management, Inc.
BA / The Boeing Company
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
MRO / Marathon Oil Corporation
CAT / Caterpillar Inc.