2025-09-22 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
2,230,943 |
2,252,145 |
|
|
|
2025-09-22 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
2,230,943 |
2,170,530 |
|
|
|
2025-09-15 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
3,821,238 |
4,069,395 |
|
|
|
2025-09-08 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
2,589,805 |
2,792,476 |
|
|
|
2025-09-03 |
13G
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
86,461 |
633,673 |
|
|
|
2025-08-29 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
25,844,112 |
26,818,489 |
|
|
|
2025-08-19 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
2,274,727 |
2,230,943 |
|
|
|
2025-08-05 |
13G/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
1,371,346 |
2,614,270 |
|
|
|
2025-08-05 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
203,421 |
507,275 |
|
|
|
2025-08-05 |
13G
|
SCD / LMP Capital and Income Fund Inc.
|
|
|
3,115,773 |
|
|
|
2025-07-17 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
24,886,858 |
25,844,112 |
|
|
|
2025-07-07 |
13G
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
164,657 |
333,360 |
|
|
|
2025-07-07 |
13G
|
JHI / John Hancock Investors Trust
|
|
|
441,920 |
|
|
|
2025-07-07 |
13G
|
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
|
|
|
669,332 |
|
|
|
2025-07-07 |
13G
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
5,411,804 |
5,962,489 |
|
|
|
2025-07-07 |
13G
|
BHK / BlackRock Core Bond Trust
|
|
|
10,052,357 |
|
|
|
2025-07-07 |
13G
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
4,715,872 |
11,075,628 |
|
|
|
2025-07-07 |
13G
|
ECF / Ellsworth Growth and Income Fund Ltd.
|
|
|
772,042 |
|
|
|
2025-07-07 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
2,542,865 |
3,126,507 |
|
|
|
2025-07-07 |
13G/A
|
KIO / KKR Income Opportunities Fund
|
|
2,260,825 |
1,763,303 |
|
|
|
2025-06-30 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
9,054,231 |
9,442,267 |
|
|
|
2025-06-13 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
3,539,586 |
3,821,238 |
|
|
|
2025-06-05 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
426,811 |
203,421 |
|
|
|
2025-06-05 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
5,157,564 |
9,580,741 |
|
|
|
2025-06-03 |
13D/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
23,126,723 |
23,620,972 |
|
|
|
2025-05-09 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
23,913,683 |
24,886,858 |
|
|
|
2025-04-30 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
3,291,123 |
3,539,586 |
|
|
|
2025-04-10 |
13D/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
22,638,860 |
23,126,723 |
|
|
|
2025-04-08 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
22,921,562 |
23,913,683 |
|
|
|
2025-04-02 |
13G/A
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
1,185,495 |
628,221 |
|
|
|
2025-04-02 |
13G/A
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
1,982,368 |
1,669,487 |
|
|
|
2025-04-02 |
13G/A
|
SRV / NXG Cushing Midstream Energy Fund
|
|
292,675 |
212,970 |
|
|
|
2025-04-02 |
13G
|
ERC / Allspring Multi-Sector Income Fund
|
|
1,503,246 |
2,232,680 |
|
|
|
2025-04-02 |
13G
|
MCR / MFS Charter Income Trust
|
|
2,169,484 |
2,451,127 |
|
|
|
2025-04-02 |
13G
|
KIO / KKR Income Opportunities Fund
|
|
|
2,260,825 |
|
|
|
2025-03-26 |
13D/A
|
BKT / BlackRock Income Trust, Inc.
|
|
2,078,481 |
3,438,076 |
|
|
|
2025-03-26 |
13G
|
BKT / BlackRock Income Trust, Inc.
|
|
2,078,481 |
3,438,076 |
|
|
|
2025-03-19 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
21,965,065 |
22,921,562 |
|
|
|
2025-03-11 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
2,401,988 |
2,589,805 |
|
|
|
2025-03-04 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
749,916 |
426,811 |
|
|
|
2025-03-04 |
13G
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
9,474,695 |
|
|
|
2025-03-04 |
13G/A
|
NPFD / Nuveen Variable Rate Preferred & Income Fund
|
|
1,310,011 |
2,545,155 |
|
|
|
2025-01-22 |
13D/A
|
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
|
|
|
1,852,867 |
|
|
|
2025-01-15 |
13D/A
|
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
|
|
2,303,255 |
1,928,723 |
|
|
|
2025-01-14 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
|
9,054,231 |
|
|
|
2025-01-08 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
20,988,438 |
21,965,065 |
|
|
|
2025-01-06 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
2,536,643 |
5,157,564 |
|
|
|
2025-01-03 |
13G/A
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
219,202 |
86,461 |
|
|
|
2025-01-03 |
13G/A
|
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
|
|
1,140,340 |
0 |
|
|
|
2025-01-03 |
13G
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
|
559,576 |
|
|
|
2025-01-03 |
13G
|
CMU / MFS High Yield Municipal Trust
|
|
|
2,002,639 |
|
|
|
2025-01-03 |
13G/A
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
715,159 |
164,657 |
|
|
|
2025-01-03 |
13G
|
CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust
|
|
|
1,007,522 |
|
|
|
2025-01-03 |
13G
|
EHI / Western Asset Global High Income Fund Inc.
|
|
|
4,895,479 |
|
|
|
2025-01-03 |
13G
|
SRV / NXG Cushing Midstream Energy Fund
|
|
23,728 |
292,675 |
|
|
|
2025-01-03 |
13G/A
|
WEA / Western Asset Premier Bond Fund
|
|
1,265,983 |
670,019 |
|
|
|
2025-01-03 |
13G
|
AVK / Advent Convertible and Income Fund
|
|
|
4,355,074 |
|
|
|
2025-01-03 |
13G
|
CXH / MFS Investment Grade Municipal Trust
|
|
|
560,546 |
|
|
|
2025-01-03 |
13G
|
FGB / First Trust Specialty Finance and Financial Opportunities Fund
|
|
|
1,010,916 |
|
|
|
2025-01-03 |
13G
|
CIF / MFS Intermediate High Income Fund
|
|
|
1,082,086 |
|
|
|
2025-01-03 |
13G
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
619,371 |
|
|
|
2024-12-30 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
3,020,610 |
3,291,123 |
|
|
|
2024-12-18 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
8,174,135 |
8,666,985 |
|
|
|
2024-12-18 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
1,859,165 |
493,294 |
|
|
|
2024-12-18 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
2,360,040 |
630,031 |
|
|
|
2024-12-12 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
2,198,327 |
2,401,988 |
|
|
|
2024-12-12 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
20,031,179 |
20,988,438 |
|
|
|
2024-11-26 |
13D
|
BKT / BlackRock Income Trust, Inc.
|
|
3,004,716 |
2,078,481 |
|
|
|
2024-10-08 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
2,012,405 |
2,198,327 |
|
|
|
2024-10-04 |
13D/A
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
2,025,406 |
1,991,983 |
|
|
|
2024-10-03 |
13G/A
|
PCF / High Income Securities Fund
|
|
992,584 |
693,423 |
|
|
|
2024-10-03 |
13G/A
|
VGM / Invesco Trust for Investment Grade Municipals
|
|
3,079,219 |
2,491,707 |
|
|
|
2024-10-03 |
13G/A
|
SDHY / PGIM Short Duration High Yield Opportunities Fund
|
|
1,215,181 |
383,426 |
|
|
|
2024-10-03 |
13G/A
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
2,405,462 |
2,025,406 |
|
|
|
2024-10-03 |
13G/A
|
NPCT / Nuveen Core Plus Impact Fund
|
|
1,487,350 |
1,060,976 |
|
|
|
2024-10-03 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
482,096 |
280,816 |
|
|
|
2024-10-03 |
13G/A
|
HIX / Western Asset High Income Fund II Inc.
|
|
9,419,784 |
2,633,954 |
|
|
|
2024-10-03 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
1,056,968 |
2,256,196 |
|
|
|
2024-10-03 |
13G/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
300,164 |
82,307 |
|
|
|
2024-10-03 |
13G/A
|
BGX / Blackstone Long-Short Credit Income Fund
|
|
1,000,377 |
533,448 |
|
|
|
2024-10-03 |
13G
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
|
219,202 |
|
|
|
2024-10-03 |
13G
|
HYB / The New America High Income Fund Inc.
|
|
|
2,681,185 |
|
|
|
2024-10-03 |
13G
|
TTP / Tortoise Pipeline & Energy Fund, Inc.
|
|
|
116,893 |
|
|
|
2024-10-03 |
13G
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
|
1,982,368 |
|
|
|
2024-09-09 |
13D/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
371,779 |
300,164 |
|
|
|
2024-09-09 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
19,200,688 |
20,031,179 |
|
|
|
2024-09-03 |
13D/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
21,678,617 |
22,638,860 |
|
|
|
2024-08-29 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
6,123,168 |
8,174,135 |
|
|
|
2024-08-14 |
13G/A
|
VBF / Invesco Bond Fund
|
|
739,378 |
439,814 |
|
|
|
2024-08-14 |
13G/A
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
4,020,721 |
2,211,373 |
|
|
|
2024-08-14 |
13G/A
|
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
|
|
896,205 |
109,514 |
|
|
|
2024-08-14 |
13G
|
VGM / Invesco Trust for Investment Grade Municipals
|
|
|
3,079,219 |
|
|
|
2024-08-14 |
13G
|
NPFD / Nuveen Variable Rate Preferred & Income Fund
|
|
|
1,310,011 |
|
|
|
2024-08-14 |
13G
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
|
1,814,668 |
|
|
|
2024-08-14 |
13G
|
GLO / Clough Global Opportunities Fund
|
|
|
2,166,630 |
|
|
|
2024-07-31 |
13D/A
|
KSM / DWS Strategic Municipal Income Trust
|
|
921,930 |
1,036,826 |
|
|
|
2024-07-17 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
5,716,673 |
6,123,168 |
|
|
|
2024-06-05 |
13D
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
2,148,885 |
2,405,462 |
|
|
|
2024-06-05 |
13D
|
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
|
|
2,014,586 |
2,303,255 |
|
|
|
2024-05-29 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,792,450 |
1,834,280 |
|
|
|
2024-05-07 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
1,613,361 |
1,859,165 |
|
|
|
2024-05-07 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
20,437,805 |
19,200,688 |
|
|
|
2024-05-02 |
13G/A
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
2,318,059 |
2,536,643 |
|
|
|
2024-04-09 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
2,763,585 |
3,020,610 |
|
|
|
2024-04-05 |
13G
|
NXJ / Nuveen New Jersey Quality Municipal Income Fund
|
|
|
2,148,885 |
|
|
|
2024-04-05 |
13G
|
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
|
|
|
2,014,586 |
|
|
|
2024-04-05 |
13G
|
NPCT / Nuveen Core Plus Impact Fund
|
|
|
1,487,350 |
|
|
|
2024-04-05 |
13G
|
NBB / Nuveen Taxable Municipal Income Fund
|
|
|
3,022,481 |
|
|
|
2024-04-04 |
13G
|
HIX / Western Asset High Income Fund II Inc.
|
|
|
9,419,784 |
|
|
|
2024-04-04 |
13G
|
FINS / Angel Oak Financial Strategies Income Term Trust
|
|
|
2,318,059 |
|
|
|
2024-04-04 |
13G
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
1,056,968 |
|
|
|
2024-04-04 |
13G/A
|
SRV / NXG Cushing Midstream Energy Fund
|
|
246,516 |
23,728 |
|
|
|
2024-04-04 |
13G
|
VBF / Invesco Bond Fund
|
|
943,276 |
739,378 |
|
|
|
2024-04-04 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
2,029,871 |
1,936,287 |
|
|
|
2024-04-03 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
19,792,543 |
20,437,805 |
|
|
|
2024-03-28 |
13D
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
1,247,708 |
1,613,361 |
|
|
|
2024-03-28 |
13D
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
2,000,518 |
2,360,040 |
|
|
|
2024-03-28 |
13D/A
|
KSM / DWS Strategic Municipal Income Trust
|
|
862,486 |
921,930 |
|
|
|
2024-03-28 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
5,396,588 |
5,716,673 |
|
|
|
2024-03-20 |
13D
|
CEV / Eaton Vance California Municipal Income Trust
|
|
367,433 |
371,779 |
|
|
|
2024-03-13 |
13D/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
20,596,978 |
21,678,617 |
|
|
|
2024-03-05 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
4,757,410 |
5,358,746 |
|
|
|
2024-03-05 |
13G/A
|
DHY / Credit Suisse High Yield Credit Fund
|
|
6,407,774 |
4,991,711 |
|
|
|
2024-03-05 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
2,072,056 |
2,274,727 |
|
|
|
2024-03-04 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,443,384 |
1,792,450 |
|
|
|
2024-03-04 |
13D/A
|
KSM / DWS Strategic Municipal Income Trust
|
|
718,316 |
862,486 |
|
|
|
2024-02-14 |
13G
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
|
1,247,708 |
|
|
|
2024-02-14 |
13G
|
SRV / NXG Cushing Midstream Energy Fund
|
|
252,076 |
246,516 |
|
|
|
2024-02-14 |
13G
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
|
1,185,495 |
|
|
|
2024-02-14 |
13G
|
PAI / Western Asset Investment Grade Income Fund Inc.
|
|
|
651,111 |
|
|
|
2024-02-13 |
13G
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
|
1,371,346 |
|
|
|
2024-02-13 |
13G
|
HYI / Western Asset High Yield Opportunity Fund Inc.
|
|
|
1,543,809 |
|
|
|
2024-02-13 |
13G
|
GLQ / Clough Global Equity Fund
|
|
|
1,023,613 |
|
|
|
2024-02-12 |
13G
|
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
|
|
|
1,140,340 |
|
|
|
2024-02-12 |
13G
|
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
|
|
|
896,205 |
|
|
|
2024-02-12 |
13G
|
DHY / Credit Suisse High Yield Credit Fund
|
|
|
6,407,774 |
|
|
|
2024-02-12 |
13D
|
DCF / BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
|
|
|
1,246,433 |
|
|
|
2024-02-12 |
13G
|
CEV / Eaton Vance California Municipal Income Trust
|
|
|
367,433 |
|
|
|
2024-02-12 |
13G
|
BBN / BlackRock Taxable Municipal Bond Trust
|
|
|
3,178,198 |
|
|
|
2024-02-09 |
13G/A
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
5,495,498 |
4,020,721 |
|
|
|
2024-02-09 |
13G/A
|
WEA / Western Asset Premier Bond Fund
|
|
1,392,510 |
1,265,983 |
|
|
|
2024-02-09 |
13G/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
1,205,102 |
2,000,518 |
|
|
|
2024-02-09 |
13G/A
|
VGI / Virtus Global Multi-Sector Income Fund
|
|
1,037,563 |
1,466,443 |
|
|
|
2024-02-09 |
13G/A
|
VBF / Invesco Bond Fund
|
|
1,095,392 |
943,276 |
|
|
|
2024-02-08 |
13G/A
|
TSI / TCW Strategic Income Fund, Inc.
|
|
5,316,198 |
7,021,863 |
|
|
|
2024-02-08 |
13G/A
|
RSF / RiverNorth Capital and Income Fund, Inc.
|
|
|
749,916 |
|
|
|
2024-02-08 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
18,661,151 |
22,167,850 |
|
|
|
2024-02-08 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
5,559,084 |
6,890,577 |
|
|
|
2024-02-08 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
4,206,920 |
4,757,410 |
|
|
|
2024-02-07 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
1,500,440 |
1,517,612 |
|
|
|
2024-02-07 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
2,336,414 |
2,542,865 |
|
|
|
2024-02-07 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,906,757 |
2,363,774 |
|
|
|
2024-02-07 |
13G/A
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
559,891 |
715,159 |
|
|
|
2024-02-07 |
13G
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
397,732 |
482,096 |
|
|
|
2024-02-07 |
13G/A
|
HIE / Miller/Howard High Income Equity Fund
|
|
1,035,248 |
2,067,504 |
|
|
|
2024-02-06 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
3,061,775 |
2,029,871 |
|
|
|
2024-02-06 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
946,448 |
1,338,890 |
|
|
|
2024-02-06 |
13G/A
|
DBL / DoubleLine Opportunistic Credit Fund
|
|
2,515,766 |
2,948,686 |
|
|
|
2024-02-06 |
13G/A
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
5,207,917 |
6,057,432 |
|
|
|
2024-02-06 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
2,455,173 |
3,004,716 |
|
|
|
2024-02-06 |
13G/A
|
BGX / Blackstone Long-Short Credit Income Fund
|
|
735,752 |
1,000,377 |
|
|
|
2024-01-24 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
2,585,876 |
2,763,585 |
|
|
|
2024-01-24 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,935,389 |
2,012,405 |
|
|
|
2024-01-23 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
5,320,116 |
5,396,588 |
|
|
|
2024-01-04 |
13D/A
|
PPT / Putnam Premier Income Trust
|
|
18,400,367 |
19,792,543 |
|
|
|
2024-01-04 |
13D/A
|
KSM / DWS Strategic Municipal Income Trust
|
|
565,322 |
718,316 |
|
|
|
2023-12-28 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
4,433,361 |
5,320,116 |
|
|
|
2023-12-28 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
1,923,723 |
2,585,876 |
|
|
|
2023-12-28 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,711,155 |
1,935,389 |
|
|
|
2023-12-01 |
13D/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
19,888,530 |
20,596,978 |
|
|
|
2023-12-01 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
1,538,134 |
1,923,723 |
|
|
|
2023-11-30 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,429,205 |
1,711,155 |
|
|
|
2023-11-30 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,597,077 |
1,443,384 |
|
|
|
2023-11-29 |
13G/A
|
VLT / Invesco High Income Trust II
|
|
363,445 |
308,318 |
|
|
|
2023-11-15 |
13D
|
KSM / DWS Strategic Municipal Income Trust
|
|
|
565,322 |
|
|
|
2023-11-15 |
13G/A
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
689,416 |
435,855 |
|
|
|
2023-11-15 |
13G/A
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
2,043,847 |
1,145,417 |
|
|
|
2023-11-15 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
3,876,008 |
4,433,361 |
|
|
|
2023-11-07 |
13D/A
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
1,309,408 |
1,429,205 |
|
|
|
2023-11-07 |
13D/A
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
1,326,085 |
1,538,134 |
|
|
|
2023-11-06 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
3,866,008 |
3,876,008 |
|
|
|
2023-11-03 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
3,866,008 |
3,876,008 |
|
|
|
2023-10-26 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
18,838,292 |
10,703,598 |
|
|
|
2023-10-06 |
13D
|
KTF / DWS Municipal Income Trust
|
|
3,600,672 |
3,866,008 |
|
|
|
2023-10-06 |
13D
|
EVM / Eaton Vance California Municipal Bond Fund
|
|
|
1,326,085 |
|
|
|
2023-10-06 |
13D
|
ENX / Eaton Vance New York Municipal Bond Fund
|
|
|
1,309,408 |
|
|
|
2023-10-02 |
13D
|
PPT / Putnam Premier Income Trust
|
|
17,175,182 |
18,400,367 |
|
|
|
2023-10-02 |
13D
|
PIM / Putnam Master Intermediate Income Trust
|
|
19,768,855 |
19,888,530 |
|
|
|
2023-09-13 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
17,253,383 |
19,768,855 |
|
|
|
2023-08-17 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,710,679 |
2,336,414 |
|
|
|
2023-08-09 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,980,965 |
2,072,056 |
|
|
|
2023-08-09 |
13G/A
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
1,401,886 |
848,884 |
|
|
|
2023-08-09 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
3,920,191 |
5,559,084 |
|
|
|
2023-07-12 |
13G/A
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
10,000 |
2,043,847 |
|
|
|
2023-05-05 |
13G/A
|
ACP / Abrdn Income Credit Strategies Fund
|
|
3,005,271 |
2,494,630 |
|
|
|
2023-04-20 |
13G/A
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
1,250,787 |
995,074 |
|
|
|
2023-04-20 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,722,277 |
1,597,077 |
|
|
|
2023-03-27 |
13G
|
ACP / Abrdn Income Credit Strategies Fund
|
|
|
3,005,271 |
|
|
|
2023-03-27 |
13G/A
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
989,527 |
10,000 |
|
|
|
2023-03-24 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
6,114,278 |
4,715,872 |
|
|
|
2023-03-24 |
13G/A
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
2,544,475 |
1,250,787 |
|
|
|
2023-03-23 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,745,490 |
1,722,277 |
|
|
|
2023-03-23 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,934,378 |
1,980,965 |
|
|
|
2023-03-06 |
13G
|
RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock
|
|
|
725,951 |
|
|
|
2023-03-06 |
13G/A
|
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
|
|
1,057,140 |
2,636,412 |
|
|
|
2023-03-06 |
13G/A
|
RCS / PIMCO Strategic Income Fund, Inc.
|
|
2,395,914 |
2,194,147 |
|
|
|
2023-02-14 |
13G
|
ZTR / Virtus Global Dividend & Income Fund Inc.
|
|
|
5,495,498 |
|
|
|
2023-02-14 |
13G
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
|
1,205,102 |
|
|
|
2023-02-14 |
13G
|
VLT / Invesco High Income Trust II
|
|
150,679 |
363,445 |
|
|
|
2023-02-14 |
13G
|
VGI / Virtus Global Multi-Sector Income Fund
|
|
|
1,037,563 |
|
|
|
2023-02-14 |
13G
|
CCIF / Carlyle Credit Income Fund
|
|
|
573,536 |
|
|
|
2023-02-13 |
13G
|
MIO / Pioneer Municipal High Income Opportunities Fund, Inc.
|
|
|
952,566 |
|
|
|
2023-02-13 |
13G
|
IGI / Western Asset Investment Grade Opportunity Trust Inc.
|
|
|
559,891 |
|
|
|
2023-02-13 |
13G
|
HIE / Miller/Howard High Income Equity Fund
|
|
|
1,035,248 |
|
|
|
2023-02-13 |
13G
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
|
1,401,886 |
|
|
|
2023-02-10 |
13G/A
|
TSI / TCW Strategic Income Fund, Inc.
|
|
3,056,173 |
5,316,198 |
|
|
|
2023-02-10 |
13G
|
RCS / PIMCO Strategic Income Fund, Inc.
|
|
2,227,672 |
2,395,914 |
|
|
|
2023-02-10 |
13G/A
|
DYFN / Angel Oak Dynamic Financial Strategies Income Term Trust
|
|
360,091 |
0 |
|
|
|
2023-02-10 |
13G/A
|
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
|
|
1,057,140 |
4,345,846 |
|
|
|
2023-02-10 |
13G/A
|
VBF / Invesco Bond Fund
|
|
717,271 |
1,095,392 |
|
|
|
2023-02-10 |
13G/A
|
WEA / Western Asset Premier Bond Fund
|
|
855,114 |
1,392,510 |
|
|
|
2023-02-09 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
16,849,326 |
17,253,383 |
|
|
|
2023-02-09 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
16,720,173 |
17,175,182 |
|
|
|
2023-02-09 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,954,023 |
4,206,920 |
|
|
|
2023-02-09 |
13G
|
KTF / DWS Municipal Income Trust
|
|
1,811,450 |
3,600,672 |
|
|
|
2023-02-09 |
13G/A
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
2,996,702 |
2,544,475 |
|
|
|
2023-02-09 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
14,166,521 |
18,661,151 |
|
|
|
2023-02-09 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,489,537 |
3,920,191 |
|
|
|
2023-02-08 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,780,795 |
1,906,757 |
|
|
|
2023-02-08 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
1,490,355 |
1,500,440 |
|
|
|
2023-02-08 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,427,245 |
1,710,679 |
|
|
|
2023-02-08 |
13G/A
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
433,540 |
689,416 |
|
|
|
2023-02-08 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
4,779,817 |
3,061,775 |
|
|
|
2023-02-07 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
5,801,271 |
2,455,173 |
|
|
|
2023-02-07 |
13G/A
|
BGX / Blackstone Long-Short Credit Income Fund
|
|
|
697,622 |
|
|
|
2023-02-07 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
1,109,964 |
946,448 |
|
|
|
2023-02-07 |
13G/A
|
DBL / DoubleLine Opportunistic Credit Fund
|
|
2,778,363 |
2,515,766 |
|
|
|
2023-02-07 |
13G
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
1,202,960 |
6,114,278 |
|
|
|
2023-02-07 |
13G
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
3,421,554 |
18,838,292 |
|
|
|
2023-02-07 |
13G/A
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
4,504,712 |
5,207,917 |
|
|
|
2023-01-09 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,886,366 |
1,934,378 |
|
|
|
2023-01-06 |
13G/A
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
776,157 |
1,630,270 |
|
|
|
2023-01-06 |
13G/A
|
JGH / Nuveen Global High Income Fund
|
|
1,309,127 |
913,330 |
|
|
|
2023-01-06 |
13G/A
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
1,983,100 |
989,527 |
|
|
|
2022-11-23 |
13G/A
|
GHY / PGIM Global High Yield Fund, Inc
|
|
1,894,007 |
1,535,455 |
|
|
|
2022-11-23 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
521,551 |
521,551 |
|
|
|
2022-11-23 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
2,180,322 |
1,057,140 |
|
|
|
2022-11-02 |
13G/A
|
GHY / PGIM Global High Yield Fund, Inc
|
|
2,490,932 |
1,894,007 |
|
|
|
2022-11-02 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
716,765 |
521,551 |
|
|
|
2022-10-13 |
13G/A
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
786,329 |
2,996,702 |
|
|
|
2022-10-06 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,819,387 |
1,886,366 |
|
|
|
2022-10-06 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,241,365 |
1,780,795 |
|
|
|
2022-09-21 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
14,223,479 |
16,849,326 |
|
|
|
2022-09-02 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,774,790 |
1,819,387 |
|
|
|
2022-08-26 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,699,442 |
1,745,490 |
|
|
|
2022-08-26 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
1,846,403 |
1,109,964 |
|
|
|
2022-08-04 |
13G/A
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
924,934 |
776,157 |
|
|
|
2022-06-22 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,723,953 |
1,774,790 |
|
|
|
2022-06-21 |
13G/A
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
1,766,456 |
924,934 |
|
|
|
2022-06-16 |
13G/A
|
SDHY / PGIM Short Duration High Yield Opportunities Fund
|
|
1,466,073 |
1,215,181 |
|
|
|
2022-06-16 |
13G/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
894,090 |
244,938 |
|
|
|
2022-06-10 |
13G/A
|
MGU / Macquarie Global Infrastructure Total Return Fund Inc
|
|
939,847 |
500,298 |
|
|
|
2022-06-10 |
13G
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
765,280 |
1,983,100 |
|
|
|
2022-06-10 |
13G/A
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
577,274 |
433,540 |
|
|
|
2022-06-09 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,658,146 |
1,699,442 |
|
|
|
2022-05-17 |
13G/A
|
RCS / PIMCO Strategic Income Fund, Inc.
|
|
2,913,369 |
2,227,672 |
|
|
|
2022-05-04 |
13G/A
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
1,257,889 |
786,329 |
|
|
|
2022-04-22 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,680,061 |
1,723,953 |
|
|
|
2022-04-22 |
13G/A
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
6,166,501 |
5,411,804 |
|
|
|
2022-03-31 |
13G/A
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
4,886,632 |
4,504,712 |
|
|
|
2022-03-17 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
4,358,614 |
2,489,537 |
|
|
|
2022-03-17 |
13G
|
FTF / Franklin Limited Duration Income Trust
|
|
192,065 |
4,779,817 |
|
|
|
2022-03-09 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,834,319 |
1,658,146 |
|
|
|
2022-03-09 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
2,578,478 |
1,846,403 |
|
|
|
2022-03-01 |
13G/A
|
KTF / DWS Municipal Income Trust
|
|
2,006,213 |
1,811,450 |
|
|
|
2022-03-01 |
13G/A
|
BGX / Blackstone Long-Short Credit Income Fund
|
|
665,446 |
558,052 |
|
|
|
2022-03-01 |
13G/A
|
RIV / RiverNorth Opportunities Fund, Inc.
|
|
696,320 |
584,037 |
|
|
|
2022-02-11 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
477,604 |
397,732 |
|
|
|
2022-02-11 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
2,628,932 |
192,065 |
|
|
|
2022-02-10 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
12,089,753 |
14,223,479 |
|
|
|
2022-02-10 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,856,234 |
3,954,023 |
|
|
|
2022-02-10 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,074,756 |
1,241,365 |
|
|
|
2022-02-10 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
4,497,005 |
5,801,271 |
|
|
|
2022-02-10 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
11,720,862 |
16,720,173 |
|
|
|
2022-02-10 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
2,653,705 |
2,578,478 |
|
|
|
2022-02-10 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
12,392,889 |
14,166,521 |
|
|
|
2022-02-10 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,489,616 |
1,427,245 |
|
|
|
2022-02-10 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
1,432,060 |
1,490,355 |
|
|
|
2022-02-10 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
6,378,708 |
2,180,322 |
|
|
|
2022-02-10 |
13G/A
|
BGX / Blackstone Long-Short Credit Income Fund
|
|
735,752 |
665,446 |
|
|
|
2022-02-10 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
852,090 |
716,765 |
|
|
|
2022-02-10 |
13G/A
|
GHY / PGIM Global High Yield Fund, Inc
|
|
2,091,997 |
2,490,932 |
|
|
|
2022-02-10 |
13G/A
|
MGU / Macquarie Global Infrastructure Total Return Fund Inc
|
|
911,582 |
939,847 |
|
|
|
2022-02-10 |
13G/A
|
RCS / PIMCO Strategic Income Fund, Inc.
|
|
2,578,711 |
2,913,369 |
|
|
|
2022-02-10 |
13G/A
|
JGH / Nuveen Global High Income Fund
|
|
1,295,986 |
1,309,127 |
|
|
|
2022-02-10 |
13G/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
646,093 |
894,090 |
|
|
|
2022-02-10 |
13G/A
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
8,720,584 |
6,166,501 |
|
|
|
2022-02-10 |
13G
|
WEA / Western Asset Premier Bond Fund
|
|
|
855,114 |
|
|
|
2022-02-10 |
13G
|
PCF / High Income Securities Fund
|
|
0 |
992,584 |
|
|
|
2022-02-10 |
13G
|
VBF / Invesco Bond Fund
|
|
550,667 |
717,271 |
|
|
|
2022-02-10 |
13G
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
|
577,274 |
|
|
|
2022-02-10 |
13G
|
DYFN / Angel Oak Dynamic Financial Strategies Income Term Trust
|
|
|
360,091 |
|
|
|
2022-02-10 |
13G
|
TSI / TCW Strategic Income Fund, Inc.
|
|
|
3,056,173 |
|
|
|
2022-02-10 |
13G
|
SDHY / PGIM Short Duration High Yield Opportunities Fund
|
|
|
1,466,073 |
|
|
|
2022-02-10 |
13G
|
RIV / RiverNorth Opportunities Fund, Inc.
|
|
|
696,320 |
|
|
|
2022-02-10 |
13G
|
KTF / DWS Municipal Income Trust
|
|
|
2,006,213 |
|
|
|
2022-02-10 |
13G
|
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
|
|
1,257,889 |
|
|
|
2022-02-10 |
13G
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
4,650,015 |
4,886,632 |
|
|
|
2022-01-25 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,760,449 |
1,834,319 |
|
|
|
2022-01-14 |
13G
|
IVH / Delaware Ivy High Income Opportunities Fund
|
|
|
1,766,456 |
|
|
|
2022-01-14 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
1,290,606 |
4,358,614 |
|
|
|
2022-01-14 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
1,462,829 |
6,378,708 |
|
|
|
2022-01-14 |
13G/A
|
DBL / DoubleLine Opportunistic Credit Fund
|
|
1,796,450 |
2,778,363 |
|
|
|
2021-12-27 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
1,152,349 |
1,432,060 |
|
|
|
2021-12-09 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,735,599 |
1,760,449 |
|
|
|
2021-11-24 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
946,217 |
477,604 |
|
|
|
2021-11-16 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
8,244,608 |
4,497,005 |
|
|
|
2021-11-16 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
2,653,705 |
|
|
|
2021-07-06 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
4,530,574 |
2,628,932 |
|
|
|
2021-05-07 |
13G/A
|
MCR / MFS Charter Income Trust
|
|
2,601,802 |
2,169,484 |
|
|
|
2021-05-07 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
6,269,840 |
4,530,574 |
|
|
|
2021-05-07 |
13G/A
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
4,873,310 |
4,650,015 |
|
|
|
2021-05-07 |
13G/A
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
326,701 |
0 |
|
|
|
2021-04-05 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
455,533 |
266,925 |
|
|
|
2021-04-05 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
11,281,093 |
12,392,889 |
|
|
|
2021-03-25 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,632,397 |
1,680,061 |
|
|
|
2021-03-15 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,792,533 |
1,735,599 |
|
|
|
2021-03-01 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
643,210 |
327,901 |
|
|
|
2021-02-12 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
1,018,245 |
1,462,829 |
|
|
|
2021-02-12 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
1,018,245 |
3,180,791 |
|
|
|
2021-02-12 |
13G
|
RCS / PIMCO Strategic Income Fund, Inc.
|
|
|
2,578,711 |
|
|
|
2021-02-12 |
13G
|
MGU / Macquarie Global Infrastructure Total Return Fund Inc
|
|
|
911,582 |
|
|
|
2021-02-12 |
13G
|
MCR / MFS Charter Income Trust
|
|
|
2,601,802 |
|
|
|
2021-02-12 |
13G
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
|
646,093 |
|
|
|
2021-02-12 |
13G
|
JGH / Nuveen Global High Income Fund
|
|
|
1,295,986 |
|
|
|
2021-02-12 |
13G
|
GHY / PGIM Global High Yield Fund, Inc
|
|
2,043,707 |
2,091,997 |
|
|
|
2021-02-12 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
397,595 |
643,210 |
|
|
|
2021-02-12 |
13G
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
5,438,847 |
8,720,584 |
|
|
|
2021-02-12 |
13G
|
|
|
588,442 |
1,925,513 |
|
|
|
2021-02-12 |
13G
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
203,350 |
852,090 |
|
|
|
2021-02-12 |
13G
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
|
4,873,310 |
|
|
|
2021-02-12 |
13G
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
|
735,752 |
|
|
|
2021-02-12 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
558,051 |
455,533 |
|
|
|
2021-02-12 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
10,774,218 |
11,720,862 |
|
|
|
2021-02-12 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
11,508,760 |
12,089,753 |
|
|
|
2021-02-12 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
16,570,241 |
11,281,093 |
|
|
|
2021-02-12 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,833,170 |
3,856,234 |
|
|
|
2021-02-12 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
1,002,880 |
1,152,349 |
|
|
|
2021-02-12 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,486,690 |
1,489,616 |
|
|
|
2021-02-12 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,089,675 |
1,074,756 |
|
|
|
2021-02-12 |
13G/A
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
1,099,305 |
1,099,678 |
|
|
|
2021-02-12 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
904,532 |
946,217 |
|
|
|
2021-02-12 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
|
6,269,840 |
|
|
|
2021-02-12 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
6,552,078 |
|
|
|
|
2021-02-12 |
13G/A
|
DBL / DoubleLine Opportunistic Credit Fund
|
|
1,565,983 |
1,796,450 |
|
|
|
2021-02-12 |
13G/A
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
358,397 |
326,701 |
|
|
|
2021-02-12 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
10,589,097 |
8,244,608 |
|
|
|
2020-12-22 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,681,996 |
1,632,397 |
|
|
|
2020-12-09 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
1,577,244 |
0 |
|
|
|
2020-12-09 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,261,783 |
3,833,170 |
|
|
|
2020-11-30 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,803,252 |
1,792,533 |
|
|
|
2020-11-09 |
13G
|
PPT / Putnam Premier Income Trust
|
|
3,455,453 |
10,774,218 |
|
|
|
2020-10-09 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
8,740,269 |
11,508,760 |
|
|
|
2020-10-09 |
13G/A
|
JLS / Nuveen Mortgage and Income Fund
|
|
582,194 |
1,002,880 |
|
|
|
2020-10-09 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,760,933 |
1,290,606 |
|
|
|
2020-10-09 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
1,261,003 |
1,577,244 |
|
|
|
2020-10-05 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
121,200 |
0 |
|
|
|
2020-08-10 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
4,678,194 |
|
|
|
|
2020-08-10 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
6,618,425 |
3,421,554 |
|
|
|
2020-08-10 |
13G
|
DBL / DoubleLine Opportunistic Credit Fund
|
|
|
1,565,983 |
|
|
|
2020-07-09 |
13G/A
|
GHY / PGIM Global High Yield Fund, Inc
|
|
|
2,043,707 |
|
|
|
2020-07-09 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
4,437,528 |
2,984,231 |
|
|
|
2020-07-09 |
13G
|
HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
|
|
1,099,305 |
|
|
|
2020-05-08 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
2,623,715 |
1,018,245 |
|
|
|
2020-05-08 |
13G
|
JLS / Nuveen Mortgage and Income Fund
|
|
|
582,194 |
|
|
|
2020-05-08 |
13G/A
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
546,030 |
79,621 |
|
|
|
2020-05-08 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
5,535,971 |
6,552,078 |
|
|
|
2020-04-27 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,916,617 |
1,803,252 |
|
|
|
2020-03-26 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,757,645 |
1,681,996 |
|
|
|
2020-03-06 |
13G/A
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
1,004,667 |
765,280 |
|
|
|
2020-03-06 |
13G/A
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
647,136 |
342,528 |
|
|
|
2020-03-06 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,001,440 |
1,089,675 |
|
|
|
2020-03-06 |
13G/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
228,283 |
|
|
|
2020-03-06 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
397,595 |
|
|
|
2020-03-06 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
821,080 |
904,532 |
|
|
|
2020-03-06 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
3,339,018 |
1,202,960 |
|
|
|
2020-03-06 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,992,385 |
588,442 |
|
|
|
2020-03-06 |
13G/A
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
6,223,314 |
5,438,847 |
|
|
|
2020-03-06 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,964,117 |
1,916,617 |
|
|
|
2020-02-18 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
121,200 |
121,200 |
|
|
|
2020-02-18 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,037,159 |
1,964,117 |
|
|
|
2020-02-07 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
781,727 |
497,079 |
|
|
|
2020-02-07 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
3,570,892 |
3,339,018 |
|
|
|
2020-02-07 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
5,080,939 |
5,535,971 |
|
|
|
2020-02-07 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
5,043,597 |
4,678,194 |
|
|
|
2020-02-07 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
1,321,578 |
1,261,003 |
|
|
|
2020-02-07 |
13G/A
|
HNW / Pioneer Diversified High Income Fund, Inc.
|
|
773,941 |
821,080 |
|
|
|
2020-02-07 |
13G/A
|
INSI / Insight Select Income Fund
|
|
809,718 |
1,001,440 |
|
|
|
2020-02-07 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,261,026 |
1,486,690 |
|
|
|
2020-02-07 |
13G/A
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
962,530 |
546,030 |
|
|
|
2020-02-07 |
13G/A
|
VBF / Invesco Bond Fund
|
|
599,969 |
550,667 |
|
|
|
2020-02-07 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
1,787,550 |
2,623,715 |
|
|
|
2020-02-07 |
13G
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
|
358,397 |
|
|
|
2020-02-07 |
13G
|
EVV / Eaton Vance Limited Duration Income Fund
|
|
|
6,223,314 |
|
|
|
2020-02-07 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
174,436 |
785,679 |
|
|
|
2020-02-07 |
13G
|
GHY / PGIM Global High Yield Fund, Inc
|
|
|
2,216,437 |
|
|
|
2020-02-07 |
13G
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
308,092 |
|
|
|
2020-02-07 |
13G
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
|
1,004,667 |
|
|
|
2020-02-07 |
13G
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
|
647,136 |
|
|
|
2020-02-07 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
|
4,437,528 |
|
|
|
2020-02-07 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,400,896 |
2,760,933 |
|
|
|
2020-02-07 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
9,384,662 |
6,618,425 |
|
|
|
2020-02-07 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
12,543,169 |
16,570,241 |
|
|
|
2020-02-07 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
6,545,471 |
3,455,453 |
|
|
|
2020-02-07 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
8,950,818 |
8,740,269 |
|
|
|
2020-02-07 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
7,506,934 |
10,589,097 |
|
|
|
2020-02-07 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,120,721 |
3,261,783 |
|
|
|
2020-02-07 |
13G/A
|
VLT / Invesco High Income Trust II
|
|
515,323 |
150,679 |
|
|
|
2020-02-07 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,821,246 |
3,992,385 |
|
|
|
2020-02-07 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
594,325 |
558,051 |
|
|
|
2020-01-21 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,695,853 |
1,757,645 |
|
|
|
2019-12-16 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
695,370 |
0 |
|
|
|
2019-12-10 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
130,000 |
121,200 |
|
|
|
2019-12-02 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,370,184 |
2,037,159 |
|
|
|
2019-11-25 |
13G/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
1,439,514 |
0 |
|
|
|
2019-11-25 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,348,801 |
2,370,184 |
|
|
|
2019-11-18 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
5,566,534 |
3,570,892 |
|
|
|
2019-10-07 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,263,801 |
2,348,801 |
|
|
|
2019-10-07 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
130,000 |
130,000 |
|
|
|
2019-09-30 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,126,351 |
2,263,801 |
|
|
|
2019-09-09 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,008,879 |
2,126,351 |
|
|
|
2019-09-04 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,073,919 |
2,008,879 |
|
|
|
2019-09-04 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,817,633 |
1,695,853 |
|
|
|
2019-08-12 |
13G
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
1,439,514 |
|
|
|
2019-07-26 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
368,200 |
130,000 |
|
|
|
2019-07-22 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,020,930 |
2,073,919 |
|
|
|
2019-07-08 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
479,743 |
695,370 |
|
|
|
2019-07-01 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
4,083,549 |
5,080,939 |
|
|
|
2019-06-03 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
368,200 |
368,200 |
|
|
|
2019-05-06 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
368,200 |
368,200 |
|
|
|
2019-04-08 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
956,800 |
368,200 |
|
|
|
2019-04-01 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,134,100 |
956,800 |
|
|
|
2019-03-25 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,096,906 |
2,020,930 |
|
|
|
2019-03-25 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,858,281 |
1,817,633 |
|
|
|
2019-03-25 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,045,499 |
1,261,026 |
|
|
|
2019-03-04 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,792,680 |
1,858,281 |
|
|
|
2019-02-25 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,839,680 |
1,792,680 |
|
|
|
2019-02-25 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,134,100 |
1,134,100 |
|
|
|
2019-02-19 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
7,584,250 |
12,543,169 |
|
|
|
2019-02-19 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,303,900 |
1,134,100 |
|
|
|
2019-02-11 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,303,900 |
1,303,900 |
|
|
|
2019-02-05 |
13G
|
VLT / Invesco High Income Trust II
|
|
|
515,323 |
|
|
|
2019-02-05 |
13G
|
PPT / Putnam Premier Income Trust
|
|
4,622,297 |
6,545,471 |
|
|
|
2019-02-05 |
13G/A
|
SPE / Special Opportunities Fund, Inc.
|
|
462,206 |
594,325 |
|
|
|
2019-02-05 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
10,322,659 |
8,950,818 |
|
|
|
2019-02-05 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
12,788,972 |
7,584,250 |
|
|
|
2019-02-05 |
13G/A
|
MGF / MFS Government Markets Income Trust
|
|
2,682,386 |
2,400,896 |
|
|
|
2019-02-05 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
3,070,357 |
3,120,721 |
|
|
|
2019-02-05 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
4,161,364 |
3,821,246 |
|
|
|
2019-02-05 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
9,179,563 |
9,384,662 |
|
|
|
2019-02-05 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
8,410,947 |
7,506,934 |
|
|
|
2019-02-05 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,467,719 |
1,045,499 |
|
|
|
2019-02-05 |
13G/A
|
VBF / Invesco Bond Fund
|
|
634,983 |
599,969 |
|
|
|
2019-02-05 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
5,619,408 |
5,566,534 |
|
|
|
2019-02-05 |
13G/A
|
INSI / Insight Select Income Fund
|
|
1,105,132 |
809,718 |
|
|
|
2019-02-05 |
13G/A
|
SRV / NXG Cushing Midstream Energy Fund
|
|
403,226 |
252,076 |
|
|
|
2019-02-05 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
994,608 |
203,350 |
|
|
|
2019-02-05 |
13G
|
XHNWX / Pioneer Diversified High Income
|
|
|
773,941 |
|
|
|
2019-02-05 |
13G/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,062,180 |
0 |
|
|
|
2019-02-05 |
13G/A
|
AGD / Abrdn Global Dynamic Dividend Fund
|
|
1,106,606 |
333,187 |
|
|
|
2019-02-05 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
840,294 |
781,727 |
|
|
|
2019-02-05 |
13G/A
|
XLORX / Lazard World Dividend & Income
|
|
443,560 |
479,743 |
|
|
|
2019-02-05 |
13G/A
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
1,184,133 |
174,436 |
|
|
|
2019-02-05 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
1,154,801 |
1,321,578 |
|
|
|
2019-02-05 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
3,614,745 |
4,083,549 |
|
|
|
2019-02-05 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
|
1,787,550 |
|
|
|
2019-02-05 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
2,646,313 |
5,043,597 |
|
|
|
2019-02-05 |
13G
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
|
962,530 |
|
|
|
2019-02-05 |
13G/A
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
581,682 |
0 |
|
|
|
2019-02-04 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,616,200 |
1,303,900 |
|
|
|
2019-01-28 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,797,462 |
1,839,680 |
|
|
|
2019-01-22 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,654,900 |
1,616,200 |
|
|
|
2019-01-14 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,654,900 |
1,654,900 |
|
|
|
2019-01-07 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,874,900 |
1,654,900 |
|
|
|
2019-01-02 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,930,900 |
1,874,900 |
|
|
|
2019-01-02 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,021,942 |
2,096,906 |
|
|
|
2018-12-26 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,870,900 |
1,930,900 |
|
|
|
2018-12-10 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,870,900 |
1,870,900 |
|
|
|
2018-12-04 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,870,900 |
1,870,900 |
|
|
|
2018-12-04 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,323,643 |
2,021,942 |
|
|
|
2018-11-27 |
13G/A
|
NBD / Nuveen Build America Bond Opportunity Fund
|
|
773,559 |
0 |
|
|
|
2018-11-19 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,919,500 |
1,870,900 |
|
|
|
2018-11-13 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
2,133,700 |
1,919,500 |
|
|
|
2018-10-29 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
2,133,700 |
2,133,700 |
|
|
|
2018-10-29 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
1,512,656 |
2,646,313 |
|
|
|
2018-10-22 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,973,700 |
2,133,700 |
|
|
|
2018-10-15 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,700,200 |
1,973,700 |
|
|
|
2018-10-01 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,908,700 |
1,700,200 |
|
|
|
2018-09-11 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,978,700 |
1,908,700 |
|
|
|
2018-09-04 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,978,700 |
1,978,700 |
|
|
|
2018-08-13 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,971,900 |
1,978,700 |
|
|
|
2018-08-06 |
13G/A
|
PCF / High Income Securities Fund
|
|
1,570,064 |
0 |
|
|
|
2018-08-06 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
2,528,170 |
9,179,563 |
|
|
|
2018-08-06 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
1,517,106 |
5,619,408 |
|
|
|
2018-07-30 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,971,900 |
1,971,900 |
|
|
|
2018-07-20 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,695,500 |
1,971,900 |
|
|
|
2018-07-02 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,695,500 |
1,695,500 |
|
|
|
2018-06-25 |
13G/A
|
PCF / High Income Securities Fund
|
|
895,932 |
1,570,064 |
|
|
|
2018-06-11 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,558,100 |
1,695,500 |
|
|
|
2018-05-21 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,744,733 |
1,797,462 |
|
|
|
2018-05-14 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,462,400 |
1,558,100 |
|
|
|
2018-05-04 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,673,162 |
1,744,733 |
|
|
|
2018-05-01 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
4,723,021 |
2,528,170 |
|
|
|
2018-04-16 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
2,723,278 |
1,517,106 |
|
|
|
2018-04-09 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,319,800 |
1,462,400 |
|
|
|
2018-02-12 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,329,800 |
1,319,800 |
|
|
|
2018-02-01 |
13G
|
SPE / Special Opportunities Fund, Inc.
|
|
|
462,206 |
|
|
|
2018-02-01 |
13G
|
PCF / High Income Securities Fund
|
|
|
895,932 |
|
|
|
2018-02-01 |
13G
|
MGF / MFS Government Markets Income Trust
|
|
|
2,682,386 |
|
|
|
2018-02-01 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
10,560,850 |
4,622,297 |
|
|
|
2018-02-01 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
8,683,639 |
10,322,659 |
|
|
|
2018-02-01 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
8,238,335 |
12,788,972 |
|
|
|
2018-02-01 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
2,671,407 |
3,070,357 |
|
|
|
2018-02-01 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,864,885 |
4,161,364 |
|
|
|
2018-02-01 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
3,514,354 |
4,723,021 |
|
|
|
2018-02-01 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
8,503,888 |
8,410,947 |
|
|
|
2018-02-01 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
1,135,907 |
1,467,719 |
|
|
|
2018-02-01 |
13G
|
VBF / Invesco Bond Fund
|
|
|
634,983 |
|
|
|
2018-02-01 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
3,286,250 |
2,723,278 |
|
|
|
2018-02-01 |
13G
|
INSI / Insight Select Income Fund
|
|
|
1,105,132 |
|
|
|
2018-02-01 |
13G/A
|
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
|
|
1,411,236 |
243,656 |
|
|
|
2018-02-01 |
13G/A
|
NBD / Nuveen Build America Bond Opportunity Fund
|
|
699,948 |
773,559 |
|
|
|
2018-02-01 |
13G/A
|
SRV / NXG Cushing Midstream Energy Fund
|
|
531,379 |
403,226 |
|
|
|
2018-02-01 |
13G
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
|
994,608 |
|
|
|
2018-02-01 |
13G
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
699,695 |
1,062,180 |
|
|
|
2018-02-01 |
13G
|
AGD / Abrdn Global Dynamic Dividend Fund
|
|
|
1,106,606 |
|
|
|
2018-02-01 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
833,470 |
840,294 |
|
|
|
2018-02-01 |
13G
|
XLORX / Lazard World Dividend & Income
|
|
|
443,560 |
|
|
|
2018-02-01 |
13G
|
FAM / First Trust/Abrdn Global Opportunity Income Fund
|
|
|
1,184,133 |
|
|
|
2018-02-01 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
1,087,428 |
1,154,801 |
|
|
|
2018-02-01 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
3,567,379 |
3,614,745 |
|
|
|
2018-02-01 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
3,138,511 |
1,512,656 |
|
|
|
2018-02-01 |
13G/A
|
ERC / Allspring Multi-Sector Income Fund
|
|
2,841,553 |
1,503,246 |
|
|
|
2018-02-01 |
13G
|
ICB / Morgan Stanley Income Securities, Inc.
|
|
|
581,682 |
|
|
|
2018-01-19 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,239,800 |
1,329,800 |
|
|
|
2018-01-19 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,237,582 |
2,323,643 |
|
|
|
2018-01-02 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,598,218 |
1,673,162 |
|
|
|
2018-01-02 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,147,800 |
1,239,800 |
|
|
|
2017-12-08 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,586,206 |
2,237,582 |
|
|
|
2017-12-08 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
1,037,800 |
1,147,800 |
|
|
|
2017-12-01 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
1,037,800 |
|
|
|
2017-11-02 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
1,237,800 |
|
|
|
2017-10-30 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,515,519 |
2,586,206 |
|
|
|
2017-10-02 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
1,037,800 |
|
|
|
2017-09-19 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
1,037,800 |
|
|
|
2017-09-19 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,550,487 |
1,598,218 |
|
|
|
2017-09-11 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
958,300 |
|
|
|
2017-07-06 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
758,400 |
|
|
|
2017-07-06 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,505,353 |
1,550,487 |
|
|
|
2017-06-20 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
778,700 |
|
|
|
2017-06-15 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,440,269 |
2,515,519 |
|
|
|
2017-05-25 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
722,700 |
|
|
|
2017-05-16 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
697,700 |
|
|
|
2017-04-20 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,356,343 |
2,440,269 |
|
|
|
2017-03-16 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
600,400 |
|
|
|
2017-03-09 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,268,089 |
2,356,343 |
|
|
|
2017-02-08 |
13G
|
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
|
|
|
1,411,236 |
|
|
|
2017-02-08 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
3,137,916 |
3,567,379 |
|
|
|
2017-02-08 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
2,780,524 |
3,138,511 |
|
|
|
2017-02-08 |
13G
|
ERC / Allspring Multi-Sector Income Fund
|
|
|
2,841,553 |
|
|
|
2017-02-08 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
7,393,886 |
8,683,639 |
|
|
|
2017-02-08 |
13G
|
SRV / NXG Cushing Midstream Energy Fund
|
|
|
531,379 |
|
|
|
2017-02-08 |
13G
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
3,514,354 |
|
|
|
2017-02-08 |
13G
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
|
6,483,000 |
|
|
|
2017-02-08 |
13G/A
|
SGL / Strategic Global Income Fund, Inc.
|
|
1,404,224 |
0 |
|
|
|
2017-02-08 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
8,698,992 |
10,560,850 |
|
|
|
2017-02-08 |
13G/A
|
NBD / Nuveen Build America Bond Opportunity Fund
|
|
409,476 |
699,948 |
|
|
|
2017-02-08 |
13G/A
|
MIN / MFS Intermediate Income Trust
|
|
5,954,732 |
8,238,335 |
|
|
|
2017-02-08 |
13G/A
|
HTR / Brookfield Total Return Fund Inc.
|
|
292,398 |
0 |
|
|
|
2017-02-08 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
1,956,221 |
2,671,407 |
|
|
|
2017-02-08 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
657,756 |
1,087,428 |
|
|
|
2017-02-08 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
3,567,379 |
|
|
|
2017-02-08 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
1,082,290 |
3,286,250 |
|
|
|
2017-02-08 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
3,318,233 |
3,864,885 |
|
|
|
2017-02-08 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
744,482 |
833,470 |
|
|
|
2017-02-08 |
13G/A
|
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
|
|
1,339,178 |
0 |
|
|
|
2017-02-08 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
5,655,511 |
8,503,888 |
|
|
|
2017-01-10 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,248,946 |
2,268,089 |
|
|
|
2016-12-22 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,596,329 |
2,248,946 |
|
|
|
2016-12-07 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
313,500 |
|
|
|
2016-12-07 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,518,683 |
2,596,329 |
|
|
|
2016-12-07 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,459,479 |
1,505,353 |
|
|
|
2016-11-17 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
313,500 |
|
|
|
2016-10-28 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
308,000 |
|
|
|
2016-10-13 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
315,000 |
|
|
|
2016-10-13 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,267,958 |
2,518,683 |
|
|
|
2016-10-13 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,395,444 |
1,459,479 |
|
|
|
2016-09-30 |
13G
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
788,197 |
699,695 |
|
|
|
2016-09-13 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
359,800 |
|
|
|
2016-09-13 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,343,672 |
1,395,444 |
|
|
|
2016-08-16 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
359,800 |
|
|
|
2016-08-16 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
927,724 |
788,197 |
|
|
|
2016-08-16 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,280,604 |
1,343,672 |
|
|
|
2016-07-26 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
476,500 |
|
|
|
2016-06-09 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
678,000 |
|
|
|
2016-06-09 |
13D/A
|
FMY / First Trust Mortgage Income Fund
|
|
1,215,872 |
1,280,604 |
|
|
|
2016-05-26 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
654,200 |
|
|
|
2016-05-26 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,187,117 |
2,267,958 |
|
|
|
2016-05-12 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
686,500 |
|
|
|
2016-05-10 |
13G/A
|
HTR / Brookfield Total Return Fund Inc.
|
|
1,728,006 |
292,398 |
|
|
|
2016-04-27 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
733,300 |
|
|
|
2016-03-17 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
751,300 |
|
|
|
2016-03-17 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,047,260 |
2,187,117 |
|
|
|
2016-02-17 |
13D/A
|
26923H101 / Sit Rising Rate ETF
|
|
|
751,300 |
|
|
|
2016-02-10 |
13G
|
NBD / Nuveen Build America Bond Opportunity Fund
|
|
|
409,476 |
|
|
|
2016-02-10 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
0 |
|
|
|
2016-02-10 |
13G/A
|
JHS / John Hancock Income Securities Trust
|
|
|
1,135,907 |
|
|
|
2016-02-10 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
657,756 |
|
|
|
2016-02-10 |
13G/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
|
3,318,233 |
|
|
|
2016-02-10 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
744,482 |
|
|
|
2016-02-10 |
13G/A
|
DRA / Diversified Real Asset Income Fund
|
|
|
0 |
|
|
|
2016-02-10 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
2,679,158 |
3,137,916 |
|
|
|
2016-02-10 |
13G/A
|
FTF / Franklin Limited Duration Income Trust
|
|
|
2,780,524 |
|
|
|
2016-02-10 |
13G
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
|
1,082,290 |
|
|
|
2016-02-10 |
13G
|
BOI / Brookfield Mortgage Opportunity Income Fund Inc.
|
|
|
1,339,178 |
|
|
|
2016-02-10 |
13G
|
MIN / MFS Intermediate Income Trust
|
|
|
5,954,732 |
|
|
|
2016-02-10 |
13G/A
|
PPT / Putnam Premier Income Trust
|
|
|
8,698,992 |
|
|
|
2016-02-10 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
|
7,393,886 |
|
|
|
2016-02-10 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
|
5,655,511 |
|
|
|
2016-02-10 |
13G/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
284,891 |
|
|
|
2016-02-10 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
1,956,221 |
|
|
|
2016-02-10 |
13G/A
|
HTR / Brookfield Total Return Fund Inc.
|
|
|
1,728,006 |
|
|
|
2016-02-10 |
13G
|
SGL / Strategic Global Income Fund, Inc.
|
|
|
1,404,224 |
|
|
|
2016-01-07 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
1,899,719 |
2,047,260 |
|
|
|
2015-12-22 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,162,927 |
927,724 |
|
|
|
2015-12-22 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,139,733 |
1,899,719 |
|
|
|
2015-10-27 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,485,585 |
1,162,927 |
|
|
|
2015-09-29 |
13D/A
|
|
|
3,427,791 |
3,338,961 |
|
|
|
2015-09-17 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,229,619 |
2,139,733 |
|
|
|
2015-09-08 |
13D
|
26923H101 / Sit Rising Rate ETF
|
|
|
200,000 |
|
|
|
2015-08-27 |
13D/A
|
|
|
3,191,459 |
3,427,791 |
|
|
|
2015-08-20 |
13D/A
|
|
|
3,021,911 |
3,191,459 |
|
|
|
2015-08-20 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,716,034 |
1,485,585 |
|
|
|
2015-07-30 |
13D/A
|
|
|
2,929,727 |
3,021,911 |
|
|
|
2015-07-23 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,539,602 |
1,716,034 |
|
|
|
2015-07-08 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,383,043 |
1,539,602 |
|
|
|
2015-06-30 |
13D/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
2,330,830 |
2,229,619 |
|
|
|
2015-06-25 |
13G/A
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
2,679,158 |
|
|
|
2015-06-25 |
13G/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
0 |
|
|
|
2015-06-05 |
13D
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
1,383,043 |
|
|
|
2015-04-16 |
13D/A
|
|
|
2,839,557 |
2,929,727 |
|
|
|
2015-03-23 |
13D/A
|
|
|
2,622,867 |
2,839,557 |
|
|
|
2015-03-19 |
13D
|
|
|
|
2,622,867 |
|
|
|
2015-03-19 |
13D
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
2,330,830 |
|
|
|
2015-03-19 |
13D
|
FMY / First Trust Mortgage Income Fund
|
|
|
1,215,872 |
|
|
|
2015-02-12 |
13G
|
CFP /
|
|
|
1,158,347 |
|
|
|
2015-02-12 |
13G/A
|
|
|
|
2,522,198 |
|
|
|
2015-02-12 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
2,282,394 |
|
|
|
2015-02-12 |
13G/A
|
DRA / Diversified Real Asset Income Fund
|
|
|
2,792,180 |
|
|
|
2015-02-12 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
742,753 |
|
|
|
2015-02-12 |
13G/A
|
BKT / BlackRock Income Trust, Inc.
|
|
|
4,754,363 |
|
|
|
2015-02-12 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
989,997 |
|
|
|
2015-02-12 |
13G
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
631,143 |
|
|
|
2015-02-12 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
1,245,610 |
|
|
|
2015-02-12 |
13G/A
|
HTR / Brookfield Total Return Fund Inc.
|
|
|
1,330,397 |
|
|
|
2015-02-12 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
1,547,073 |
|
|
|
2015-02-12 |
13G/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
4,284,237 |
|
|
|
2015-02-12 |
13G/A
|
PIM / Putnam Master Intermediate Income Trust
|
|
|
6,203,618 |
|
|
|
2015-02-12 |
13G
|
EVG / Eaton Vance Short Duration Diversified Income Fund
|
|
|
1,487,750 |
|
|
|
2015-02-12 |
13G
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
|
2,876,599 |
|
|
|
2015-02-12 |
13G
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
782,789 |
|
|
|
2015-02-12 |
13G
|
FTF / Franklin Limited Duration Income Trust
|
|
|
2,273,245 |
|
|
|
2015-02-12 |
13G
|
PPT / Putnam Premier Income Trust
|
|
|
6,959,414 |
|
|
|
2015-02-12 |
13G
|
JHS / John Hancock Income Securities Trust
|
|
|
1,110,813 |
|
|
|
2015-02-12 |
13G
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
618,803 |
|
|
|
2014-12-04 |
13G/A
|
|
|
|
2,185,347 |
|
|
|
2014-12-04 |
13G/A
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
3,566,093 |
|
|
|
2014-10-14 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
2,400,575 |
|
|
|
2014-10-14 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
389,220 |
|
|
|
2014-10-14 |
13G
|
DRA / Diversified Real Asset Income Fund
|
|
|
3,651,622 |
|
|
|
2014-10-14 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
0 |
|
|
|
2014-10-14 |
13G
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
1,384,394 |
|
|
|
2014-09-09 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
1,107,270 |
|
|
|
2014-09-09 |
13G/A
|
|
|
|
1,642,173 |
|
|
|
2014-05-14 |
13G/A
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
308,684 |
|
|
|
2014-03-10 |
13G/A
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
|
410,063 |
|
|
|
2014-03-10 |
13G/A
|
GLU / The Gabelli Global Utility & Income Trust
|
|
|
144,439 |
|
|
|
2014-03-10 |
13G
|
|
|
|
1,095,494 |
|
|
|
2014-02-26 |
13D/A
|
ASP /
|
|
|
718,312 |
|
|
|
2014-02-13 |
13D/A
|
ASP /
|
|
|
608,295 |
|
|
|
2014-02-11 |
13D/A
|
ASP /
|
|
|
548,524 |
|
|
|
2014-02-10 |
13D
|
ASP /
|
|
|
262,993 |
|
|
|
2014-01-27 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
1,799,453 |
|
|
|
2014-01-27 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
919,522 |
|
|
|
2014-01-27 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
863,213 |
|
|
|
2014-01-27 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
651,990 |
|
|
|
2014-01-27 |
13G
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
734,441 |
|
|
|
2014-01-27 |
13G
|
CRF / Cornerstone Total Return Fund, Inc.
|
|
|
1,054,889 |
|
|
|
2014-01-27 |
13G
|
GLU / The Gabelli Global Utility & Income Trust
|
|
|
214,980 |
|
|
|
2014-01-27 |
13G
|
CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
2,650,311 |
|
|
|
2014-01-27 |
13G
|
PIM / Putnam Master Intermediate Income Trust
|
|
|
3,517,015 |
|
|
|
2014-01-27 |
13G
|
BKT / BlackRock Income Trust, Inc.
|
|
|
3,364,819 |
|
|
|
2014-01-27 |
13G
|
XZTRX / Zweig Total Return Fund Inc.
|
|
|
1,849,354 |
|
|
|
2014-01-27 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
1,160,745 |
|
|
|
2014-01-27 |
13G/A
|
HTR.RT / Helios Total Return Fund, Inc.
|
|
|
1,169,553 |
|
|
|
2013-12-16 |
13D/A
|
|
|
|
2,712,162 |
|
|
|
2013-12-12 |
13G/A
|
|
|
|
428,955 |
|
|
|
2013-12-05 |
13G/A
|
|
|
|
177,924 |
|
|
|
2013-12-05 |
13G/A
|
HTR.RT / Helios Total Return Fund, Inc.
|
|
|
1,161,724 |
|
|
|
2013-12-05 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
509,833 |
|
|
|
2013-11-14 |
13G/A
|
|
|
|
659,093 |
|
|
|
2013-11-06 |
13D/A
|
|
|
|
3,685,694 |
|
|
|
2013-11-05 |
13G
|
|
|
|
659,093 |
|
|
|
2013-10-24 |
13D/A
|
|
|
|
2,549,012 |
|
|
|
2013-09-13 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
2,189,243 |
|
|
|
2013-09-13 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
760,328 |
|
|
|
2013-09-13 |
13G/A
|
|
|
|
0 |
|
|
|
2013-09-13 |
13G/A
|
|
|
|
0 |
|
|
|
2013-09-04 |
13D/A
|
|
|
|
2,380,638 |
|
|
|
2013-08-22 |
13D/A
|
|
|
|
2,188,538 |
|
|
|
2013-08-20 |
13D/A
|
|
|
|
3,035,566 |
|
|
|
2013-07-30 |
13D/A
|
|
|
|
2,773,616 |
|
|
|
2013-07-19 |
13D/A
|
|
|
|
2,011,368 |
|
|
|
2013-06-27 |
13D/A
|
|
|
|
2,177,820 |
|
|
|
2013-06-20 |
13D/A
|
|
|
|
2,514,350 |
|
|
|
2013-05-14 |
13D/A
|
|
|
|
2,218,250 |
|
|
|
2013-04-16 |
13D/A
|
|
|
|
1,991,750 |
|
|
|
2013-04-15 |
13G
|
ASP /
|
|
|
206,400 |
|
|
|
2013-04-15 |
13D/A
|
|
|
|
2,426,636 |
|
|
|
2013-03-11 |
13D
|
|
|
|
1,611,050 |
|
|
|
2013-02-19 |
13D/A
|
ASP /
|
|
|
257,696 |
|
|
|
2013-02-13 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
1,462,410 |
|
|
|
2013-02-13 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
883,568 |
|
|
|
2013-02-13 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
440,534 |
|
|
|
2013-02-13 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
1,045,524 |
|
|
|
2013-02-13 |
13G/A
|
BPP /
|
|
|
0 |
|
|
|
2013-02-13 |
13G/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
828,505 |
|
|
|
2013-02-13 |
13G/A
|
PSW / BlackRock Credit Allocation Income Trust I, Inc.
|
|
|
0 |
|
|
|
2013-02-13 |
13G
|
|
|
|
190,500 |
|
|
|
2013-02-13 |
13G
|
|
|
|
111,600 |
|
|
|
2013-02-13 |
13G
|
|
|
|
268,400 |
|
|
|
2013-02-13 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
994,927 |
|
|
|
2013-02-13 |
13G/A
|
HTR.RT / Helios Total Return Fund, Inc.
|
|
|
1,436,445 |
|
|
|
2013-02-13 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
742,531 |
|
|
|
2012-12-04 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
2,114,084 |
|
|
|
2012-11-20 |
13G/A
|
|
|
|
158,064 |
|
|
|
2012-11-20 |
13G/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
|
187,301 |
|
|
|
2012-11-20 |
13G/A
|
|
|
|
0 |
|
|
|
2012-11-19 |
13D/A
|
|
|
|
2,605,726 |
|
|
|
2012-07-23 |
13D/A
|
BSP /
|
|
|
2,437,026 |
|
|
|
2012-07-05 |
13G
|
PIA /
|
|
|
1,817,314 |
|
|
|
2012-05-08 |
13G/A
|
|
|
|
0 |
|
|
|
2012-04-03 |
13D/A
|
ASP /
|
|
|
303,130 |
|
|
|
2012-03-05 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
979,816 |
|
|
|
2012-02-28 |
13D/A
|
ASP /
|
|
|
363,059 |
|
|
|
2012-01-31 |
13D/A
|
ASP /
|
|
|
490,383 |
|
|
|
2012-01-31 |
13D/A
|
BSP /
|
|
|
2,212,426 |
|
|
|
2012-01-26 |
13G/A
|
EGF / BlackRock Enhanced Government Fund, Inc.
|
|
|
1,630,767 |
|
|
|
2012-01-26 |
13G/A
|
FMY / First Trust Mortgage Income Fund
|
|
|
519,791 |
|
|
|
2012-01-26 |
13G/A
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
1,319,116 |
|
|
|
2012-01-26 |
13G/A
|
|
|
|
1,569,650 |
|
|
|
2012-01-26 |
13G/A
|
MTS / Montgomery Street Income Securities, Inc.
|
|
|
1,393,359 |
|
|
|
2012-01-26 |
13G/A
|
JMM / Nuveen Multi-Market Income Fund
|
|
|
1,202,295 |
|
|
|
2012-01-26 |
13G/A
|
HTR.RT / Helios Total Return Fund, Inc.
|
|
|
2,964,487 |
|
|
|
2012-01-26 |
13D/A
|
ASP /
|
|
|
580,383 |
|
|
|
2012-01-25 |
13G
|
BPP /
|
|
|
1,270,848 |
|
|
|
2012-01-25 |
13G
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
828,505 |
|
|
|
2012-01-25 |
13G
|
|
|
|
354,342 |
|
|
|
2012-01-25 |
13G
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
|
358,424 |
|
|
|
2012-01-25 |
13G
|
PSW / BlackRock Credit Allocation Income Trust I, Inc.
|
|
|
1,270,848 |
|
|
|
2012-01-25 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
892,138 |
|
|
|