Market Value186,237,000
Total Holdings167
File Date2016-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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TRTN / Triton International Limited
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
WBK / Westpac Banking Corp - ADR
CSX / CSX Corporation
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
DX / Dynex Capital, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
US0357108051 / Annaly Capital Management, Inc.
BHOR / Behringer Harvard Opportunity REIT I Inc
LAZ / Lazard, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
GNTX / Gentex Corporation
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
PBCT / People`s United Financial Inc
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
PSEC / Prospect Capital Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
FTR / Frontier Communications Corp.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
AMPE / Ampio Pharmaceuticals, Inc.
OWE / Obsidian Energy Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
AMBKP / American Capital Trust I - Preferred Security
IVZ / Invesco Ltd.
FBP / First BanCorp.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
AUO / AU Optronics Corp.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
POT / Potash Corp. of Saskatchewan, Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
FS ENERGY AND POWER FUND (FSEN) / (30264D109)
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
WPZ / Access Midstream Partners, L.P
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
JSD / Nuveen Short Duration Credit Opportunities Fund
CYS / CYS Investments, Inc.
AT&T INC (T) / (02206R102)
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
DRA / Diversified Real Asset Income Fund
DEUTSCHE MULTI-MARKET INCOME (KMM) / (25160E102)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
NSL / Nuveen Senior Income Fund
NRF / NorthStar Realty Finance Corp.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
IXP / iShares Trust - iShares Global Comm Services ETF
74005P104 / Praxair, Inc.
NS / NuStar Energy L.P. - Limited Partnership
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
SXL / Sunoco Logistics Partners L.P.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
KYE / Kayne Anderson Energy Total Return Fund, Inc.
IGF / iShares Trust - iShares Global Infrastructure ETF
APOL / Apollo Education Group, Inc.
758766109 / Regal Entertainment Group
KED / Kayne Anderson Energy Development Company
CHW / Calamos Global Dynamic Income Fund
BWP / Boardwalk Pipeline Partners L.P
NRF.PRB / NorthStar Realty Finance Corp.
82735Q102 / Silver Bay Realty Trust Corp.
ICF / iShares Trust - iShares Select U.S. REIT ETF
MTGE / American Capital Mortgage Investment Corp.
CCP / Care Capital Properties, Inc.
XISDX / Prudential Short Duration High
CBRI / CMTSU Liquidation, Inc.
CMO / Capstead Mortgage Corp.
PNRA / Panera Bread Co.
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
IBDB / iShares iBonds Mar 2018 Corporate ETF
COLE CREDIT PROPERTY TRUST IV INC (CCPT) / (19326U100)
AYTU / Aytu BioPharma, Inc.
ETN / Eaton Corporation plc
CHI / Calamos Convertible Opportunities and Income Fund
PFE / Pfizer Inc.
/ Invesco Mortgage Capital Inc.
GSV / Gold Standard Ventures Corp
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VTA / Invesco Dynamic Credit Opportunities Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
WFC / Wells Fargo & Company
FAX / Abrdn Asia-Pacific Income Fund Inc
EVF / Eaton Vance Senior Income Trust
FE / FirstEnergy Corp.
SDRL / Seadrill Limited
WPG / Washington Prime Group Inc
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
AAPL / Apple Inc.
QCOM / QUALCOMM Incorporated
RTX / RTX Corporation
CXW / CoreCivic, Inc.
TTM / Tata Motors Ltd. - ADR
EXC / Exelon Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
TWO / Two Harbors Investment Corp.
MGA / Magna International Inc.
HBAN / Huntington Bancshares Incorporated
KMI / Kinder Morgan, Inc.
STEW / SRH Total Return Fund, Inc.
PEP / PepsiCo, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
BRK.B / Berkshire Hathaway Inc.
F / Ford Motor Company
ABB / ABB Ltd. - ADR
MMP / Magellan Midstream Partners L.P.
CVX / Chevron Corporation
DFS / Discover Financial Services
EVV / Eaton Vance Limited Duration Income Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VTR / Ventas, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VVR / Invesco Senior Income Trust
GME / GameStop Corp.
MRK / Merck & Co., Inc.
ET / Energy Transfer LP - Limited Partnership
AINV / Apollo Investment Corporation
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
INTC / Intel Corporation
ARCC / Ares Capital Corporation
CSCO / Cisco Systems, Inc.
NSC / Norfolk Southern Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
BKNG / Booking Holdings Inc.
ACRE / Ares Commercial Real Estate Corporation
XOM / Exxon Mobil Corporation
BX / Blackstone Inc.
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
TJX / The TJX Companies, Inc.
HYB / The New America High Income Fund Inc.
CMG / Chipotle Mexican Grill, Inc.
CMI / Cummins Inc.
BHK / BlackRock Core Bond Trust
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
DVN / Devon Energy Corporation
OIA / Invesco Municipal Income Opportunities Trust
EMD / Western Asset Emerging Markets Debt Fund Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
FSD / First Trust High Income Long/Short Fund
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
PG / The Procter & Gamble Company
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CAT / Caterpillar Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
BA / The Boeing Company
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
C / Citigroup Inc. - Corporate Bond/Note
PDM / Piedmont Realty Trust, Inc.
AMZN / Amazon.com, Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
SO / The Southern Company
DHIL / Diamond Hill Investment Group, Inc.
EMR / Emerson Electric Co.
UL / Unilever PLC - Depositary Receipt (Common Stock)
OLP / One Liberty Properties, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
OPI / Office Properties Income Trust
AGNC / AGNC Investment Corp.
BTZ / BlackRock Credit Allocation Income Trust
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MYD / BlackRock MuniYield Fund, Inc.
VZ / Verizon Communications Inc.
PII / Polaris Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation