Investor Sit Investment Associates Inc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Sit Investment Associates Inc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-09-22 13D/A FMY / First Trust Mortgage Income Fund 2,230,943 2,252,145
2025-09-22 13D/A FMY / First Trust Mortgage Income Fund 2,230,943 2,170,530
2025-09-15 13D/A EVM / Eaton Vance California Municipal Bond Fund 3,821,238 4,069,395
2025-09-08 13D/A ENX / Eaton Vance New York Municipal Bond Fund 2,589,805 2,792,476
2025-09-03 13G NXG / NXG NextGen Infrastructure Income Fund 86,461 633,673
2025-08-29 13D/A PPT / Putnam Premier Income Trust 25,844,112 26,818,489
2025-08-19 13D/A FMY / First Trust Mortgage Income Fund 2,274,727 2,230,943
2025-08-05 13G/A MHI / Pioneer Municipal High Income Fund, Inc. 1,371,346 2,614,270
2025-08-05 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 203,421 507,275
2025-08-05 13G SCD / LMP Capital and Income Fund Inc. 3,115,773
2025-07-17 13D/A PPT / Putnam Premier Income Trust 24,886,858 25,844,112
2025-07-07 13G IGI / Western Asset Investment Grade Opportunity Trust Inc. 164,657 333,360
2025-07-07 13G JHI / John Hancock Investors Trust 441,920
2025-07-07 13G PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc. 669,332
2025-07-07 13G EVV / Eaton Vance Limited Duration Income Fund 5,411,804 5,962,489
2025-07-07 13G BHK / BlackRock Core Bond Trust 10,052,357
2025-07-07 13G CRF / Cornerstone Total Return Fund, Inc. 4,715,872 11,075,628
2025-07-07 13G ECF / Ellsworth Growth and Income Fund Ltd. 772,042
2025-07-07 13G/A JHS / John Hancock Income Securities Trust 2,542,865 3,126,507
2025-07-07 13G/A KIO / KKR Income Opportunities Fund 2,260,825 1,763,303
2025-06-30 13D/A KTF / DWS Municipal Income Trust 9,054,231 9,442,267
2025-06-13 13D/A EVM / Eaton Vance California Municipal Bond Fund 3,539,586 3,821,238
2025-06-05 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 426,811 203,421
2025-06-05 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 5,157,564 9,580,741
2025-06-03 13D/A PIM / Putnam Master Intermediate Income Trust 23,126,723 23,620,972
2025-05-09 13D/A PPT / Putnam Premier Income Trust 23,913,683 24,886,858
2025-04-30 13D/A EVM / Eaton Vance California Municipal Bond Fund 3,291,123 3,539,586
2025-04-10 13D/A PIM / Putnam Master Intermediate Income Trust 22,638,860 23,126,723
2025-04-08 13D/A PPT / Putnam Premier Income Trust 22,921,562 23,913,683
2025-04-02 13G/A SBI / Western Asset Intermediate Muni Fund Inc. 1,185,495 628,221
2025-04-02 13G/A GGT / The Gabelli Multimedia Trust Inc. 1,982,368 1,669,487
2025-04-02 13G/A SRV / NXG Cushing Midstream Energy Fund 292,675 212,970
2025-04-02 13G ERC / Allspring Multi-Sector Income Fund 1,503,246 2,232,680
2025-04-02 13G MCR / MFS Charter Income Trust 2,169,484 2,451,127
2025-04-02 13G KIO / KKR Income Opportunities Fund 2,260,825
2025-03-26 13D/A BKT / BlackRock Income Trust, Inc. 2,078,481 3,438,076
2025-03-26 13G BKT / BlackRock Income Trust, Inc. 2,078,481 3,438,076
2025-03-19 13D/A PPT / Putnam Premier Income Trust 21,965,065 22,921,562
2025-03-11 13D/A ENX / Eaton Vance New York Municipal Bond Fund 2,401,988 2,589,805
2025-03-04 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 749,916 426,811
2025-03-04 13G NRO / Neuberger Berman Real Estate Securities Income Fund Inc. 9,474,695
2025-03-04 13G/A NPFD / Nuveen Variable Rate Preferred & Income Fund 1,310,011 2,545,155
2025-01-22 13D/A NQP / Nuveen Pennsylvania Quality Municipal Income Fund 1,852,867
2025-01-15 13D/A NQP / Nuveen Pennsylvania Quality Municipal Income Fund 2,303,255 1,928,723
2025-01-14 13D/A KTF / DWS Municipal Income Trust 9,054,231
2025-01-08 13D/A PPT / Putnam Premier Income Trust 20,988,438 21,965,065
2025-01-06 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 2,536,643 5,157,564
2025-01-03 13G/A NXG / NXG NextGen Infrastructure Income Fund 219,202 86,461
2025-01-03 13G/A GDO / Western Asset Global Corporate Defined Opportunity Fund Inc. 1,140,340 0
2025-01-03 13G FLC / Flaherty & Crumrine Total Return Fund Inc. 559,576
2025-01-03 13G CMU / MFS High Yield Municipal Trust 2,002,639
2025-01-03 13G/A IGI / Western Asset Investment Grade Opportunity Trust Inc. 715,159 164,657
2025-01-03 13G CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust 1,007,522
2025-01-03 13G EHI / Western Asset Global High Income Fund Inc. 4,895,479
2025-01-03 13G SRV / NXG Cushing Midstream Energy Fund 23,728 292,675
2025-01-03 13G/A WEA / Western Asset Premier Bond Fund 1,265,983 670,019
2025-01-03 13G AVK / Advent Convertible and Income Fund 4,355,074
2025-01-03 13G CXH / MFS Investment Grade Municipal Trust 560,546
2025-01-03 13G FGB / First Trust Specialty Finance and Financial Opportunities Fund 1,010,916
2025-01-03 13G CIF / MFS Intermediate High Income Fund 1,082,086
2025-01-03 13G DTF / DTF Tax-Free Income 2028 Term Fund Inc. 619,371
2024-12-30 13D/A EVM / Eaton Vance California Municipal Bond Fund 3,020,610 3,291,123
2024-12-18 13D/A KTF / DWS Municipal Income Trust 8,174,135 8,666,985
2024-12-18 13D/A VTN / Invesco Trust for Investment Grade New York Municipals 1,859,165 493,294
2024-12-18 13D/A VPV / Invesco Pennsylvania Value Municipal Income Trust 2,360,040 630,031
2024-12-12 13D/A ENX / Eaton Vance New York Municipal Bond Fund 2,198,327 2,401,988
2024-12-12 13D/A PPT / Putnam Premier Income Trust 20,031,179 20,988,438
2024-11-26 13D BKT / BlackRock Income Trust, Inc. 3,004,716 2,078,481
2024-10-08 13D/A ENX / Eaton Vance New York Municipal Bond Fund 2,012,405 2,198,327
2024-10-04 13D/A NXJ / Nuveen New Jersey Quality Municipal Income Fund 2,025,406 1,991,983
2024-10-03 13G/A PCF / High Income Securities Fund 992,584 693,423
2024-10-03 13G/A VGM / Invesco Trust for Investment Grade Municipals 3,079,219 2,491,707
2024-10-03 13G/A SDHY / PGIM Short Duration High Yield Opportunities Fund 1,215,181 383,426
2024-10-03 13G/A NXJ / Nuveen New Jersey Quality Municipal Income Fund 2,405,462 2,025,406
2024-10-03 13G/A NPCT / Nuveen Core Plus Impact Fund 1,487,350 1,060,976
2024-10-03 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 482,096 280,816
2024-10-03 13G/A HIX / Western Asset High Income Fund II Inc. 9,419,784 2,633,954
2024-10-03 13G/A DMF / BNY Mellon Municipal Income, Inc. 1,056,968 2,256,196
2024-10-03 13G/A CEV / Eaton Vance California Municipal Income Trust 300,164 82,307
2024-10-03 13G/A BGX / Blackstone Long-Short Credit Income Fund 1,000,377 533,448
2024-10-03 13G NXG / NXG NextGen Infrastructure Income Fund 219,202
2024-10-03 13G HYB / The New America High Income Fund Inc. 2,681,185
2024-10-03 13G TTP / Tortoise Pipeline & Energy Fund, Inc. 116,893
2024-10-03 13G GGT / The Gabelli Multimedia Trust Inc. 1,982,368
2024-09-09 13D/A CEV / Eaton Vance California Municipal Income Trust 371,779 300,164
2024-09-09 13D/A PPT / Putnam Premier Income Trust 19,200,688 20,031,179
2024-09-03 13D/A PIM / Putnam Master Intermediate Income Trust 21,678,617 22,638,860
2024-08-29 13D/A KTF / DWS Municipal Income Trust 6,123,168 8,174,135
2024-08-14 13G/A VBF / Invesco Bond Fund 739,378 439,814
2024-08-14 13G/A ZTR / Virtus Global Dividend & Income Fund Inc. 4,020,721 2,211,373
2024-08-14 13G/A EMO / ClearBridge Energy Midstream Opportunity Fund Inc 896,205 109,514
2024-08-14 13G VGM / Invesco Trust for Investment Grade Municipals 3,079,219
2024-08-14 13G NPFD / Nuveen Variable Rate Preferred & Income Fund 1,310,011
2024-08-14 13G MAV / Pioneer Municipal High Income Advantage Fund, Inc. 1,814,668
2024-08-14 13G GLO / Clough Global Opportunities Fund 2,166,630
2024-07-31 13D/A KSM / DWS Strategic Municipal Income Trust 921,930 1,036,826
2024-07-17 13D/A KTF / DWS Municipal Income Trust 5,716,673 6,123,168
2024-06-05 13D NXJ / Nuveen New Jersey Quality Municipal Income Fund 2,148,885 2,405,462
2024-06-05 13D NQP / Nuveen Pennsylvania Quality Municipal Income Fund 2,014,586 2,303,255
2024-05-29 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,792,450 1,834,280
2024-05-07 13D/A VTN / Invesco Trust for Investment Grade New York Municipals 1,613,361 1,859,165
2024-05-07 13D/A PPT / Putnam Premier Income Trust 20,437,805 19,200,688
2024-05-02 13G/A FINS / Angel Oak Financial Strategies Income Term Trust 2,318,059 2,536,643
2024-04-09 13D/A EVM / Eaton Vance California Municipal Bond Fund 2,763,585 3,020,610
2024-04-05 13G NXJ / Nuveen New Jersey Quality Municipal Income Fund 2,148,885
2024-04-05 13G NQP / Nuveen Pennsylvania Quality Municipal Income Fund 2,014,586
2024-04-05 13G NPCT / Nuveen Core Plus Impact Fund 1,487,350
2024-04-05 13G NBB / Nuveen Taxable Municipal Income Fund 3,022,481
2024-04-04 13G HIX / Western Asset High Income Fund II Inc. 9,419,784
2024-04-04 13G FINS / Angel Oak Financial Strategies Income Term Trust 2,318,059
2024-04-04 13G DMF / BNY Mellon Municipal Income, Inc. 1,056,968
2024-04-04 13G/A SRV / NXG Cushing Midstream Energy Fund 246,516 23,728
2024-04-04 13G VBF / Invesco Bond Fund 943,276 739,378
2024-04-04 13G/A FTF / Franklin Limited Duration Income Trust 2,029,871 1,936,287
2024-04-03 13D/A PPT / Putnam Premier Income Trust 19,792,543 20,437,805
2024-03-28 13D VTN / Invesco Trust for Investment Grade New York Municipals 1,247,708 1,613,361
2024-03-28 13D VPV / Invesco Pennsylvania Value Municipal Income Trust 2,000,518 2,360,040
2024-03-28 13D/A KSM / DWS Strategic Municipal Income Trust 862,486 921,930
2024-03-28 13D/A KTF / DWS Municipal Income Trust 5,396,588 5,716,673
2024-03-20 13D CEV / Eaton Vance California Municipal Income Trust 367,433 371,779
2024-03-13 13D/A PIM / Putnam Master Intermediate Income Trust 20,596,978 21,678,617
2024-03-05 13G/A JMM / Nuveen Multi-Market Income Fund 4,757,410 5,358,746
2024-03-05 13G/A DHY / Credit Suisse High Yield Credit Fund 6,407,774 4,991,711
2024-03-05 13D/A FMY / First Trust Mortgage Income Fund 2,072,056 2,274,727
2024-03-04 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,443,384 1,792,450
2024-03-04 13D/A KSM / DWS Strategic Municipal Income Trust 718,316 862,486
2024-02-14 13G VTN / Invesco Trust for Investment Grade New York Municipals 1,247,708
2024-02-14 13G SRV / NXG Cushing Midstream Energy Fund 252,076 246,516
2024-02-14 13G SBI / Western Asset Intermediate Muni Fund Inc. 1,185,495
2024-02-14 13G PAI / Western Asset Investment Grade Income Fund Inc. 651,111
2024-02-13 13G MHI / Pioneer Municipal High Income Fund, Inc. 1,371,346
2024-02-13 13G HYI / Western Asset High Yield Opportunity Fund Inc. 1,543,809
2024-02-13 13G GLQ / Clough Global Equity Fund 1,023,613
2024-02-12 13G GDO / Western Asset Global Corporate Defined Opportunity Fund Inc. 1,140,340
2024-02-12 13G EMO / ClearBridge Energy Midstream Opportunity Fund Inc 896,205
2024-02-12 13G DHY / Credit Suisse High Yield Credit Fund 6,407,774
2024-02-12 13D DCF / BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. 1,246,433
2024-02-12 13G CEV / Eaton Vance California Municipal Income Trust 367,433
2024-02-12 13G BBN / BlackRock Taxable Municipal Bond Trust 3,178,198
2024-02-09 13G/A ZTR / Virtus Global Dividend & Income Fund Inc. 5,495,498 4,020,721
2024-02-09 13G/A WEA / Western Asset Premier Bond Fund 1,392,510 1,265,983
2024-02-09 13G/A VPV / Invesco Pennsylvania Value Municipal Income Trust 1,205,102 2,000,518
2024-02-09 13G/A VGI / Virtus Global Multi-Sector Income Fund 1,037,563 1,466,443
2024-02-09 13G/A VBF / Invesco Bond Fund 1,095,392 943,276
2024-02-08 13G/A TSI / TCW Strategic Income Fund, Inc. 5,316,198 7,021,863
2024-02-08 13G/A RSF / RiverNorth Capital and Income Fund, Inc. 749,916
2024-02-08 13G/A MIN / MFS Intermediate Income Trust 18,661,151 22,167,850
2024-02-08 13G/A MGF / MFS Government Markets Income Trust 5,559,084 6,890,577
2024-02-08 13G/A JMM / Nuveen Multi-Market Income Fund 4,206,920 4,757,410
2024-02-07 13G/A JLS / Nuveen Mortgage and Income Fund 1,500,440 1,517,612
2024-02-07 13G/A JHS / John Hancock Income Securities Trust 2,336,414 2,542,865
2024-02-07 13G/A INSI / Insight Select Income Fund 1,906,757 2,363,774
2024-02-07 13G/A IGI / Western Asset Investment Grade Opportunity Trust Inc. 559,891 715,159
2024-02-07 13G HNW / Pioneer Diversified High Income Fund, Inc. 397,732 482,096
2024-02-07 13G/A HIE / Miller/Howard High Income Equity Fund 1,035,248 2,067,504
2024-02-06 13G/A FTF / Franklin Limited Duration Income Trust 3,061,775 2,029,871
2024-02-06 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 946,448 1,338,890
2024-02-06 13G/A DBL / DoubleLine Opportunistic Credit Fund 2,515,766 2,948,686
2024-02-06 13G/A BTZ / BlackRock Credit Allocation Income Trust 5,207,917 6,057,432
2024-02-06 13G/A BKT / BlackRock Income Trust, Inc. 2,455,173 3,004,716
2024-02-06 13G/A BGX / Blackstone Long-Short Credit Income Fund 735,752 1,000,377
2024-01-24 13D/A EVM / Eaton Vance California Municipal Bond Fund 2,585,876 2,763,585
2024-01-24 13D/A ENX / Eaton Vance New York Municipal Bond Fund 1,935,389 2,012,405
2024-01-23 13D/A KTF / DWS Municipal Income Trust 5,320,116 5,396,588
2024-01-04 13D/A PPT / Putnam Premier Income Trust 18,400,367 19,792,543
2024-01-04 13D/A KSM / DWS Strategic Municipal Income Trust 565,322 718,316
2023-12-28 13D/A KTF / DWS Municipal Income Trust 4,433,361 5,320,116
2023-12-28 13D/A EVM / Eaton Vance California Municipal Bond Fund 1,923,723 2,585,876
2023-12-28 13D/A ENX / Eaton Vance New York Municipal Bond Fund 1,711,155 1,935,389
2023-12-01 13D/A PIM / Putnam Master Intermediate Income Trust 19,888,530 20,596,978
2023-12-01 13D/A EVM / Eaton Vance California Municipal Bond Fund 1,538,134 1,923,723
2023-11-30 13D/A ENX / Eaton Vance New York Municipal Bond Fund 1,429,205 1,711,155
2023-11-30 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,597,077 1,443,384
2023-11-29 13G/A VLT / Invesco High Income Trust II 363,445 308,318
2023-11-15 13D KSM / DWS Strategic Municipal Income Trust 565,322
2023-11-15 13G/A IHTA / Invesco High Income 2024 Target Term Fund 689,416 435,855
2023-11-15 13G/A NHS / Neuberger Berman High Yield Strategies Fund Inc. 2,043,847 1,145,417
2023-11-15 13D/A KTF / DWS Municipal Income Trust 3,876,008 4,433,361
2023-11-07 13D/A ENX / Eaton Vance New York Municipal Bond Fund 1,309,408 1,429,205
2023-11-07 13D/A EVM / Eaton Vance California Municipal Bond Fund 1,326,085 1,538,134
2023-11-06 13D/A KTF / DWS Municipal Income Trust 3,866,008 3,876,008
2023-11-03 13D/A KTF / DWS Municipal Income Trust 3,866,008 3,876,008
2023-10-26 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 18,838,292 10,703,598
2023-10-06 13D KTF / DWS Municipal Income Trust 3,600,672 3,866,008
2023-10-06 13D EVM / Eaton Vance California Municipal Bond Fund 1,326,085
2023-10-06 13D ENX / Eaton Vance New York Municipal Bond Fund 1,309,408
2023-10-02 13D PPT / Putnam Premier Income Trust 17,175,182 18,400,367
2023-10-02 13D PIM / Putnam Master Intermediate Income Trust 19,768,855 19,888,530
2023-09-13 13G/A PIM / Putnam Master Intermediate Income Trust 17,253,383 19,768,855
2023-08-17 13G/A JHS / John Hancock Income Securities Trust 1,710,679 2,336,414
2023-08-09 13D/A FMY / First Trust Mortgage Income Fund 1,980,965 2,072,056
2023-08-09 13G/A FDEU / First Trust Dynamic Europe Equity Income Fund 1,401,886 848,884
2023-08-09 13G/A MGF / MFS Government Markets Income Trust 3,920,191 5,559,084
2023-07-12 13G/A NHS / Neuberger Berman High Yield Strategies Fund Inc. 10,000 2,043,847
2023-05-05 13G/A ACP / Abrdn Income Credit Strategies Fund 3,005,271 2,494,630
2023-04-20 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 1,250,787 995,074
2023-04-20 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,722,277 1,597,077
2023-03-27 13G ACP / Abrdn Income Credit Strategies Fund 3,005,271
2023-03-27 13G/A NHS / Neuberger Berman High Yield Strategies Fund Inc. 989,527 10,000
2023-03-24 13G/A CRF / Cornerstone Total Return Fund, Inc. 6,114,278 4,715,872
2023-03-24 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 2,544,475 1,250,787
2023-03-23 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,745,490 1,722,277
2023-03-23 13D/A FMY / First Trust Mortgage Income Fund 1,934,378 1,980,965
2023-03-06 13G RMPL.PR / RiverNorth Capital and Income Fund, Inc. - Preferred Stock 725,951
2023-03-06 13G/A WIW / Western Asset Inflation-Linked Opportunities & Income Fund 1,057,140 2,636,412
2023-03-06 13G/A RCS / PIMCO Strategic Income Fund, Inc. 2,395,914 2,194,147
2023-02-14 13G ZTR / Virtus Global Dividend & Income Fund Inc. 5,495,498
2023-02-14 13G VPV / Invesco Pennsylvania Value Municipal Income Trust 1,205,102
2023-02-14 13G VLT / Invesco High Income Trust II 150,679 363,445
2023-02-14 13G VGI / Virtus Global Multi-Sector Income Fund 1,037,563
2023-02-14 13G CCIF / Carlyle Credit Income Fund 573,536
2023-02-13 13G MIO / Pioneer Municipal High Income Opportunities Fund, Inc. 952,566
2023-02-13 13G IGI / Western Asset Investment Grade Opportunity Trust Inc. 559,891
2023-02-13 13G HIE / Miller/Howard High Income Equity Fund 1,035,248
2023-02-13 13G FDEU / First Trust Dynamic Europe Equity Income Fund 1,401,886
2023-02-10 13G/A TSI / TCW Strategic Income Fund, Inc. 3,056,173 5,316,198
2023-02-10 13G RCS / PIMCO Strategic Income Fund, Inc. 2,227,672 2,395,914
2023-02-10 13G/A DYFN / Angel Oak Dynamic Financial Strategies Income Term Trust 360,091 0
2023-02-10 13G/A WIW / Western Asset Inflation-Linked Opportunities & Income Fund 1,057,140 4,345,846
2023-02-10 13G/A VBF / Invesco Bond Fund 717,271 1,095,392
2023-02-10 13G/A WEA / Western Asset Premier Bond Fund 855,114 1,392,510
2023-02-09 13G/A PIM / Putnam Master Intermediate Income Trust 16,849,326 17,253,383
2023-02-09 13G/A PPT / Putnam Premier Income Trust 16,720,173 17,175,182
2023-02-09 13G/A JMM / Nuveen Multi-Market Income Fund 3,954,023 4,206,920
2023-02-09 13G KTF / DWS Municipal Income Trust 1,811,450 3,600,672
2023-02-09 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 2,996,702 2,544,475
2023-02-09 13G/A MIN / MFS Intermediate Income Trust 14,166,521 18,661,151
2023-02-09 13G/A MGF / MFS Government Markets Income Trust 2,489,537 3,920,191
2023-02-08 13G/A INSI / Insight Select Income Fund 1,780,795 1,906,757
2023-02-08 13G/A JLS / Nuveen Mortgage and Income Fund 1,490,355 1,500,440
2023-02-08 13G/A JHS / John Hancock Income Securities Trust 1,427,245 1,710,679
2023-02-08 13G/A IHTA / Invesco High Income 2024 Target Term Fund 433,540 689,416
2023-02-08 13G/A FTF / Franklin Limited Duration Income Trust 4,779,817 3,061,775
2023-02-07 13G/A BKT / BlackRock Income Trust, Inc. 5,801,271 2,455,173
2023-02-07 13G/A BGX / Blackstone Long-Short Credit Income Fund 697,622
2023-02-07 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 1,109,964 946,448
2023-02-07 13G/A DBL / DoubleLine Opportunistic Credit Fund 2,778,363 2,515,766
2023-02-07 13G CRF / Cornerstone Total Return Fund, Inc. 1,202,960 6,114,278
2023-02-07 13G CLM / Cornerstone Strategic Investment Fund, Inc. 3,421,554 18,838,292
2023-02-07 13G/A BTZ / BlackRock Credit Allocation Income Trust 4,504,712 5,207,917
2023-01-09 13D/A FMY / First Trust Mortgage Income Fund 1,886,366 1,934,378
2023-01-06 13G/A IVH / Delaware Ivy High Income Opportunities Fund 776,157 1,630,270
2023-01-06 13G/A JGH / Nuveen Global High Income Fund 1,309,127 913,330
2023-01-06 13G/A NHS / Neuberger Berman High Yield Strategies Fund Inc. 1,983,100 989,527
2022-11-23 13G/A GHY / PGIM Global High Yield Fund, Inc 1,894,007 1,535,455
2022-11-23 13G/A DEX / Delaware Enhanced Global Dividend & Income Fund 521,551 521,551
2022-11-23 13G/A WIA / Western Asset Inflation-Linked Income Fund 2,180,322 1,057,140
2022-11-02 13G/A GHY / PGIM Global High Yield Fund, Inc 2,490,932 1,894,007
2022-11-02 13G/A DEX / Delaware Enhanced Global Dividend & Income Fund 716,765 521,551
2022-10-13 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 786,329 2,996,702
2022-10-06 13D/A FMY / First Trust Mortgage Income Fund 1,819,387 1,886,366
2022-10-06 13G/A INSI / Insight Select Income Fund 1,241,365 1,780,795
2022-09-21 13G/A PIM / Putnam Master Intermediate Income Trust 14,223,479 16,849,326
2022-09-02 13D/A FMY / First Trust Mortgage Income Fund 1,774,790 1,819,387
2022-08-26 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,699,442 1,745,490
2022-08-26 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 1,846,403 1,109,964
2022-08-04 13G/A IVH / Delaware Ivy High Income Opportunities Fund 924,934 776,157
2022-06-22 13D/A FMY / First Trust Mortgage Income Fund 1,723,953 1,774,790
2022-06-21 13G/A IVH / Delaware Ivy High Income Opportunities Fund 1,766,456 924,934
2022-06-16 13G/A SDHY / PGIM Short Duration High Yield Opportunities Fund 1,466,073 1,215,181
2022-06-16 13G/A JSD / Nuveen Short Duration Credit Opportunities Fund 894,090 244,938
2022-06-10 13G/A MGU / Macquarie Global Infrastructure Total Return Fund Inc 939,847 500,298
2022-06-10 13G NHS / Neuberger Berman High Yield Strategies Fund Inc. 765,280 1,983,100
2022-06-10 13G/A IHTA / Invesco High Income 2024 Target Term Fund 577,274 433,540
2022-06-09 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,658,146 1,699,442
2022-05-17 13G/A RCS / PIMCO Strategic Income Fund, Inc. 2,913,369 2,227,672
2022-05-04 13G/A OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 1,257,889 786,329
2022-04-22 13D/A FMY / First Trust Mortgage Income Fund 1,680,061 1,723,953
2022-04-22 13G/A EVV / Eaton Vance Limited Duration Income Fund 6,166,501 5,411,804
2022-03-31 13G/A BTZ / BlackRock Credit Allocation Income Trust 4,886,632 4,504,712
2022-03-17 13G/A MGF / MFS Government Markets Income Trust 4,358,614 2,489,537
2022-03-17 13G FTF / Franklin Limited Duration Income Trust 192,065 4,779,817
2022-03-09 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,834,319 1,658,146
2022-03-09 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 2,578,478 1,846,403
2022-03-01 13G/A KTF / DWS Municipal Income Trust 2,006,213 1,811,450
2022-03-01 13G/A BGX / Blackstone Long-Short Credit Income Fund 665,446 558,052
2022-03-01 13G/A RIV / RiverNorth Opportunities Fund, Inc. 696,320 584,037
2022-02-11 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 477,604 397,732
2022-02-11 13G/A FTF / Franklin Limited Duration Income Trust 2,628,932 192,065
2022-02-10 13G/A PIM / Putnam Master Intermediate Income Trust 12,089,753 14,223,479
2022-02-10 13G/A JMM / Nuveen Multi-Market Income Fund 3,856,234 3,954,023
2022-02-10 13G/A INSI / Insight Select Income Fund 1,074,756 1,241,365
2022-02-10 13G/A BKT / BlackRock Income Trust, Inc. 4,497,005 5,801,271
2022-02-10 13G/A PPT / Putnam Premier Income Trust 11,720,862 16,720,173
2022-02-10 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 2,653,705 2,578,478
2022-02-10 13G/A MIN / MFS Intermediate Income Trust 12,392,889 14,166,521
2022-02-10 13G/A JHS / John Hancock Income Securities Trust 1,489,616 1,427,245
2022-02-10 13G/A JLS / Nuveen Mortgage and Income Fund 1,432,060 1,490,355
2022-02-10 13G/A WIA / Western Asset Inflation-Linked Income Fund 6,378,708 2,180,322
2022-02-10 13G/A BGX / Blackstone Long-Short Credit Income Fund 735,752 665,446
2022-02-10 13G/A DEX / Delaware Enhanced Global Dividend & Income Fund 852,090 716,765
2022-02-10 13G/A GHY / PGIM Global High Yield Fund, Inc 2,091,997 2,490,932
2022-02-10 13G/A MGU / Macquarie Global Infrastructure Total Return Fund Inc 911,582 939,847
2022-02-10 13G/A RCS / PIMCO Strategic Income Fund, Inc. 2,578,711 2,913,369
2022-02-10 13G/A JGH / Nuveen Global High Income Fund 1,295,986 1,309,127
2022-02-10 13G/A JSD / Nuveen Short Duration Credit Opportunities Fund 646,093 894,090
2022-02-10 13G/A EVV / Eaton Vance Limited Duration Income Fund 8,720,584 6,166,501
2022-02-10 13G WEA / Western Asset Premier Bond Fund 855,114
2022-02-10 13G PCF / High Income Securities Fund 0 992,584
2022-02-10 13G VBF / Invesco Bond Fund 550,667 717,271
2022-02-10 13G IHTA / Invesco High Income 2024 Target Term Fund 577,274
2022-02-10 13G DYFN / Angel Oak Dynamic Financial Strategies Income Term Trust 360,091
2022-02-10 13G TSI / TCW Strategic Income Fund, Inc. 3,056,173
2022-02-10 13G SDHY / PGIM Short Duration High Yield Opportunities Fund 1,466,073
2022-02-10 13G RIV / RiverNorth Opportunities Fund, Inc. 696,320
2022-02-10 13G KTF / DWS Municipal Income Trust 2,006,213
2022-02-10 13G OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. 1,257,889
2022-02-10 13G BTZ / BlackRock Credit Allocation Income Trust 4,650,015 4,886,632
2022-01-25 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,760,449 1,834,319
2022-01-14 13G IVH / Delaware Ivy High Income Opportunities Fund 1,766,456
2022-01-14 13G/A MGF / MFS Government Markets Income Trust 1,290,606 4,358,614
2022-01-14 13G/A WIA / Western Asset Inflation-Linked Income Fund 1,462,829 6,378,708
2022-01-14 13G/A DBL / DoubleLine Opportunistic Credit Fund 1,796,450 2,778,363
2021-12-27 13G/A JLS / Nuveen Mortgage and Income Fund 1,152,349 1,432,060
2021-12-09 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,735,599 1,760,449
2021-11-24 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 946,217 477,604
2021-11-16 13G/A BKT / BlackRock Income Trust, Inc. 8,244,608 4,497,005
2021-11-16 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 2,653,705
2021-07-06 13G/A FTF / Franklin Limited Duration Income Trust 4,530,574 2,628,932
2021-05-07 13G/A MCR / MFS Charter Income Trust 2,601,802 2,169,484
2021-05-07 13G/A FTF / Franklin Limited Duration Income Trust 6,269,840 4,530,574
2021-05-07 13G/A BTZ / BlackRock Credit Allocation Income Trust 4,873,310 4,650,015
2021-05-07 13G/A US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust 326,701 0
2021-04-05 13G/A SPE / Special Opportunities Fund, Inc. 455,533 266,925
2021-04-05 13G/A MIN / MFS Intermediate Income Trust 11,281,093 12,392,889
2021-03-25 13D/A FMY / First Trust Mortgage Income Fund 1,632,397 1,680,061
2021-03-15 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,792,533 1,735,599
2021-03-01 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 643,210 327,901
2021-02-12 13G WIA / Western Asset Inflation-Linked Income Fund 1,018,245 1,462,829
2021-02-12 13G WIA / Western Asset Inflation-Linked Income Fund 1,018,245 3,180,791
2021-02-12 13G RCS / PIMCO Strategic Income Fund, Inc. 2,578,711
2021-02-12 13G MGU / Macquarie Global Infrastructure Total Return Fund Inc 911,582
2021-02-12 13G MCR / MFS Charter Income Trust 2,601,802
2021-02-12 13G JSD / Nuveen Short Duration Credit Opportunities Fund 646,093
2021-02-12 13G JGH / Nuveen Global High Income Fund 1,295,986
2021-02-12 13G GHY / PGIM Global High Yield Fund, Inc 2,043,707 2,091,997
2021-02-12 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 397,595 643,210
2021-02-12 13G EVV / Eaton Vance Limited Duration Income Fund 5,438,847 8,720,584
2021-02-12 13G 588,442 1,925,513
2021-02-12 13G DEX / Delaware Enhanced Global Dividend & Income Fund 203,350 852,090
2021-02-12 13G BTZ / BlackRock Credit Allocation Income Trust 4,873,310
2021-02-12 13G BSL / Blackstone Senior Floating Rate 2027 Term Fund 735,752
2021-02-12 13G/A SPE / Special Opportunities Fund, Inc. 558,051 455,533
2021-02-12 13G/A PPT / Putnam Premier Income Trust 10,774,218 11,720,862
2021-02-12 13G/A PIM / Putnam Master Intermediate Income Trust 11,508,760 12,089,753
2021-02-12 13G/A MIN / MFS Intermediate Income Trust 16,570,241 11,281,093
2021-02-12 13G/A JMM / Nuveen Multi-Market Income Fund 3,833,170 3,856,234
2021-02-12 13G/A JLS / Nuveen Mortgage and Income Fund 1,002,880 1,152,349
2021-02-12 13G/A JHS / John Hancock Income Securities Trust 1,486,690 1,489,616
2021-02-12 13G/A INSI / Insight Select Income Fund 1,089,675 1,074,756
2021-02-12 13G/A HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,099,305 1,099,678
2021-02-12 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 904,532 946,217
2021-02-12 13G/A FTF / Franklin Limited Duration Income Trust 6,269,840
2021-02-12 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 6,552,078
2021-02-12 13G/A DBL / DoubleLine Opportunistic Credit Fund 1,565,983 1,796,450
2021-02-12 13G/A US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust 358,397 326,701
2021-02-12 13G/A BKT / BlackRock Income Trust, Inc. 10,589,097 8,244,608
2020-12-22 13D/A FMY / First Trust Mortgage Income Fund 1,681,996 1,632,397
2020-12-09 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,577,244 0
2020-12-09 13G/A JMM / Nuveen Multi-Market Income Fund 3,261,783 3,833,170
2020-11-30 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,803,252 1,792,533
2020-11-09 13G PPT / Putnam Premier Income Trust 3,455,453 10,774,218
2020-10-09 13G/A PIM / Putnam Master Intermediate Income Trust 8,740,269 11,508,760
2020-10-09 13G/A JLS / Nuveen Mortgage and Income Fund 582,194 1,002,880
2020-10-09 13G/A MGF / MFS Government Markets Income Trust 2,760,933 1,290,606
2020-10-09 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,261,003 1,577,244
2020-10-05 13D/A 26923H101 / Sit Rising Rate ETF 121,200 0
2020-08-10 13G/A FTF / Franklin Limited Duration Income Trust 4,678,194
2020-08-10 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 6,618,425 3,421,554
2020-08-10 13G DBL / DoubleLine Opportunistic Credit Fund 1,565,983
2020-07-09 13G/A GHY / PGIM Global High Yield Fund, Inc 2,043,707
2020-07-09 13G/A WIA / Western Asset Inflation-Linked Income Fund 4,437,528 2,984,231
2020-07-09 13G HTY / John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund 1,099,305
2020-05-08 13G/A WIA / Western Asset Inflation-Linked Income Fund 2,623,715 1,018,245
2020-05-08 13G JLS / Nuveen Mortgage and Income Fund 582,194
2020-05-08 13G/A US95790J1025 / Western Asset Corporate Loan Fund Inc. 546,030 79,621
2020-05-08 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 5,535,971 6,552,078
2020-04-27 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,916,617 1,803,252
2020-03-26 13D/A FMY / First Trust Mortgage Income Fund 1,757,645 1,681,996
2020-03-06 13G/A NHS / Neuberger Berman High Yield Strategies Fund Inc. 1,004,667 765,280
2020-03-06 13G/A SZC / Cushing NextGen Infrastructure Income Fund 647,136 342,528
2020-03-06 13G/A INSI / Insight Select Income Fund 1,001,440 1,089,675
2020-03-06 13G/A NBW / Neuberger Berman California Municipal Fund Inc 228,283
2020-03-06 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 397,595
2020-03-06 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 821,080 904,532
2020-03-06 13G/A CRF / Cornerstone Total Return Fund, Inc. 3,339,018 1,202,960
2020-03-06 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,992,385 588,442
2020-03-06 13G/A EVV / Eaton Vance Limited Duration Income Fund 6,223,314 5,438,847
2020-03-06 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,964,117 1,916,617
2020-02-18 13D/A 26923H101 / Sit Rising Rate ETF 121,200 121,200
2020-02-18 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,037,159 1,964,117
2020-02-07 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 781,727 497,079
2020-02-07 13G/A CRF / Cornerstone Total Return Fund, Inc. 3,570,892 3,339,018
2020-02-07 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 5,080,939 5,535,971
2020-02-07 13G/A FTF / Franklin Limited Duration Income Trust 5,043,597 4,678,194
2020-02-07 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,321,578 1,261,003
2020-02-07 13G/A HNW / Pioneer Diversified High Income Fund, Inc. 773,941 821,080
2020-02-07 13G/A INSI / Insight Select Income Fund 809,718 1,001,440
2020-02-07 13G/A JHS / John Hancock Income Securities Trust 1,261,026 1,486,690
2020-02-07 13G/A US95790J1025 / Western Asset Corporate Loan Fund Inc. 962,530 546,030
2020-02-07 13G/A VBF / Invesco Bond Fund 599,969 550,667
2020-02-07 13G/A WIA / Western Asset Inflation-Linked Income Fund 1,787,550 2,623,715
2020-02-07 13G US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust 358,397
2020-02-07 13G EVV / Eaton Vance Limited Duration Income Fund 6,223,314
2020-02-07 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 174,436 785,679
2020-02-07 13G GHY / PGIM Global High Yield Fund, Inc 2,216,437
2020-02-07 13G NBW / Neuberger Berman California Municipal Fund Inc 308,092
2020-02-07 13G NHS / Neuberger Berman High Yield Strategies Fund Inc. 1,004,667
2020-02-07 13G SZC / Cushing NextGen Infrastructure Income Fund 647,136
2020-02-07 13G WIA / Western Asset Inflation-Linked Income Fund 4,437,528
2020-02-07 13G/A MGF / MFS Government Markets Income Trust 2,400,896 2,760,933
2020-02-07 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 9,384,662 6,618,425
2020-02-07 13G/A MIN / MFS Intermediate Income Trust 12,543,169 16,570,241
2020-02-07 13G/A PPT / Putnam Premier Income Trust 6,545,471 3,455,453
2020-02-07 13G/A PIM / Putnam Master Intermediate Income Trust 8,950,818 8,740,269
2020-02-07 13G/A BKT / BlackRock Income Trust, Inc. 7,506,934 10,589,097
2020-02-07 13G/A JMM / Nuveen Multi-Market Income Fund 3,120,721 3,261,783
2020-02-07 13G/A VLT / Invesco High Income Trust II 515,323 150,679
2020-02-07 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,821,246 3,992,385
2020-02-07 13G/A SPE / Special Opportunities Fund, Inc. 594,325 558,051
2020-01-21 13D/A FMY / First Trust Mortgage Income Fund 1,695,853 1,757,645
2019-12-16 13G/A XLORX / Lazard World Dividend & Income 695,370 0
2019-12-10 13D/A 26923H101 / Sit Rising Rate ETF 130,000 121,200
2019-12-02 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,370,184 2,037,159
2019-11-25 13G/A NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 1,439,514 0
2019-11-25 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,348,801 2,370,184
2019-11-18 13G/A CRF / Cornerstone Total Return Fund, Inc. 5,566,534 3,570,892
2019-10-07 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,263,801 2,348,801
2019-10-07 13D/A 26923H101 / Sit Rising Rate ETF 130,000 130,000
2019-09-30 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,126,351 2,263,801
2019-09-09 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,008,879 2,126,351
2019-09-04 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,073,919 2,008,879
2019-09-04 13D/A FMY / First Trust Mortgage Income Fund 1,817,633 1,695,853
2019-08-12 13G NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc. 1,439,514
2019-07-26 13D/A 26923H101 / Sit Rising Rate ETF 368,200 130,000
2019-07-22 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,020,930 2,073,919
2019-07-08 13G/A XLORX / Lazard World Dividend & Income 479,743 695,370
2019-07-01 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 4,083,549 5,080,939
2019-06-03 13D/A 26923H101 / Sit Rising Rate ETF 368,200 368,200
2019-05-06 13D/A 26923H101 / Sit Rising Rate ETF 368,200 368,200
2019-04-08 13D/A 26923H101 / Sit Rising Rate ETF 956,800 368,200
2019-04-01 13D/A 26923H101 / Sit Rising Rate ETF 1,134,100 956,800
2019-03-25 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,096,906 2,020,930
2019-03-25 13D/A FMY / First Trust Mortgage Income Fund 1,858,281 1,817,633
2019-03-25 13G/A JHS / John Hancock Income Securities Trust 1,045,499 1,261,026
2019-03-04 13D/A FMY / First Trust Mortgage Income Fund 1,792,680 1,858,281
2019-02-25 13D/A FMY / First Trust Mortgage Income Fund 1,839,680 1,792,680
2019-02-25 13D/A 26923H101 / Sit Rising Rate ETF 1,134,100 1,134,100
2019-02-19 13G/A MIN / MFS Intermediate Income Trust 7,584,250 12,543,169
2019-02-19 13D/A 26923H101 / Sit Rising Rate ETF 1,303,900 1,134,100
2019-02-11 13D/A 26923H101 / Sit Rising Rate ETF 1,303,900 1,303,900
2019-02-05 13G VLT / Invesco High Income Trust II 515,323
2019-02-05 13G PPT / Putnam Premier Income Trust 4,622,297 6,545,471
2019-02-05 13G/A SPE / Special Opportunities Fund, Inc. 462,206 594,325
2019-02-05 13G/A PIM / Putnam Master Intermediate Income Trust 10,322,659 8,950,818
2019-02-05 13G/A MIN / MFS Intermediate Income Trust 12,788,972 7,584,250
2019-02-05 13G/A MGF / MFS Government Markets Income Trust 2,682,386 2,400,896
2019-02-05 13G/A JMM / Nuveen Multi-Market Income Fund 3,070,357 3,120,721
2019-02-05 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 4,161,364 3,821,246
2019-02-05 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 9,179,563 9,384,662
2019-02-05 13G/A BKT / BlackRock Income Trust, Inc. 8,410,947 7,506,934
2019-02-05 13G/A JHS / John Hancock Income Securities Trust 1,467,719 1,045,499
2019-02-05 13G/A VBF / Invesco Bond Fund 634,983 599,969
2019-02-05 13G/A CRF / Cornerstone Total Return Fund, Inc. 5,619,408 5,566,534
2019-02-05 13G/A INSI / Insight Select Income Fund 1,105,132 809,718
2019-02-05 13G/A SRV / NXG Cushing Midstream Energy Fund 403,226 252,076
2019-02-05 13G/A DEX / Delaware Enhanced Global Dividend & Income Fund 994,608 203,350
2019-02-05 13G XHNWX / Pioneer Diversified High Income 773,941
2019-02-05 13G/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,062,180 0
2019-02-05 13G/A AGD / Abrdn Global Dynamic Dividend Fund 1,106,606 333,187
2019-02-05 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 840,294 781,727
2019-02-05 13G/A XLORX / Lazard World Dividend & Income 443,560 479,743
2019-02-05 13G/A FAM / First Trust/Abrdn Global Opportunity Income Fund 1,184,133 174,436
2019-02-05 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,154,801 1,321,578
2019-02-05 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 3,614,745 4,083,549
2019-02-05 13G WIA / Western Asset Inflation-Linked Income Fund 1,787,550
2019-02-05 13G/A FTF / Franklin Limited Duration Income Trust 2,646,313 5,043,597
2019-02-05 13G US95790J1025 / Western Asset Corporate Loan Fund Inc. 962,530
2019-02-05 13G/A ICB / Morgan Stanley Income Securities, Inc. 581,682 0
2019-02-04 13D/A 26923H101 / Sit Rising Rate ETF 1,616,200 1,303,900
2019-01-28 13D/A FMY / First Trust Mortgage Income Fund 1,797,462 1,839,680
2019-01-22 13D/A 26923H101 / Sit Rising Rate ETF 1,654,900 1,616,200
2019-01-14 13D/A 26923H101 / Sit Rising Rate ETF 1,654,900 1,654,900
2019-01-07 13D/A 26923H101 / Sit Rising Rate ETF 1,874,900 1,654,900
2019-01-02 13D/A 26923H101 / Sit Rising Rate ETF 1,930,900 1,874,900
2019-01-02 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,021,942 2,096,906
2018-12-26 13D/A 26923H101 / Sit Rising Rate ETF 1,870,900 1,930,900
2018-12-10 13D/A 26923H101 / Sit Rising Rate ETF 1,870,900 1,870,900
2018-12-04 13D/A 26923H101 / Sit Rising Rate ETF 1,870,900 1,870,900
2018-12-04 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,323,643 2,021,942
2018-11-27 13G/A NBD / Nuveen Build America Bond Opportunity Fund 773,559 0
2018-11-19 13D/A 26923H101 / Sit Rising Rate ETF 1,919,500 1,870,900
2018-11-13 13D/A 26923H101 / Sit Rising Rate ETF 2,133,700 1,919,500
2018-10-29 13D/A 26923H101 / Sit Rising Rate ETF 2,133,700 2,133,700
2018-10-29 13G/A FTF / Franklin Limited Duration Income Trust 1,512,656 2,646,313
2018-10-22 13D/A 26923H101 / Sit Rising Rate ETF 1,973,700 2,133,700
2018-10-15 13D/A 26923H101 / Sit Rising Rate ETF 1,700,200 1,973,700
2018-10-01 13D/A 26923H101 / Sit Rising Rate ETF 1,908,700 1,700,200
2018-09-11 13D/A 26923H101 / Sit Rising Rate ETF 1,978,700 1,908,700
2018-09-04 13D/A 26923H101 / Sit Rising Rate ETF 1,978,700 1,978,700
2018-08-13 13D/A 26923H101 / Sit Rising Rate ETF 1,971,900 1,978,700
2018-08-06 13G/A PCF / High Income Securities Fund 1,570,064 0
2018-08-06 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 2,528,170 9,179,563
2018-08-06 13G/A CRF / Cornerstone Total Return Fund, Inc. 1,517,106 5,619,408
2018-07-30 13D/A 26923H101 / Sit Rising Rate ETF 1,971,900 1,971,900
2018-07-20 13D/A 26923H101 / Sit Rising Rate ETF 1,695,500 1,971,900
2018-07-02 13D/A 26923H101 / Sit Rising Rate ETF 1,695,500 1,695,500
2018-06-25 13G/A PCF / High Income Securities Fund 895,932 1,570,064
2018-06-11 13D/A 26923H101 / Sit Rising Rate ETF 1,558,100 1,695,500
2018-05-21 13D/A FMY / First Trust Mortgage Income Fund 1,744,733 1,797,462
2018-05-14 13D/A 26923H101 / Sit Rising Rate ETF 1,462,400 1,558,100
2018-05-04 13D/A FMY / First Trust Mortgage Income Fund 1,673,162 1,744,733
2018-05-01 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 4,723,021 2,528,170
2018-04-16 13G/A CRF / Cornerstone Total Return Fund, Inc. 2,723,278 1,517,106
2018-04-09 13D/A 26923H101 / Sit Rising Rate ETF 1,319,800 1,462,400
2018-02-12 13D/A 26923H101 / Sit Rising Rate ETF 1,329,800 1,319,800
2018-02-01 13G SPE / Special Opportunities Fund, Inc. 462,206
2018-02-01 13G PCF / High Income Securities Fund 895,932
2018-02-01 13G MGF / MFS Government Markets Income Trust 2,682,386
2018-02-01 13G/A PPT / Putnam Premier Income Trust 10,560,850 4,622,297
2018-02-01 13G/A PIM / Putnam Master Intermediate Income Trust 8,683,639 10,322,659
2018-02-01 13G/A MIN / MFS Intermediate Income Trust 8,238,335 12,788,972
2018-02-01 13G/A JMM / Nuveen Multi-Market Income Fund 2,671,407 3,070,357
2018-02-01 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,864,885 4,161,364
2018-02-01 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 3,514,354 4,723,021
2018-02-01 13G/A BKT / BlackRock Income Trust, Inc. 8,503,888 8,410,947
2018-02-01 13G/A JHS / John Hancock Income Securities Trust 1,135,907 1,467,719
2018-02-01 13G VBF / Invesco Bond Fund 634,983
2018-02-01 13G/A CRF / Cornerstone Total Return Fund, Inc. 3,286,250 2,723,278
2018-02-01 13G INSI / Insight Select Income Fund 1,105,132
2018-02-01 13G/A / Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. 1,411,236 243,656
2018-02-01 13G/A NBD / Nuveen Build America Bond Opportunity Fund 699,948 773,559
2018-02-01 13G/A SRV / NXG Cushing Midstream Energy Fund 531,379 403,226
2018-02-01 13G DEX / Delaware Enhanced Global Dividend & Income Fund 994,608
2018-02-01 13G DHG / Deutsche High Income Opportunities Fund, Inc. 699,695 1,062,180
2018-02-01 13G AGD / Abrdn Global Dynamic Dividend Fund 1,106,606
2018-02-01 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 833,470 840,294
2018-02-01 13G XLORX / Lazard World Dividend & Income 443,560
2018-02-01 13G FAM / First Trust/Abrdn Global Opportunity Income Fund 1,184,133
2018-02-01 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,087,428 1,154,801
2018-02-01 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 3,567,379 3,614,745
2018-02-01 13G/A FTF / Franklin Limited Duration Income Trust 3,138,511 1,512,656
2018-02-01 13G/A ERC / Allspring Multi-Sector Income Fund 2,841,553 1,503,246
2018-02-01 13G ICB / Morgan Stanley Income Securities, Inc. 581,682
2018-01-19 13D/A 26923H101 / Sit Rising Rate ETF 1,239,800 1,329,800
2018-01-19 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,237,582 2,323,643
2018-01-02 13D/A FMY / First Trust Mortgage Income Fund 1,598,218 1,673,162
2018-01-02 13D/A 26923H101 / Sit Rising Rate ETF 1,147,800 1,239,800
2017-12-08 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,586,206 2,237,582
2017-12-08 13D/A 26923H101 / Sit Rising Rate ETF 1,037,800 1,147,800
2017-12-01 13D/A 26923H101 / Sit Rising Rate ETF 1,037,800
2017-11-02 13D/A 26923H101 / Sit Rising Rate ETF 1,237,800
2017-10-30 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,515,519 2,586,206
2017-10-02 13D/A 26923H101 / Sit Rising Rate ETF 1,037,800
2017-09-19 13D/A 26923H101 / Sit Rising Rate ETF 1,037,800
2017-09-19 13D/A FMY / First Trust Mortgage Income Fund 1,550,487 1,598,218
2017-09-11 13D/A 26923H101 / Sit Rising Rate ETF 958,300
2017-07-06 13D/A 26923H101 / Sit Rising Rate ETF 758,400
2017-07-06 13D/A FMY / First Trust Mortgage Income Fund 1,505,353 1,550,487
2017-06-20 13D/A 26923H101 / Sit Rising Rate ETF 778,700
2017-06-15 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,440,269 2,515,519
2017-05-25 13D/A 26923H101 / Sit Rising Rate ETF 722,700
2017-05-16 13D/A 26923H101 / Sit Rising Rate ETF 697,700
2017-04-20 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,356,343 2,440,269
2017-03-16 13D/A 26923H101 / Sit Rising Rate ETF 600,400
2017-03-09 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,268,089 2,356,343
2017-02-08 13G / Cohen & Steers MLP Income and Energy Opportunity Fund, Inc. 1,411,236
2017-02-08 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 3,137,916 3,567,379
2017-02-08 13G/A FTF / Franklin Limited Duration Income Trust 2,780,524 3,138,511
2017-02-08 13G ERC / Allspring Multi-Sector Income Fund 2,841,553
2017-02-08 13G/A PIM / Putnam Master Intermediate Income Trust 7,393,886 8,683,639
2017-02-08 13G SRV / NXG Cushing Midstream Energy Fund 531,379
2017-02-08 13G CLM / Cornerstone Strategic Investment Fund, Inc. 3,514,354
2017-02-08 13G LBF / Deutsche Global High Income Fund, Inc. 6,483,000
2017-02-08 13G/A SGL / Strategic Global Income Fund, Inc. 1,404,224 0
2017-02-08 13G/A PPT / Putnam Premier Income Trust 8,698,992 10,560,850
2017-02-08 13G/A NBD / Nuveen Build America Bond Opportunity Fund 409,476 699,948
2017-02-08 13G/A MIN / MFS Intermediate Income Trust 5,954,732 8,238,335
2017-02-08 13G/A HTR / Brookfield Total Return Fund Inc. 292,398 0
2017-02-08 13G/A JMM / Nuveen Multi-Market Income Fund 1,956,221 2,671,407
2017-02-08 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 657,756 1,087,428
2017-02-08 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 3,567,379
2017-02-08 13G/A CRF / Cornerstone Total Return Fund, Inc. 1,082,290 3,286,250
2017-02-08 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,318,233 3,864,885
2017-02-08 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 744,482 833,470
2017-02-08 13G/A BOI / Brookfield Mortgage Opportunity Income Fund Inc. 1,339,178 0
2017-02-08 13G/A BKT / BlackRock Income Trust, Inc. 5,655,511 8,503,888
2017-01-10 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,248,946 2,268,089
2016-12-22 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,596,329 2,248,946
2016-12-07 13D/A 26923H101 / Sit Rising Rate ETF 313,500
2016-12-07 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,518,683 2,596,329
2016-12-07 13D/A FMY / First Trust Mortgage Income Fund 1,459,479 1,505,353
2016-11-17 13D/A 26923H101 / Sit Rising Rate ETF 313,500
2016-10-28 13D/A 26923H101 / Sit Rising Rate ETF 308,000
2016-10-13 13D/A 26923H101 / Sit Rising Rate ETF 315,000
2016-10-13 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,267,958 2,518,683
2016-10-13 13D/A FMY / First Trust Mortgage Income Fund 1,395,444 1,459,479
2016-09-30 13G DHG / Deutsche High Income Opportunities Fund, Inc. 788,197 699,695
2016-09-13 13D/A 26923H101 / Sit Rising Rate ETF 359,800
2016-09-13 13D/A FMY / First Trust Mortgage Income Fund 1,343,672 1,395,444
2016-08-16 13D/A 26923H101 / Sit Rising Rate ETF 359,800
2016-08-16 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 927,724 788,197
2016-08-16 13D/A FMY / First Trust Mortgage Income Fund 1,280,604 1,343,672
2016-07-26 13D/A 26923H101 / Sit Rising Rate ETF 476,500
2016-06-09 13D/A 26923H101 / Sit Rising Rate ETF 678,000
2016-06-09 13D/A FMY / First Trust Mortgage Income Fund 1,215,872 1,280,604
2016-05-26 13D/A 26923H101 / Sit Rising Rate ETF 654,200
2016-05-26 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,187,117 2,267,958
2016-05-12 13D/A 26923H101 / Sit Rising Rate ETF 686,500
2016-05-10 13G/A HTR / Brookfield Total Return Fund Inc. 1,728,006 292,398
2016-04-27 13D/A 26923H101 / Sit Rising Rate ETF 733,300
2016-03-17 13D/A 26923H101 / Sit Rising Rate ETF 751,300
2016-03-17 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,047,260 2,187,117
2016-02-17 13D/A 26923H101 / Sit Rising Rate ETF 751,300
2016-02-10 13G NBD / Nuveen Build America Bond Opportunity Fund 409,476
2016-02-10 13G/A XCMKX / MFS Intermarket Income Trust I 0
2016-02-10 13G/A JHS / John Hancock Income Securities Trust 1,135,907
2016-02-10 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 657,756
2016-02-10 13G/A / Duff & Phelps Utility & Corporate Bond Trust, Inc. 3,318,233
2016-02-10 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 744,482
2016-02-10 13G/A DRA / Diversified Real Asset Income Fund 0
2016-02-10 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 2,679,158 3,137,916
2016-02-10 13G/A FTF / Franklin Limited Duration Income Trust 2,780,524
2016-02-10 13G CRF / Cornerstone Total Return Fund, Inc. 1,082,290
2016-02-10 13G BOI / Brookfield Mortgage Opportunity Income Fund Inc. 1,339,178
2016-02-10 13G MIN / MFS Intermediate Income Trust 5,954,732
2016-02-10 13G/A PPT / Putnam Premier Income Trust 8,698,992
2016-02-10 13G/A PIM / Putnam Master Intermediate Income Trust 7,393,886
2016-02-10 13G/A BKT / BlackRock Income Trust, Inc. 5,655,511
2016-02-10 13G/A XZTRX / Zweig Total Return Fund Inc. 284,891
2016-02-10 13G/A JMM / Nuveen Multi-Market Income Fund 1,956,221
2016-02-10 13G/A HTR / Brookfield Total Return Fund Inc. 1,728,006
2016-02-10 13G SGL / Strategic Global Income Fund, Inc. 1,404,224
2016-01-07 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 1,899,719 2,047,260
2015-12-22 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,162,927 927,724
2015-12-22 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,139,733 1,899,719
2015-10-27 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,485,585 1,162,927
2015-09-29 13D/A 3,427,791 3,338,961
2015-09-17 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,229,619 2,139,733
2015-09-08 13D 26923H101 / Sit Rising Rate ETF 200,000
2015-08-27 13D/A 3,191,459 3,427,791
2015-08-20 13D/A 3,021,911 3,191,459
2015-08-20 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,716,034 1,485,585
2015-07-30 13D/A 2,929,727 3,021,911
2015-07-23 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,539,602 1,716,034
2015-07-08 13D/A DHG / Deutsche High Income Opportunities Fund, Inc. 1,383,043 1,539,602
2015-06-30 13D/A EGF / BlackRock Enhanced Government Fund, Inc. 2,330,830 2,229,619
2015-06-25 13G/A EVG / Eaton Vance Short Duration Diversified Income Fund 2,679,158
2015-06-25 13G/A RIT / LMP Real Estate Income Fund, Inc. 0
2015-06-05 13D DHG / Deutsche High Income Opportunities Fund, Inc. 1,383,043
2015-04-16 13D/A 2,839,557 2,929,727
2015-03-23 13D/A 2,622,867 2,839,557
2015-03-19 13D 2,622,867
2015-03-19 13D EGF / BlackRock Enhanced Government Fund, Inc. 2,330,830
2015-03-19 13D FMY / First Trust Mortgage Income Fund 1,215,872
2015-02-12 13G CFP / 1,158,347
2015-02-12 13G/A 2,522,198
2015-02-12 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 2,282,394
2015-02-12 13G/A DRA / Diversified Real Asset Income Fund 2,792,180
2015-02-12 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 742,753
2015-02-12 13G/A BKT / BlackRock Income Trust, Inc. 4,754,363
2015-02-12 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 989,997
2015-02-12 13G XCMKX / MFS Intermarket Income Trust I 631,143
2015-02-12 13G/A FMY / First Trust Mortgage Income Fund 1,245,610
2015-02-12 13G/A HTR / Brookfield Total Return Fund Inc. 1,330,397
2015-02-12 13G/A JMM / Nuveen Multi-Market Income Fund 1,547,073
2015-02-12 13G/A XZTRX / Zweig Total Return Fund Inc. 4,284,237
2015-02-12 13G/A PIM / Putnam Master Intermediate Income Trust 6,203,618
2015-02-12 13G EVG / Eaton Vance Short Duration Diversified Income Fund 1,487,750
2015-02-12 13G / Duff & Phelps Utility & Corporate Bond Trust, Inc. 2,876,599
2015-02-12 13G DHG / Deutsche High Income Opportunities Fund, Inc. 782,789
2015-02-12 13G FTF / Franklin Limited Duration Income Trust 2,273,245
2015-02-12 13G PPT / Putnam Premier Income Trust 6,959,414
2015-02-12 13G JHS / John Hancock Income Securities Trust 1,110,813
2015-02-12 13G RIT / LMP Real Estate Income Fund, Inc. 618,803
2014-12-04 13G/A 2,185,347
2014-12-04 13G/A XZTRX / Zweig Total Return Fund Inc. 3,566,093
2014-10-14 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 2,400,575
2014-10-14 13G/A MTS / Montgomery Street Income Securities, Inc. 389,220
2014-10-14 13G DRA / Diversified Real Asset Income Fund 3,651,622
2014-10-14 13G/A JMM / Nuveen Multi-Market Income Fund 0
2014-10-14 13G JMM / Nuveen Multi-Market Income Fund 1,384,394
2014-09-09 13G/A FMY / First Trust Mortgage Income Fund 1,107,270
2014-09-09 13G/A 1,642,173
2014-05-14 13G/A CLM / Cornerstone Strategic Investment Fund, Inc. 308,684
2014-03-10 13G/A CRF / Cornerstone Total Return Fund, Inc. 410,063
2014-03-10 13G/A GLU / The Gabelli Global Utility & Income Trust 144,439
2014-03-10 13G 1,095,494
2014-02-26 13D/A ASP / 718,312
2014-02-13 13D/A ASP / 608,295
2014-02-11 13D/A ASP / 548,524
2014-02-10 13D ASP / 262,993
2014-01-27 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 1,799,453
2014-01-27 13G/A FMY / First Trust Mortgage Income Fund 919,522
2014-01-27 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 863,213
2014-01-27 13G/A MTS / Montgomery Street Income Securities, Inc. 651,990
2014-01-27 13G BTA / BlackRock Long-Term Municipal Advantage Trust 734,441
2014-01-27 13G CRF / Cornerstone Total Return Fund, Inc. 1,054,889
2014-01-27 13G GLU / The Gabelli Global Utility & Income Trust 214,980
2014-01-27 13G CLM / Cornerstone Strategic Investment Fund, Inc. 2,650,311
2014-01-27 13G PIM / Putnam Master Intermediate Income Trust 3,517,015
2014-01-27 13G BKT / BlackRock Income Trust, Inc. 3,364,819
2014-01-27 13G XZTRX / Zweig Total Return Fund Inc. 1,849,354
2014-01-27 13G/A JMM / Nuveen Multi-Market Income Fund 1,160,745
2014-01-27 13G/A HTR.RT / Helios Total Return Fund, Inc. 1,169,553
2013-12-16 13D/A 2,712,162
2013-12-12 13G/A 428,955
2013-12-05 13G/A 177,924
2013-12-05 13G/A HTR.RT / Helios Total Return Fund, Inc. 1,161,724
2013-12-05 13G/A XCMKX / MFS Intermarket Income Trust I 509,833
2013-11-14 13G/A 659,093
2013-11-06 13D/A 3,685,694
2013-11-05 13G 659,093
2013-10-24 13D/A 2,549,012
2013-09-13 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 2,189,243
2013-09-13 13G/A FMY / First Trust Mortgage Income Fund 760,328
2013-09-13 13G/A 0
2013-09-13 13G/A 0
2013-09-04 13D/A 2,380,638
2013-08-22 13D/A 2,188,538
2013-08-20 13D/A 3,035,566
2013-07-30 13D/A 2,773,616
2013-07-19 13D/A 2,011,368
2013-06-27 13D/A 2,177,820
2013-06-20 13D/A 2,514,350
2013-05-14 13D/A 2,218,250
2013-04-16 13D/A 1,991,750
2013-04-15 13G ASP / 206,400
2013-04-15 13D/A 2,426,636
2013-03-11 13D 1,611,050
2013-02-19 13D/A ASP / 257,696
2013-02-13 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 1,462,410
2013-02-13 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 883,568
2013-02-13 13G/A FMY / First Trust Mortgage Income Fund 440,534
2013-02-13 13G/A MTS / Montgomery Street Income Securities, Inc. 1,045,524
2013-02-13 13G/A BPP / 0
2013-02-13 13G/A BTA / BlackRock Long-Term Municipal Advantage Trust 828,505
2013-02-13 13G/A PSW / BlackRock Credit Allocation Income Trust I, Inc. 0
2013-02-13 13G 190,500
2013-02-13 13G 111,600
2013-02-13 13G 268,400
2013-02-13 13G/A JMM / Nuveen Multi-Market Income Fund 994,927
2013-02-13 13G/A HTR.RT / Helios Total Return Fund, Inc. 1,436,445
2013-02-13 13G/A XCMKX / MFS Intermarket Income Trust I 742,531
2012-12-04 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 2,114,084
2012-11-20 13G/A 158,064
2012-11-20 13G/A MZF / Managed Duration Investment Grade Municipal Fund 187,301
2012-11-20 13G/A 0
2012-11-19 13D/A 2,605,726
2012-07-23 13D/A BSP / 2,437,026
2012-07-05 13G PIA / 1,817,314
2012-05-08 13G/A 0
2012-04-03 13D/A ASP / 303,130
2012-03-05 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 979,816
2012-02-28 13D/A ASP / 363,059
2012-01-31 13D/A ASP / 490,383
2012-01-31 13D/A BSP / 2,212,426
2012-01-26 13G/A EGF / BlackRock Enhanced Government Fund, Inc. 1,630,767
2012-01-26 13G/A FMY / First Trust Mortgage Income Fund 519,791
2012-01-26 13G/A US9576671088 / Western Asset Variable Rate Strategic Fund Inc. 1,319,116
2012-01-26 13G/A 1,569,650
2012-01-26 13G/A MTS / Montgomery Street Income Securities, Inc. 1,393,359
2012-01-26 13G/A JMM / Nuveen Multi-Market Income Fund 1,202,295
2012-01-26 13G/A HTR.RT / Helios Total Return Fund, Inc. 2,964,487
2012-01-26 13D/A ASP / 580,383
2012-01-25 13G BPP / 1,270,848
2012-01-25 13G BTA / BlackRock Long-Term Municipal Advantage Trust 828,505
2012-01-25 13G 354,342
2012-01-25 13G MZF / Managed Duration Investment Grade Municipal Fund 358,424
2012-01-25 13G PSW / BlackRock Credit Allocation Income Trust I, Inc. 1,270,848
2012-01-25 13G/A XCMKX / MFS Intermarket Income Trust I 892,138