Market Value320,586,000
Total Holdings125
File Date2021-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MRC / MRC Global Inc.
WST / West Pharmaceutical Services, Inc.
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
CLIX / ProShares Trust - ProShares Long Online/Short Stores ETF
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
VDE / Vanguard World Fund - Vanguard Energy ETF
IIPR / Innovative Industrial Properties, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
RCUS / Arcus Biosciences, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PKI / Revvity Inc.
ADSK / Autodesk, Inc.
ANAT / American National Group, Inc.
XLP_KZ / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PFE / Pfizer Inc.
PYPL / PayPal Holdings, Inc.
COST / Costco Wholesale Corporation
CSCO / Cisco Systems, Inc.
FDX / FedEx Corporation
ABBV / AbbVie Inc.
AMT / American Tower Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
QDEL / QuidelOrtho Corporation
AMGN / Amgen Inc.
COF / Capital One Financial Corporation
GLD / SPDR Gold Trust
COP / ConocoPhillips
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MDT / Medtronic plc
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
ABT / Abbott Laboratories
OSS / One Stop Systems, Inc.
LMAT / LeMaitre Vascular, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TWTR / Twitter Inc
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ADNT / Adient plc
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
CARR / Carrier Global Corporation
CMPS / COMPASS Pathways plc - Depositary Receipt (Common Stock)
EXPE / Expedia Group, Inc.
GOOGL / Alphabet Inc.
VZ / Verizon Communications Inc.
MTCH / Match Group, Inc.
BX / Blackstone Inc.
QPX / AdvisorShares Trust - AdvisorShares Q Dynamic Growth ETF
EW / Edwards Lifesciences Corporation
ICVT / iShares Trust - iShares Convertible Bond ETF
DHI / D.R. Horton, Inc.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
CCI / Crown Castle Inc.
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
QQQ / Invesco QQQ Trust, Series 1
BRK.B / Berkshire Hathaway Inc.
AESR / Two Roads Shared Trust - Anfield U.S. Equity Sector Rotation ETF
TSLA / Tesla, Inc.
APTV / Aptiv PLC
IEUR / iShares Trust - iShares Core MSCI Europe ETF
DSU / BlackRock Debt Strategies Fund, Inc.
COO / The Cooper Companies, Inc.
ALKS / Alkermes plc
A / Agilent Technologies, Inc.
PINC / Premier, Inc.
ALL / The Allstate Corporation
NAPR / Innovator ETFs Trust - Innovator Growth-100 Power Buffer ETF - April
TNET / TriNet Group, Inc.
OXLC / Oxford Lane Capital Corp.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
MXI / iShares Trust - iShares Global Materials ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BIO / Bio-Rad Laboratories, Inc.
MNMD / Mind Medicine (MindMed) Inc.
AAL / American Airlines Group Inc.
ACB / Aurora Cannabis Inc.
BPMC / Blueprint Medicines Corporation
GUT / The Gabelli Utility Trust
ORGO / Organogenesis Holdings Inc.
FT / Franklin Universal Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SNAP / Snap Inc.
ONCT / Oncternal Therapeutics, Inc.
AMAT / Applied Materials, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
UBS / UBS Group AG
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
ELS / Equity LifeStyle Properties, Inc.
DVN / Devon Energy Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
CMCSA / Comcast Corporation
CMG / Chipotle Mexican Grill, Inc.
LQDH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Corporate Bond ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
PFFD / Global X Funds - Global X U.S. Preferred ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SLV / iShares Silver Trust
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
ZTS / Zoetis Inc.
GSBD / Goldman Sachs BDC, Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
PSEC / Prospect Capital Corporation
WPP / WPP plc - Depositary Receipt (Common Stock)
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
AZO / AutoZone, Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January
BCX / Blackrock Resources & Commodities Strategy Trust
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
BGR / BlackRock Energy and Resources Trust
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
PKO / Pimco Income Opportunity Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
CLDR / Cloudera Inc
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
BJAN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - January
USO / United States Oil Fund, LP - Limited Partnership
NIE / Virtus Equity & Convertible Income Fund
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
WLDR / Two Roads Shared Trust - Affinity World Leaders Equity ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ALC / Alcon Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
/ GLOBAL X VID GAM
QGEN / Qiagen N.V.
GS / The Goldman Sachs Group, Inc.
HALO / Halozyme Therapeutics, Inc.
EHC / Encompass Health Corporation
WAT / Waters Corporation
ROKU / Roku, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
HOLX / Hologic, Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
BHC / Bausch Health Companies Inc.
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
FLGT / Fulgent Genetics, Inc.
ATRS / Antares Pharma Inc
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
BRKR / Bruker Corporation
BKT / BlackRock Income Trust, Inc.
VIVO / Meridian Bioscience Inc.
JCI / Johnson Controls International plc
RAYC / The Advisors' Inner Circle Fund III - Rayliant Quantamental China Equity ETF
PCN / PIMCO Corporate & Income Strategy Fund
OIH / VanEck ETF Trust - VanEck Oil Services ETF
SYF / Synchrony Financial
BK / The Bank of New York Mellon Corporation
CB / Chubb Limited
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
ADFI / Two Roads Shared Trust - Anfield Dynamic Fixed Income ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
PCRX / Pacira BioSciences, Inc.
RCL / Royal Caribbean Cruises Ltd.
META / Meta Platforms, Inc.
LL / LL Flooring Holdings, Inc.
GMED / Globus Medical, Inc.
SAGE / Sage Therapeutics, Inc.
CNHI / CNH Industrial N.V.
MSCI / MSCI Inc.
PRA / ProAssurance Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
MKTX / MarketAxess Holdings Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
YYY / Amplify ETF Trust - Amplify High Income ETF
SIVB / SVB Financial Group
ARKK / ARK ETF Trust - ARK Innovation ETF
/ ViacomCBS Inc
DHR / Danaher Corporation
SPCE / Virgin Galactic Holdings, Inc.
NFLX / Netflix, Inc.
VTRS / Viatris Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MMM / 3M Company
INVA / Innoviva, Inc.
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
MRK / Merck & Co., Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
XOM / Exxon Mobil Corporation
ENPH / Enphase Energy, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
INMD / InMode Ltd.
BNTX / BioNTech SE - Depositary Receipt (Common Stock)
QURE / uniQure N.V.
CRSP / CRISPR Therapeutics AG
MSFT / Microsoft Corporation
IRWD / Ironwood Pharmaceuticals, Inc.
LH / Labcorp Holdings Inc.
CPRX / Catalyst Pharmaceuticals, Inc.
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
AVGO / Broadcom Inc.
ADBE / Adobe Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
FOX / Fox Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
REGN / Regeneron Pharmaceuticals, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
C.WSA / Citigroup, Inc.
UNH / UnitedHealth Group Incorporated
QCOM / QUALCOMM Incorporated
CRM / Salesforce, Inc.
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
NVDA / NVIDIA Corporation
ARCC / Ares Capital Corporation
DGX / Quest Diagnostics Incorporated
NOW / ServiceNow, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NEE / NextEra Energy, Inc.
ISRG / Intuitive Surgical, Inc.
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FJUN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - June
PLTR / Palantir Technologies Inc.
DUK / Duke Energy Corporation
MBB / iShares Trust - iShares MBS ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
SPY / SPDR S&P 500 ETF
BA / The Boeing Company
PFEB / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - February
JNJ / Johnson & Johnson
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
AMZN / Amazon.com, Inc.
NAPA / The Duckhorn Portfolio, Inc.
TMO / Thermo Fisher Scientific Inc.
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MPC / Marathon Petroleum Corporation
TDC / Teradata Corporation
PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December
AAPL / Apple Inc.
FCX / Freeport-McMoRan Inc.