Market Value213,829,000
Total Holdings208
File Date2013-10-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARO / Aeropostale Inc
AET / Aetna, Inc.
AWF / AllianceBernstein Global High Income Fund
AMED / Amedisys, Inc.
AMBKP / American Capital Trust I - Preferred Security
ANAT / American National Group, Inc.
ABC / Amerisource Bergen Corp.
US0325111070 / Anadarko Petroleum Corp.
PFE / Pfizer Inc.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
ADM / Archer-Daniels-Midland Company
AIZ / Assurant, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
BLMT / BSB Bancorp, Inc.
BMO / Bank of Montreal
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
BDX / Becton, Dickinson and Company
BBY / Best Buy Co., Inc.
BLACKROCK INCOME OPPORTUNITY FUND / (092475102)
BOE / BlackRock Enhanced Global Dividend Trust
BCX / Blackrock Resources & Commodities Strategy Trust
BXP / Boston Properties, Inc.
BBEP / Breitburn Energy Partners LP
19041P105 / CBS Corp.
CF / CF Industries Holdings, Inc.
126132109 / CNOOC Ltd.
CDVIQ / Cal Dive International, Inc.
CLMT / Calumet, Inc.
14754D100 / Cash America International, Inc.
CELG / Celgene Corp.
ORCL / Oracle Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
CHKR / Chesapeake Granite Wash Trust
HLIO / Helios Technologies, Inc.
SNP / China Petroleum & Chemical Corp - ADR
CLF / Cleveland-Cliffs Inc.
GLQ / Clough Global Equity Fund
TPR / Tapestry, Inc.
PNC / The PNC Financial Services Group, Inc.
PUSH / PGIM ETF Trust - PGIM Ultra Short Municipal Bond ETF
COCO / The Vita Coco Company, Inc.
BA / The Boeing Company
TZA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X Shares
DFS / Discover Financial Services
DMLP / Dorchester Minerals, L.P. - Limited Partnership
DOW / Dow Inc.
DOW / Dow Inc.
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOI / Eaton Vance Enhanced Equity Income Fund
SXL / Sunoco Logistics Partners L.P.
EXPD / Expeditors International of Washington, Inc.
FITB / Fifth Third Bancorp
LOW / Lowe's Companies, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FAV / First Trust Dividend and Income Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
345838106 / Forest Laboratories Inc
GPC / Genuine Parts Company
GEYI / Global Energy Inc.
DE / Deere & Company
HCC / Warrior Met Coal, Inc.
HAL / Halliburton Company
THG / The Hanover Insurance Group, Inc.
HELIOS STRATEGIC INCOME FUND / (42328A203)
BMY / Bristol-Myers Squibb Company
CI / The Cigna Group
CMI / Cummins Inc.
CL / Colgate-Palmolive Company
MPC / Marathon Petroleum Corporation
HUM / Humana Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
INGR / Ingredion Incorporated
IVC / Invacare Corp.
IAU / iShares Gold Trust
KWR / Quaker Chemical Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
JCI / Johnson Controls International plc
KELYA / Kelly Services, Inc.
KMP /
KSS / Kohl's Corporation
KR / The Kroger Co.
LGI / Lazard Global Total Return and Income Fund, Inc.
JEF / Jefferies Financial Group Inc.
MMP / Magellan Midstream Partners L.P.
JPM / JPMorgan Chase & Co.
MARKET VECTORS INTERMEDIATE MUNICIPAL INDEX / (57060U845)
MSB / Mesabi Trust
MRK / Merck & Co., Inc.
XCMKX / MFS Intermarket Income Trust I
EVV / Eaton Vance Limited Duration Income Fund
KMB / Kimberly-Clark Corporation
CVX / Chevron Corporation
BAX / Baxter International Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NRF / NorthStar Realty Finance Corp.
AXP / American Express Company
OPY / Oppenheimer Holdings Inc.
MDT / Medtronic plc
AOD / Abrdn Total Dynamic Dividend Fund
TMO / Thermo Fisher Scientific Inc.
VLO / Valero Energy Corporation
C.WSA / Citigroup, Inc.
PVA / Penn Virginia Corporation
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PII / Polaris Inc.
POWERSHARES QQQ / (73935A104)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
CAT / Caterpillar Inc.
CINF / Cincinnati Financial Corporation
PM / Philip Morris International Inc.
ADP / Automatic Data Processing, Inc.
DD / DuPont de Nemours, Inc.
CMCSA / Comcast Corporation
CVS / CVS Health Corporation
PG / The Procter & Gamble Company
SSO / ProShares Trust - ProShares Ultra S&P500
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
DDM / ProShares Trust - ProShares Ultra Dow30
PSEC / Prospect Capital Corporation
PPT / Putnam Premier Income Trust
COP / ConocoPhillips
PAA / Plains All American Pipeline, L.P. - Limited Partnership
HON / Honeywell International Inc.
AFL / Aflac Incorporated
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PH / Parker-Hannifin Corporation
ABBV / AbbVie Inc.
QCOR /
REGN / Regeneron Pharmaceuticals, Inc.
RGA / Reinsurance Group of America, Incorporated
RAI / Reynolds American, Inc.
SWYDF / Stornoway Diamond Corporation
RTX / RTX Corporation
VZ / Verizon Communications Inc.
MMM / 3M Company
QCOM / QUALCOMM Incorporated
COF / Capital One Financial Corporation
SO / The Southern Company
LLY / Eli Lilly and Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
GS / The Goldman Sachs Group, Inc.
BRK.A / Berkshire Hathaway Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
UNP / Union Pacific Corporation
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
MCK / McKesson Corporation
GLD / SPDR Gold Trust
AMP / Ameriprise Financial, Inc.
PGR / The Progressive Corporation
HIG / The Hartford Insurance Group, Inc.
T / AT&T Inc.
WFC / Wells Fargo & Company
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
DNP / DNP Select Income Fund Inc.
NEE / NextEra Energy, Inc.
TROW / T. Rowe Price Group, Inc.
PEP / PepsiCo, Inc.
XOM / Exxon Mobil Corporation
MA / Mastercard Incorporated
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
SKYW / SkyWest, Inc.
LUV / Southwest Airlines Co.
SFG / StanCorp Financial Group, Inc.
STFC / State Auto Financial Corp.
NGLS / Targa Resources Partners LP
TGB / Taseko Mines Limited
TECK / Teck Resources Limited
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
ANDV / Andeavor Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
HSY / The Hershey Company
AAP / Advance Auto Parts, Inc.
US8865471085 / Tiffany & Co.
GL / Globe Life Inc.
UBS / UBS Group AG
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
X / United States Steel Corporation
SPY / SPDR S&P 500 ETF
NSC / Norfolk Southern Corporation
ALL / The Allstate Corporation
DHR / Danaher Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IBM / International Business Machines Corporation
VFC / V.F. Corporation
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
CME / CME Group Inc.
MCD / McDonald's Corporation
JNJ / Johnson & Johnson
KO / The Coca-Cola Company
MO / Altria Group, Inc.
VNR / Vanguard Natural Resources, LLC
MSFT / Microsoft Corporation
/ Windstream Holdings, Inc
ACN / Accenture plc
BG / Bunge Global SA
CYD / China Yuchai International Limited
COVIDIEN PLC / ADR (G2554F105)
SDRL / Seadrill Limited
LMT / Lockheed Martin Corporation
ECF / Ellsworth Growth and Income Fund Ltd.
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
AMGN / Amgen Inc.
PHK / PIMCO High Income Fund
MTD / Mettler-Toledo International Inc.
BEN / Franklin Resources, Inc.
AEP / American Electric Power Company, Inc.
JAZZ / Jazz Pharmaceuticals plc