2025-08-29 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
6,026,001 |
6,058,509 |
|
|
|
2025-07-17 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
5,918,677 |
6,026,001 |
|
|
|
2025-02-07 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
|
5,918,677 |
|
|
|
2025-01-21 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
5,853,446 |
5,886,170 |
|
|
|
2025-01-21 |
13D/A
|
GECC / Great Elm Capital Corp.
|
|
874,187 |
874,187 |
|
|
|
2024-12-13 |
13D/A
|
GECC / Great Elm Capital Corp.
|
|
860,088 |
874,187 |
|
|
|
2024-12-10 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
6,819,834 |
5,853,446 |
|
|
|
2024-10-23 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
6,707,789 |
6,819,834 |
|
|
|
2024-02-13 |
13D/A
|
GECC / Great Elm Capital Corp.
|
|
860,088 |
860,088 |
|
|
|
2024-01-05 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
6,140,376 |
6,707,789 |
|
|
|
2023-06-09 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
5,244,503 |
6,140,376 |
|
|
|
2023-02-14 |
13G/A
|
GCMG / GCM Grosvenor Inc.
|
|
3,613,623 |
0 |
|
|
|
2022-07-22 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
5,083,864 |
5,244,503 |
|
|
|
2022-06-21 |
13D/A
|
/ Great Elm Capital Corp
|
|
236,088 |
860,088 |
|
|
|
2022-06-13 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
4,701,527 |
5,083,864 |
|
|
|
2022-06-07 |
13D
|
/ Great Elm Capital Corp
|
|
236,088 |
236,088 |
|
|
|
2022-05-16 |
13D/A
|
GEG / Great Elm Group, Inc.
|
|
|
4,701,527 |
|
|
|
2022-02-14 |
13G/A
|
GCMG / GCM Grosvenor Inc.
|
|
3,120,271 |
3,613,623 |
|
|
|
2022-02-14 |
13G/A
|
GECC / Great Elm Capital Corp.
|
|
1,326,186 |
1,356,819 |
|
|
|
2021-11-12 |
13G
|
GCMG / GCM Grosvenor Inc.
|
|
|
3,120,271 |
|
|
|
2021-02-16 |
13G/A
|
GECC / Great Elm Capital Corp.
|
|
1,168,400 |
1,326,186 |
|
|
|
2020-10-14 |
13G
|
GECC / Great Elm Capital Corp.
|
|
|
1,168,400 |
|
|
|
2020-03-02 |
13D/A
|
39036P100 / Great Elm Capital Group, Inc.
|
|
2,402,792 |
4,188,291 |
|
|
|
2020-02-14 |
13G/A
|
ARCW / ARC Group Worldwide Inc
|
|
1,770,415 |
0 |
|
|
|
2020-02-06 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,432,155 |
406,310 |
|
|
|
2019-09-11 |
13D/A
|
PFYA / PRGX Global Inc
|
|
1,878,251 |
2,114,653 |
|
|
|
2019-06-19 |
13D/A
|
EMKR / Emcore Corporation
|
|
2,485,644 |
1,432,155 |
|
|
|
2019-03-26 |
13D/A
|
EMKR / Emcore Corporation
|
|
2,167,647 |
2,485,644 |
|
|
|
2019-02-14 |
13G/A
|
ARCW / ARC Group Worldwide Inc
|
|
1,135,965 |
1,770,415 |
|
|
|
2019-02-13 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,811,038 |
2,167,647 |
|
|
|
2018-12-26 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,507,969 |
1,811,038 |
|
|
|
2018-10-10 |
13D
|
EMKR / Emcore Corporation
|
|
1,235,464 |
1,507,969 |
|
|
|
2018-05-31 |
13D/A
|
PFYA / PRGX Global Inc
|
|
1,528,223 |
1,878,251 |
|
|
|
2018-02-13 |
13G/A
|
ARCW / ARC Group Worldwide Inc
|
|
942,645 |
1,135,965 |
|
|
|
2017-10-05 |
13D/A
|
39036P100 / Great Elm Capital Group, Inc.
|
|
2,402,792 |
2,402,792 |
|
|
|
2017-09-26 |
13D
|
39036P100 / Great Elm Capital Group, Inc.
|
|
|
2,402,792 |
|
|
|
2017-05-31 |
13D/A
|
PFYA / PRGX Global Inc
|
|
1,283,365 |
1,528,223 |
|
|
|
2017-04-25 |
13G
|
ARCW / ARC Group Worldwide Inc
|
|
|
942,645 |
|
|
|
2017-02-03 |
13G/A
|
HDSN / Hudson Technologies, Inc.
|
|
2,602,150 |
0 |
|
|
|
2016-11-16 |
13D
|
PFYA / PRGX Global Inc
|
|
1,110,908 |
1,283,365 |
|
|
|
2016-04-01 |
13D/A
|
PFYA / PRGX Global Inc
|
|
1,460,780 |
1,110,908 |
|
|
|
2016-02-12 |
13G/A
|
HDSN / Hudson Technologies, Inc.
|
|
|
2,602,150 |
|
|
|
2015-12-10 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,235,464 |
1,235,464 |
|
|
|
2015-12-09 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,314,358 |
1,235,464 |
|
|
|
2015-12-03 |
13D/A
|
EMKR / Emcore Corporation
|
|
1,808,788 |
1,314,358 |
|
|
|
2015-11-25 |
13D/A
|
EMKR / Emcore Corporation
|
|
2,175,522 |
1,808,788 |
|
|
|
2015-11-13 |
13D/A
|
IVAC / Intevac, Inc.
|
|
2,262,972 |
779,801 |
|
|
|
2015-11-04 |
13D/A
|
TSYS / TeleCommunication Systems, Inc.
|
|
|
2,768,161 |
|
|
|
2015-11-04 |
13D/A
|
EMKR / Emcore Corporation
|
|
2,175,522 |
2,175,522 |
|
|
|
2015-11-04 |
13D/A
|
MESG / Xura, Inc.
|
|
|
1,451,042 |
|
|
|
2015-11-04 |
13D/A
|
FSYS / Fuel Systems Solutions, Inc.
|
|
1,894,565 |
1,894,565 |
|
|
|
2015-11-04 |
13D/A
|
PFYA / PRGX Global Inc
|
|
1,561,966 |
1,460,780 |
|
|
|
2015-11-04 |
13D/A
|
IVAC / Intevac, Inc.
|
|
|
2,262,972 |
|
|
|
2015-10-21 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
981,254 |
|
|
|
2015-10-21 |
13D/A
|
SDOI / Special Diversified Opportunities Inc.
|
|
|
981,254 |
|
|
|
2015-09-02 |
13D/A
|
FSYS / Fuel Systems Solutions, Inc.
|
|
|
1,894,565 |
|
|
|
2015-08-28 |
13D/A
|
EMKR / Emcore Corporation
|
|
2,313,494 |
2,175,522 |
|
|
|
2015-08-12 |
13D/A
|
EMKR / Emcore Corporation
|
|
|
2,313,494 |
|
|
|
2015-06-15 |
13D/A
|
XOMA / XOMA Royalty Corporation
|
|
|
945,876 |
|
|
|
2015-04-20 |
13D
|
PFYA / PRGX Global Inc
|
|
|
1,561,966 |
|
|
|
2015-02-13 |
13G/A
|
HDSN / Hudson Technologies, Inc.
|
|
|
2,436,141 |
|
|
|
2015-02-02 |
13D/A
|
TSYS / TeleCommunication Systems, Inc.
|
|
|
3,690,345 |
|
|
|
2015-01-21 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
976,473 |
|
|
|
2014-11-24 |
13D
|
TSYS / TeleCommunication Systems, Inc.
|
|
|
3,688,045 |
|
|
|
2014-10-30 |
13D/A
|
FSYS / Fuel Systems Solutions, Inc.
|
|
|
1,894,565 |
|
|
|
2014-10-15 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,397,665 |
|
|
|
2014-10-03 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,397,665 |
|
|
|
2014-09-19 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,397,665 |
|
|
|
2014-09-18 |
13D/A
|
EMKR / Emcore Corporation
|
|
|
3,197,105 |
|
|
|
2014-09-18 |
13D/A
|
FSYS / Fuel Systems Solutions, Inc.
|
|
|
1,793,253 |
|
|
|
2014-09-04 |
13D/A
|
IVAC / Intevac, Inc.
|
|
|
2,125,639 |
|
|
|
2014-08-26 |
13D/A
|
FSYS / Fuel Systems Solutions, Inc.
|
|
|
1,578,801 |
|
|
|
2014-08-25 |
13D/A
|
IVAC / Intevac, Inc.
|
|
|
2,101,057 |
|
|
|
2014-08-19 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,417,665 |
|
|
|
2014-08-15 |
13D
|
FSYS / Fuel Systems Solutions, Inc.
|
|
|
1,295,836 |
|
|
|
2014-08-12 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,554,665 |
|
|
|
2014-08-05 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,648,235 |
|
|
|
2014-08-04 |
13D/A
|
IVAC / Intevac, Inc.
|
|
|
1,859,408 |
|
|
|
2014-07-24 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,648,235 |
|
|
|
2014-06-27 |
13D/A
|
POWR / PowerSecure International, Inc
|
|
|
1,655,635 |
|
|
|
2014-06-25 |
13D/A
|
PFYA / PRGX Global Inc
|
|
|
1,496,294 |
|
|
|
2014-06-19 |
13D/A
|
CSCD / Cascade Microtech, Inc.
|
|
|
743,071 |
|
|
|
2014-06-16 |
13G
|
HDSN / Hudson Technologies, Inc.
|
|
|
2,225,800 |
|
|
|
2014-06-10 |
13D/A
|
CSCD / Cascade Microtech, Inc.
|
|
|
912,446 |
|
|
|
2014-05-27 |
13D
|
POWR / PowerSecure International, Inc
|
|
|
1,976,810 |
|
|
|
2014-05-23 |
13D
|
IVAC / Intevac, Inc.
|
|
|
1,201,620 |
|
|
|
2014-05-12 |
13D
|
XOMA / XOMA Royalty Corporation
|
|
|
1,940,425 |
|
|
|
2014-04-04 |
13D/A
|
RGDXQ / Response Genetics, Inc
|
|
|
1,530,926 |
|
|
|
2014-03-31 |
13D/A
|
PACR / Pacer International Inc
|
|
|
646,756 |
|
|
|
2014-03-12 |
13D/A
|
MESG / Xura, Inc.
|
|
|
1,349,498 |
|
|
|
2014-03-07 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
311,755 |
|
|
|
2014-03-06 |
13D
|
PFYA / PRGX Global Inc
|
|
|
1,832,577 |
|
|
|
2014-03-05 |
13D/A
|
CSCD / Cascade Microtech, Inc.
|
|
|
1,179,921 |
|
|
|
2014-02-14 |
13D/A
|
RGDXQ / Response Genetics, Inc
|
|
|
2,204,569 |
|
|
|
2014-02-14 |
13G/A
|
HDSN / Hudson Technologies, Inc.
|
|
|
625,000 |
|
|
|
2014-02-13 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,221,680 |
|
|
|
2014-02-05 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
7,200,054 |
|
|
|
2014-01-31 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
6,763,156 |
|
|
|
2014-01-29 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
6,637,906 |
|
|
|
2014-01-16 |
13D/A
|
SPDC / Speed Commerce, Inc.
|
|
|
2,275,537 |
|
|
|
2014-01-07 |
13D/A
|
PACR / Pacer International Inc
|
|
|
2,158,989 |
|
|
|
2013-12-06 |
13D/A
|
EMKR / Emcore Corporation
|
|
|
3,197,105 |
|
|
|
2013-12-04 |
13D/A
|
EMKR / Emcore Corporation
|
|
|
2,345,092 |
|
|
|
2013-12-02 |
13D
|
MESG / Xura, Inc.
|
|
|
1,349,498 |
|
|
|
2013-11-20 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,527,019 |
|
|
|
2013-11-14 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
6,332,906 |
|
|
|
2013-11-07 |
13D/A
|
TUEM / Tuesday Morning Corp. - New
|
|
|
2,066,438 |
|
|
|
2013-10-29 |
13D/A
|
EMKR / Emcore Corporation
|
|
|
2,310,256 |
|
|
|
2013-10-23 |
13D/A
|
CSCD / Cascade Microtech, Inc.
|
|
|
971,745 |
|
|
|
2013-10-15 |
13D
|
EMKR / Emcore Corporation
|
|
|
1,897,098 |
|
|
|
2013-10-10 |
13D/A
|
PACR / Pacer International Inc
|
|
|
3,266,863 |
|
|
|
2013-08-27 |
13D/A
|
TUEM / Tuesday Morning Corp. - New
|
|
|
2,888,526 |
|
|
|
2013-08-21 |
13D/A
|
PACR / Pacer International Inc
|
|
|
2,906,593 |
|
|
|
2013-08-20 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
4,192,476 |
|
|
|
2013-08-07 |
13D/A
|
CSCD / Cascade Microtech, Inc.
|
|
|
1,131,132 |
|
|
|
2013-08-01 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
3,944,506 |
|
|
|
2013-07-26 |
13D/A
|
RGDXQ / Response Genetics, Inc
|
|
|
2,602,029 |
|
|
|
2013-07-08 |
13D/A
|
SPDC / Speed Commerce, Inc.
|
|
|
2,958,551 |
|
|
|
2013-06-17 |
13D/A
|
HOTT / Hot Topic Inc
|
|
|
0 |
|
|
|
2013-05-10 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
3,821,340 |
|
|
|
2013-05-06 |
13D
|
PACR / Pacer International Inc
|
|
|
2,389,191 |
|
|
|
2013-03-08 |
13D/A
|
HOTT / Hot Topic Inc
|
|
|
3,591,719 |
|
|
|
2012-11-07 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
3,405,779 |
|
|
|
2012-10-26 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,928,593 |
|
|
|
2012-10-05 |
13D
|
CSCD / Cascade Microtech, Inc.
|
|
|
982,195 |
|
|
|
2012-09-14 |
13D/A
|
HOTT / Hot Topic Inc
|
|
|
3,586,415 |
|
|
|
2012-09-14 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,388,518 |
|
|
|
2012-09-05 |
13D/A
|
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
|
|
|
1,353,164 |
|
|
|
2012-08-13 |
13D/A
|
US3798901068 / Glu Mobile Inc.
|
|
|
2,521,200 |
|
|
|
2012-08-09 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,686,185 |
|
|
|
2012-07-03 |
13D/A
|
US85336L1098 / Standard Diversified Inc.
|
|
|
3,497,964 |
|
|
|
2012-07-02 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,379,632 |
|
|
|
2012-06-26 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,099,632 |
|
|
|
2012-06-07 |
13D
|
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
|
|
|
2,124,860 |
|
|
|
2012-06-06 |
13D
|
PXLW / Pixelworks, Inc.
|
|
|
2,099,632 |
|
|
|
2012-03-19 |
13G
|
GVP / GSE Systems, Inc.
|
|
|
906,452 |
|
|
|
2012-02-10 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,686,185 |
|
|
|
2012-02-10 |
13G/A
|
/ Zephyr Energy PLC
|
|
|
312,500 |
|
|
|
2012-02-10 |
13G/A
|
HDSN / Hudson Technologies, Inc.
|
|
|
2,368,431 |
|
|
|
2012-02-06 |
13D/A
|
RGDXQ / Response Genetics, Inc
|
|
|
3,226,064 |
|
|
|
2012-01-09 |
13D/A
|
PXLW / Pixelworks, Inc.
|
|
|
2,686,185 |
|
|
|
2012-01-09 |
13D/A
|
US3798901068 / Glu Mobile Inc.
|
|
|
3,591,066 |
|
|
|