Investor Stifel Nicolaus & Co Inc \mo\
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Stifel Nicolaus & Co Inc \mo\ . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2022-04-08 13G/A UNL / United States 12 Month Natural Gas Fund, LP - Limited Partnership 119,318
2021-07-12 13G UNL / United States 12 Month Natural Gas Fund, LP - Limited Partnership 119,318
2019-03-05 13G/A HDG / ProShares Trust - ProShares Hedge Replication ETF 64,109
2019-03-05 13G/A PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 662,466
2019-03-05 13G/A ERM / First Trust Exchange-Traded Fund III - EquityCompass Risk Manager ETF 326,347
2019-03-05 13G/A TERM / First Trust Exchange-Traded Fund III - EquityCompass Tactical Risk Manager ETF 977,563
2019-03-05 13G/A SH / ProShares Trust - ProShares Short S&P500 13,898,672
2019-03-05 13G/A EXI / iShares Trust - iShares Global Industrials ETF 515,611
2019-03-05 13G/A IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 793,626
2019-02-05 13G SH / ProShares Trust - ProShares Short S&P500 13,898,672
2019-02-05 13G/A PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 5,287,888 662,466
2019-02-05 13G/A EXI / iShares Trust - iShares Global Industrials ETF 731,236 515,611
2019-02-05 13G/A IBDQ / iShares Trust - iShares iBonds Dec 2025 Term Corporate ETF 780,903
2019-01-10 13G TERM / First Trust Exchange-Traded Fund III - EquityCompass Tactical Risk Manager ETF 977,563
2019-01-10 13G ERM / First Trust Exchange-Traded Fund III - EquityCompass Risk Manager ETF 326,347
2019-01-09 13G FLHY / Franklin Templeton ETF Trust - Franklin High Yield Corporate ETF 41,071
2019-01-09 13G ERM / First Trust Exchange-Traded Fund III - EquityCompass Risk Manager ETF 326,347
2019-01-09 13G TERM / First Trust Exchange-Traded Fund III - EquityCompass Tactical Risk Manager ETF 977,563
2019-01-09 13G/A IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 492,552 793,626
2019-01-09 13G/A EXI / iShares Trust - iShares Global Industrials ETF 539,019 731,236
2019-01-09 13G/A HDG / ProShares Trust - ProShares Hedge Replication ETF 64,203 64,109
2019-01-09 13G IBDQ / iShares Trust - iShares iBonds Dec 2025 Term Corporate ETF 780,903
2019-01-09 13G PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF 5,287,888
2019-01-07 13G/A CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF 143,069
2018-12-07 13G EXI / iShares Trust - iShares Global Industrials ETF 539,019
2018-10-17 13G CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF 143,069
2018-07-03 13G IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 492,552
2018-06-01 13G/A IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 453,990
2018-03-01 13G/A ARCW / ARC Group Worldwide Inc 932,945
2018-03-01 13G/A IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 442,212 453,990
2018-02-06 13G IBDS / iShares Trust - iShares iBonds Dec 2027 Term Corporate ETF 442,212
2018-02-05 13G/A ARCW / ARC Group Worldwide Inc 925,000 932,945
2018-02-02 13G/A ARCW / ARC Group Worldwide Inc 925,000 932,945
2018-02-02 13G/A HDG / ProShares Trust - ProShares Hedge Replication ETF 64,203
2017-12-12 13G ASTE / Astec Industries, Inc. 1,601,142
2017-11-03 13G/A HDG / ProShares Trust - ProShares Hedge Replication ETF 63,490
2017-11-03 13G ARCW / ARC Group Worldwide Inc 925,000
2017-11-03 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 63,490
2017-06-01 13G/A RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
2017-06-01 13G/A US25459Y7691 / Direxion All Cap Insider Sentiment Shares
2017-04-06 13G/A PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
2017-02-15 13G/A IBDM / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Corporate ETF
2017-02-15 13G FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund 10,798
2017-02-15 13G PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF 93,505
2017-02-15 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury
2017-02-15 13G/A SALE / RetailMeNot, Inc.
2017-02-15 13G/A FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
2017-02-15 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 34,472
2017-02-15 13G/A FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund 251,441
2017-02-15 13G/A EFV / iShares Trust - iShares MSCI EAFE Value ETF 225,654
2017-02-15 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 44,646
2017-02-15 13G/A RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
2017-02-15 13G/A ZBIO / Zenas BioPharma, Inc. 10
2017-02-15 13G/A IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 225,654
2017-02-15 13G/A FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF 251,441
2017-02-14 13G/A RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF 228,190
2017-02-14 13G US25459Y7691 / Direxion All Cap Insider Sentiment Shares 153,237
2017-02-14 13G RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF 228,190
2017-02-14 13G PRB / Peak Resources LP 44,646
2017-02-14 13G BJK / VanEck ETF Trust - VanEck Gaming ETF 44,646
2017-02-14 13G CZI / Direxion Shares ETF Trust 153,237
2016-04-12 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 34,472
2016-04-12 13G/A SH / ProShares Trust - ProShares Short S&P500 13,960,656
2016-04-12 13G/A ZBIO / Zenas BioPharma, Inc. 13,960,656 10
2016-03-10 13G QID / ProShares Trust - ProShares UltraShort QQQ 34,472 13,960,656
2016-03-10 13G IBDM / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Corporate ETF 225,654
2016-03-10 13G EFV / iShares Trust - iShares MSCI EAFE Value ETF 225,654
2016-03-10 13G SH / ProShares Trust - ProShares Short S&P500 13,960,656
2016-03-10 13G ZBIO / Zenas BioPharma, Inc. 34,472 13,960,656
2016-03-10 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 225,654
2016-02-09 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 34,472
2016-02-09 13G FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund 251,441
2016-02-09 13G/A PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF
2016-02-09 13G/A QID / ProShares Trust - ProShares UltraShort QQQ 34,472
2016-02-09 13G FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund 251,441
2016-02-09 13G FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF 251,441
2016-02-09 13G/A ZBIO / Zenas BioPharma, Inc. 34,472
2015-11-09 13G PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF 102,321
2015-07-13 13G/A RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
2015-07-13 13G/A IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
2015-06-09 13G/A BJK / VanEck ETF Trust - VanEck Gaming ETF 246,943
2015-05-07 13G IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF 336,567
2015-05-07 13G RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF 30,821
2015-02-17 13G/A YXI / ProShares Trust - ProShares Short FTSE China 50 13,122
2015-02-17 13G BJK / VanEck ETF Trust - VanEck Gaming ETF 280,045
2015-02-17 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 42,679
2015-02-17 13G/A SALE / RetailMeNot, Inc. 143,734
2014-05-02 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 43,145
2014-04-02 13G/A EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
2014-04-02 13G/A KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
2014-02-13 13G/A EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
2014-02-13 13G/A FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
2014-02-13 13G/A XT / iShares Trust - iShares Exponential Technologies ETF
2014-02-13 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 56,221
2014-02-13 13G/A KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF 190,980
2014-02-13 13G/A
2014-02-13 13G YXI / ProShares Trust - ProShares Short FTSE China 50 5,467
2014-01-03 13G BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF 190,980
2014-01-02 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 56,221
2013-12-04 13G / WisdomTree Euro Debt Fund 13,696
2013-09-09 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 65,151
2013-07-01 13G/A UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 46,362
2013-06-04 13G UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury 45,940
2013-02-08 13G FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund 26,285
2013-02-08 13G XT / iShares Trust - iShares Exponential Technologies ETF 2,989
2013-02-01 13G/A XT / iShares Trust - iShares Exponential Technologies ETF
2013-02-01 13G/A 19,144
2012-12-10 13G/A XT / iShares Trust - iShares Exponential Technologies ETF 32,539
2012-12-10 13G 12,246
2012-11-09 13G/A XT / iShares Trust - iShares Exponential Technologies ETF 32,738
2012-07-18 13G XT / iShares Trust - iShares Exponential Technologies ETF 20,904
2012-05-09 13G/A
2012-01-17 13G 192,320