Investor Unterberg Capital LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Unterberg Capital LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018-02-05 13G/A CYRN / CYREN Ltd 5,108,940 290,456
2018-02-05 13G/A DTRM / Determine, Inc. 1,187,563 306,646
2018-02-05 13G/A MATR / Mattersight Corp. 1,779,103 0
2018-02-05 13G/A SMSI / Smith Micro Software, Inc. 1,244,617 1,462,317
2017-09-14 13D/A FSNN / Fusion Telecommunications International, Inc. 1,606,400 570,000
2017-09-11 13D/A FSNN / Fusion Telecommunications International, Inc. 2,072,800 1,606,400
2017-09-07 13D/A FSNN / Fusion Telecommunications International, Inc. 2,645,000 2,072,800
2017-09-01 13D/A FSNN / Fusion Telecommunications International, Inc. 3,122,948 2,645,000
2017-08-31 13D/A FSNN / Fusion Telecommunications International, Inc. 3,867,948 3,122,948
2017-07-12 13D/A FSNN / Fusion Telecommunications International, Inc. 3,867,948 3,867,948
2017-07-05 13D/A FSNN / Fusion Telecommunications International, Inc. 3,867,948 3,867,948
2017-06-28 13D/A FSNN / Fusion Telecommunications International, Inc. 3,867,948 3,867,948
2017-06-27 13D/A FSNN / Fusion Telecommunications International, Inc. 4,029,499 3,867,948
2017-02-13 13G/A MATR / Mattersight Corp. 2,055,012 1,779,103
2017-02-13 13G/A SMSI / Smith Micro Software, Inc. 4,386,720 1,244,617
2017-02-13 13G/A DTRM / Determine, Inc. 1,058,309 1,187,563
2017-02-13 13G/A GIG / GigCapital7 Corp. 2,306,782 3,890,418
2017-02-13 13G/A ATTU / Attunity Ltd. 853,906 682,480
2017-02-13 13G/A CYRN / CYREN Ltd 5,083,940 5,108,940
2016-02-12 13D FSNN / Fusion Telecommunications International, Inc. 2,322,567 4,029,499
2016-01-14 13G GIG / GigCapital7 Corp. 2,306,782
2016-01-14 13G SMSI / Smith Micro Software, Inc. 4,386,720
2016-01-14 13G ATTU / Attunity Ltd. 853,906
2016-01-14 13G IOTS / Adesto Technologies Corporation 887,613
2016-01-14 13G RRM / RR Media Ltd. 880,441
2016-01-14 13G MATR / Mattersight Corp. 2,055,012
2016-01-14 13G DTRM / Determine, Inc. 1,058,309
2016-01-14 13G CYRN / CYREN Ltd 5,083,940
2016-01-14 13G FSNN / Fusion Telecommunications International, Inc. 2,322,567