Market Value422,213,000
Total Holdings197
File Date2013-07-19
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
AB / AllianceBernstein Holding L.P. - Limited Partnership
AMOT / Allied Motion Technologies Inc
MO / Altria Group, Inc.
AGNC / AGNC Investment Corp.
VER / VEREIT Inc
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AAPL / Apple Inc.
ADM / Archer-Daniels-Midland Company
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
ATO / Atmos Energy Corporation
ADP / Automatic Data Processing, Inc.
BAC / Bank of America Corporation
BYM / BlackRock Municipal Income Quality Trust
BPK / BlackRock Municipal 2018 Term Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
MYN / BlackRock MuniYield New York Quality Fund, Inc.
XCIIX / BlackRock Enhanced Capital and
US6709831050 / Nuveen Texas Quality Municipal Income Fund
SCU / Sculptor Capital Management Inc - Class A
CVS / CVS Health Corporation
CHI / Calamos Convertible Opportunities and Income Fund
CAH / Cardinal Health, Inc.
CAT / Caterpillar Inc.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
* CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
KO / The Coca-Cola Company
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
CVG / Convergys Corp.
DWS MULTI MKT INCOME TR / SHS (23338L108)
DWS STRATEGIC INCOME TR / SHS (23338N104)
DAKT / Daktronics, Inc.
DE / Deere & Company
DOW / Dow Inc.
EIM / Eaton Vance Municipal Bond Fund
EVV / Eaton Vance Limited Duration Income Fund
EMR / Emerson Electric Co.
EEP / Enbridge Energy Partners, L.P.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ESSX / Essex Rental Corp.
EXC / Exelon Corporation
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
F / Ford Motor Company
XS0541453147 / FRANCE TELECOM
FTR / Frontier Communications Corp.
GSXN / Gasco Energy Inc
GD / General Dynamics Corporation
GE / General Electric Company
GM / General Motors Company
GPC / Genuine Parts Company
GEOR / GeoPetro Resources Co
HAL / Halliburton Company
HTA / Healthcare Realty Trust Inc - Class A
HTH / Hilltop Holdings Inc.
HON / Honeywell International Inc.
HRL / Hormel Foods Corporation
HDYN / HyperDynamics Corp.
INTC / Intel Corporation
IBOC / International Bancshares Corporation
IBM / International Business Machines Corporation
IVR / Invesco Mortgage Capital Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYF / iShares Trust - iShares U.S. Financials ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
MBB / iShares Trust - iShares MBS ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
SLV / iShares Silver Trust
HDV / iShares Trust - iShares Core High Dividend ETF
JNJ / Johnson & Johnson
K / Kellanova
KMB / Kimberly-Clark Corporation
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
MAIN / Main Street Capital Corporation
* MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MTDR / Matador Resources Company
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
MDT / Medtronic plc
MSFT / Microsoft Corporation
TAP / Molson Coors Beverage Company
MDLZ / Mondelez International, Inc.
NYMT / New York Mortgage Trust, Inc.
NEE / NextEra Energy, Inc.
NSC / Norfolk Southern Corporation
NIM / Nuveen Select Maturities Municipal Fund
NNY / Nuveen New York Municipal Value Fund
NUVEEN NY PERFORM PLUS MUN F / (67062R104)
NPI / Nuveen Premium Income Municipal Fund, Inc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NAD / Nuveen Quality Municipal Income Fund
NZF / Nuveen Municipal Credit Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
JPS / Nuveen Preferred & Income Securities Fund
NUV / Nuveen Municipal Value Fund, Inc.
ODP / The ODP Corporation
OKE / ONEOK, Inc.
PAYX / Paychex, Inc.
PBCT / People`s United Financial Inc
PEP / PepsiCo, Inc.
PBT / Permian Basin Royalty Trust
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PQ / Petroquest Energy, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PML / PIMCO Municipal Income Fund II
PAA / Plains All American Pipeline, L.P. - Limited Partnership
DBC / Invesco DB Commodity Index Tracking Fund
* POWERSHARES ETF TRUST / DYN FD & BEV (73935X849)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
* POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
PG / The Procter & Gamble Company
SSO / ProShares Trust - ProShares Ultra S&P500
* PROSHARES TR / PSHS SHRT S&P500 (74347R503)
UWM / ProShares Trust - ProShares Ultra Russell2000
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
PHM / PulteGroup, Inc.
US74733V1008 / QEP Resources, Inc.
QCOM / QUALCOMM Incorporated
748356102 / Questar Corp.
RFMD /
RMS / Rydex ETF Trust
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SSN / Samson Oil & Gas Limited
SD / SandRidge Energy, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SJM / The J. M. Smucker Company
LUV / Southwest Airlines Co.
847560109 / Spectra Energy Corp.
PHYS / Sprott Physical Gold Trust
STWD / Starwood Property Trust, Inc.
SYY / Sysco Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
MMM / 3M Company
TPLM / Triangle Petroleum Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
WMT / Walmart Inc.
WFC / Wells Fargo & Company
WU / The Western Union Company
/ Windstream Holdings, Inc
XEL / Xcel Energy Inc.
XLNX / Xilinx, Inc.
XRX / Xerox Holdings Corporation
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
ZIXI / Zix Corp.
TNP /
AGRO / Adecoagro S.A.