Investor Sophrosyne Capital Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Sophrosyne Capital Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2016-02-12 13G/A ASPU / Aspen Group, Inc. 1,690,490
2015-01-26 13G/A ASPU / Aspen Group, Inc. 11,012,808
2014-09-10 13G/A ASPU / Aspen Group, Inc. 11,012,808
2014-04-07 13G/A US58513U1016 / MeetMe, Inc. 1,855
2014-01-29 13G/A ASPU / Aspen Group, Inc. 6,041,838
2014-01-29 13G/A US58513U1016 / MeetMe, Inc. 2,210,887
2014-01-29 13G/A ASMB / Assembly Biosciences, Inc. 0
2014-01-29 13G/A RIOT / Riot Platforms, Inc. 0
2013-10-01 13G/A SANW / S&W Seed Company 554,213
2013-09-23 13G/A US0906721065 / BioTelemetry, Inc. 1,038,518
2013-08-22 13G/A SMSI / Smith Micro Software, Inc. 1,827,998
2013-06-28 13G SANW / S&W Seed Company 610,513
2013-06-14 13G/A 1,100,263
2013-04-05 13G/A BDSI / Biodelivery Sciences International 1,595,441
2013-04-05 13G/A STXS / Stereotaxis, Inc. 0
2013-03-22 13G/A SANW / S&W Seed Company 403,412
2013-03-14 13G/A ACRX / Talphera, Inc. 1,665,063
2013-02-15 13G/A RSLS / ReShape Lifesciences Inc. 700,000
2013-02-13 13G/A BDSI / Biodelivery Sciences International 2,259,288
2013-02-13 13G/A 914,432
2013-02-12 13G/A US19421R2004 / Collectors Universe, Inc. 384,901
2013-02-11 13G/A US58513U1016 / MeetMe, Inc. 3,486,108
2013-02-07 13G/A US0906721065 / BioTelemetry, Inc. 2,473,878
2013-02-06 13G/A SMSI / Smith Micro Software, Inc. 3,513,234
2013-02-05 13G ASMB / Assembly Biosciences, Inc. 960,000
2013-02-04 13G 2,701,293
2013-01-23 13G/A RSLS / ReShape Lifesciences Inc. 2,201,944
2013-01-11 13G STXS / Stereotaxis, Inc. 401,047
2013-01-11 13G ACRX / Talphera, Inc. 1,792,839
2013-01-04 13G/A US19421R2004 / Collectors Universe, Inc. 413,401
2012-12-04 13G BDSI / Biodelivery Sciences International 2,175,476
2012-11-27 13G/A RIOT / Riot Platforms, Inc. 884,432
2012-11-16 13G/A US58513U1016 / MeetMe, Inc. 3,320,933
2012-11-05 13G/A RSLS / ReShape Lifesciences Inc. 2,853,032
2012-10-31 13G US58513U1016 / MeetMe, Inc. 2,303,661
2012-10-12 13G ASPU / Aspen Group, Inc. 3,571,428
2012-10-09 13G/A SANW / S&W Seed Company 488,548
2012-10-09 13G RIOT / Riot Platforms, Inc. 690,260
2012-10-01 13G/A US19421R2004 / Collectors Universe, Inc. 388,009
2012-10-01 13G/A BDSI / Biodelivery Sciences International 1,477,448
2012-10-01 13G/A CPRX / Catalyst Pharmaceuticals, Inc. 1,480,854
2012-08-28 13G/A CPRX / Catalyst Pharmaceuticals, Inc. 2,065,320
2012-07-12 13G/A US0906721065 / BioTelemetry, Inc. 2,392,987
2012-06-26 13G/A SANW / S&W Seed Company 560,457
2012-06-21 13G/A US0906721065 / BioTelemetry, Inc. 2,055,620
2012-05-31 13G US0906721065 / BioTelemetry, Inc. 1,485,059
2012-05-30 13G CPRX / Catalyst Pharmaceuticals, Inc. 2,765,320
2012-05-01 13G/A SMSI / Smith Micro Software, Inc. 3,140,845
2012-04-17 13G BDSI / Biodelivery Sciences International 1,943,000
2012-04-13 13G/A SMSI / Smith Micro Software, Inc. 2,489,678
2012-04-04 13G/A RSLS / ReShape Lifesciences Inc. 3,100,596
2012-02-24 13G SMSI / Smith Micro Software, Inc. 2,092,940