Market Value191,526,000
Total Holdings161
File Date2017-01-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
CSX / CSX Corporation
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
FITB / Fifth Third Bancorp
CMI / Cummins Inc.
DX / Dynex Capital, Inc.
OLP / One Liberty Properties, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US0357108051 / Annaly Capital Management, Inc.
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
JSD / Nuveen Short Duration Credit Opportunities Fund
AT&T INC (T) / (02206R102)
ETN / Eaton Corporation plc
847560109 / Spectra Energy Corp.
IBDB / iShares iBonds Mar 2018 Corporate ETF
WPZ / Access Midstream Partners, L.P
CCP / Care Capital Properties, Inc.
DVN / Devon Energy Corporation
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
AAPL / Apple Inc.
BRK.B / Berkshire Hathaway Inc.
NVDA / NVIDIA Corporation
NSC / Norfolk Southern Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
NSL / Nuveen Senior Income Fund
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
FAX / Abrdn Asia-Pacific Income Fund Inc
LAZ / Lazard, Inc.
IBDN / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2022 Term Corporate ETF
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
POT / Potash Corp. of Saskatchewan, Inc.
CLI / Mack-Cali Realty Corp.
OWE / Obsidian Energy Ltd.
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
XISDX / Prudential Short Duration High
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
CMO / Capstead Mortgage Corp.
AMBKP / American Capital Trust I - Preferred Security
COLE CREDIT PROPERTY TRUST IV INC (CCPT) / (19326U100)
CBRI / CMTSU Liquidation, Inc.
DEUTSCHE MULTI-MARKET INCOME (KMM) / (25160E102)
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
FS ENERGY AND POWER FUND (FSEN) / (30264D109)
DRA / Diversified Real Asset Income Fund
FBP / First BanCorp.
CYS / CYS Investments, Inc.
NRF / NorthStar Realty Finance Corp.
NS / NuStar Energy L.P. - Limited Partnership
SXL / Sunoco Logistics Partners L.P.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
IGF / iShares Trust - iShares Global Infrastructure ETF
APOL / Apollo Education Group, Inc.
758766109 / Regal Entertainment Group
KED / Kayne Anderson Energy Development Company
CHW / Calamos Global Dynamic Income Fund
BWP / Boardwalk Pipeline Partners L.P
NRF.PRB / NorthStar Realty Finance Corp.
82735Q102 / Silver Bay Realty Trust Corp.
ICF / iShares Trust - iShares Select U.S. REIT ETF
MTGE / American Capital Mortgage Investment Corp.
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
BHOR / Behringer Harvard Opportunity REIT I Inc
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
GNTX / Gentex Corporation
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IXP / iShares Trust - iShares Global Comm Services ETF
PNRA / Panera Bread Co.
FTR / Frontier Communications Corp.
AUO / AU Optronics Corp.
IVZ / Invesco Ltd.
CHI / Calamos Convertible Opportunities and Income Fund
VTA / Invesco Dynamic Credit Opportunities Fund
HBAN / Huntington Bancshares Incorporated
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
GME / GameStop Corp.
/ Invesco Mortgage Capital Inc.
WFC / Wells Fargo & Company
BTZ / BlackRock Credit Allocation Income Trust
GSV / Gold Standard Ventures Corp
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
EVF / Eaton Vance Senior Income Trust
DHIL / Diamond Hill Investment Group, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
FE / FirstEnergy Corp.
SDRL / Seadrill Limited
WPG / Washington Prime Group Inc
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
TGA / Transglobe Energy Corp.
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
BX / Blackstone Inc.
KMI / Kinder Morgan, Inc.
QCOM / QUALCOMM Incorporated
CXW / CoreCivic, Inc.
WBK / Westpac Banking Corp - ADR
BKNG / Booking Holdings Inc.
EXC / Exelon Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
PSEC / Prospect Capital Corporation
MDT / Medtronic plc
MGA / Magna International Inc.
INTC / Intel Corporation
MMP / Magellan Midstream Partners L.P.
EMR / Emerson Electric Co.
TRTN / Triton International Limited
JPM / JPMorgan Chase & Co.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
NLY / Annaly Capital Management, Inc.
TTM / Tata Motors Ltd. - ADR
LLY / Eli Lilly and Company
ABB / ABB Ltd. - ADR
EMD / Western Asset Emerging Markets Debt Fund Inc.
MYD / BlackRock MuniYield Fund, Inc.
CSCO / Cisco Systems, Inc.
MSFT / Microsoft Corporation
C / Citigroup Inc. - Corporate Bond/Note
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AINV / Apollo Investment Corporation
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
OIA / Invesco Municipal Income Opportunities Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
UL / Unilever PLC - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
USB / U.S. Bancorp
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
CVX / Chevron Corporation
ACRE / Ares Commercial Real Estate Corporation
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
VTR / Ventas, Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
EVV / Eaton Vance Limited Duration Income Fund
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
FSD / First Trust High Income Long/Short Fund
STEW / SRH Total Return Fund, Inc.
VVR / Invesco Senior Income Trust
PII / Polaris Inc.
XOM / Exxon Mobil Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
SPY / SPDR S&P 500 ETF
F / Ford Motor Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
OPI / Office Properties Income Trust
BA / The Boeing Company
MRK / Merck & Co., Inc.
MPC / Marathon Petroleum Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
PFE / Pfizer Inc.
CMG / Chipotle Mexican Grill, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ET / Energy Transfer LP - Limited Partnership
RTX / RTX Corporation
SO / The Southern Company
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
HYB / The New America High Income Fund Inc.
ARCC / Ares Capital Corporation
VZ / Verizon Communications Inc.
TWO / Two Harbors Investment Corp.
CAT / Caterpillar Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
BHK / BlackRock Core Bond Trust
PG / The Procter & Gamble Company
AMZN / Amazon.com, Inc.