All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be
an accurate picture of the total holdings of this firm.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| AMBKP / American Capital Trust I - Preferred Security
|
|
|
|
|
|
|
|
| AEL / American Equity Investment Life Holding Company
|
|
|
|
|
|
|
|
| AIG / American International Group, Inc.
|
|
|
|
|
|
|
|
| ABCB / Ameris Bancorp
|
|
|
|
|
|
|
|
| APO / Apollo Global Management, Inc.
|
|
|
|
|
|
|
|
| AINV / Apollo Investment Corporation
|
|
|
|
|
|
|
|
| ARI / Apollo Commercial Real Estate Finance, Inc.
|
|
|
|
|
|
|
|
| ARCC / Ares Capital Corporation
|
|
|
|
|
|
|
|
| BANC / Banc of California, Inc.
|
|
|
|
|
|
|
|
| BAC / Bank of America Corporation
|
|
|
|
|
|
|
|
| BX / Blackstone Inc.
|
|
|
|
|
|
|
|
| BXMT / Blackstone Mortgage Trust, Inc.
|
|
|
|
|
|
|
|
| CIT / CIT Group Inc
|
|
|
|
|
|
|
|
| CME / CME Group Inc.
|
|
|
|
|
|
|
|
| COF / Capital One Financial Corporation
|
|
|
|
|
|
|
|
| CG / The Carlyle Group Inc.
|
|
|
|
|
|
|
|
| C / Citigroup Inc. - Corporate Bond/Note
|
|
|
|
|
|
|
|
| C / Citigroup Inc. - Corporate Bond/Note Call
|
|
|
|
|
|
|
|
| DBRG / DigitalBridge Group, Inc.
|
|
|
|
|
|
|
|
| US2782651036 / Eaton Vance Corp.
|
|
|
|
|
|
|
|
| FSK / FS KKR Capital Corp.
|
|
|
|
|
|
|
|
| FITB / Fifth Third Bancorp
|
|
|
|
|
|
|
|
| FMBI / First Midwest Bancorp, Inc.
|
|
|
|
|
|
|
|
| FNFG / First Niagara Financial Group, Inc.
|
|
|
|
|
|
|
|
| 34958B106 / Fortress Investment Group LLC
|
|
|
|
|
|
|
|
| HTGC / Hercules Capital, Inc.
|
|
|
|
|
|
|
|
| HVB / Hudson Valley Holding Corp
|
|
|
|
|
|
|
|
| ICE / Intercontinental Exchange, Inc.
|
|
|
|
|
|
|
|
| IBOC / International Bancshares Corporation
|
|
|
|
|
|
|
|
| IYR / iShares Trust - iShares U.S. Real Estate ETF Put
|
|
|
|
|
|
|
|
| HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Put
|
|
|
|
|
|
|
|
| SLV / iShares Silver Trust Call
|
|
|
|
|
|
|
|
| JPM / JPMorgan Chase & Co.
|
|
|
|
|
|
|
|
| KKR / KKR & Co. Inc.
|
|
|
|
|
|
|
|
| GDX / VanEck ETF Trust - VanEck Gold Miners ETF Call
|
|
|
|
|
|
|
|
| GDX / VanEck ETF Trust - VanEck Gold Miners ETF
|
|
|
|
|
|
|
|
| MET / MetLife, Inc.
|
|
|
|
|
|
|
|
| METR / Metro Bancorp, Inc
|
|
|
|
|
|
|
|
| NCR / NCR Corp.
|
|
|
|
|
|
|
|
| JPC / Nuveen Preferred & Income Opportunities Fund
|
|
|
|
|
|
|
|
| PNC / The PNC Financial Services Group, Inc.
|
|
|
|
|
|
|
|
| US70932AAB98 / Pennymac Corp Bond
|
|
|
|
|
|
|
|
| PFBC / Preferred Bank
|
|
|
|
|
|
|
|
| PRU / Prudential Financial, Inc.
|
|
|
|
|
|
|
|
| RF / Regions Financial Corporation
|
|
|
|
|
|
|
|
| ROYAL BK SCOTLAND GROUP PLC
/ ADR PREF SHS R (780097747) |
|
|
|
|
|
|
|
| RY / Royal Bank of Canada Put
|
|
|
|
|
|
|
|
| RBSPF / NatWest Group plc
|
|
|
|
|
|
|
|
| RBSPF / NatWest Group plc
|
|
|
|
|
|
|
|
| RBSPF / NatWest Group plc
|
|
|
|
|
|
|
|
| GLD / SPDR Gold Trust Call
|
|
|
|
|
|
|
|
| SCHW / The Charles Schwab Corporation Call
|
|
|
|
|
|
|
|
| SCHW / The Charles Schwab Corporation
|
|
|
|
|
|
|
|
| SRC / Spirit Realty Capital, Inc.
|
|
|
|
|
|
|
|
| STWD / Starwood Property Trust, Inc.
|
|
|
|
|
|
|
|
| STT / State Street Corporation
|
|
|
|
|
|
|
|
| SUSQ / Susquehanna Bancshares Inc
|
|
|
|
|
|
|
|
| TOWN / TowneBank
|
|
|
|
|
|
|
|
| BBDC / Barings BDC, Inc.
|
|
|
|
|
|
|
|
| TWO / Two Harbors Investment Corp.
|
|
|
|
|
|
|
|
| USB / U.S. Bancorp
|
|
|
|
|
|
|
|
| ZION / Zions Bancorporation, National Association
|
|
|
|
|
|
|
|
| LAZ / Lazard, Inc.
|
|
|
|
|
|
|
|
| HLSS /
|
|
|
|
|
|
|
|
| / XL Group Ltd.
|
|
|
|
|
|
|
|
