Investor Frost Gamma Investments Trust
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Frost Gamma Investments Trust . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2024-04-05 13D/A BCDA / BioCardia, Inc. 1,571,179 1,286,454
2024-02-27 13D/A BCDA / BioCardia, Inc. 1,896,025 1,571,179
2024-02-06 13D/A BCDA / BioCardia, Inc. 2,136,938 1,896,025
2022-12-28 13D/A BCDA / BioCardia, Inc. 1,541,700 2,136,938
2019-11-19 13D/A BCDA / BioCardia, Inc. 1,541,700
2019-09-17 13G/A OSAT / Orbsat Corp 132,356 4,553
2019-03-19 13D/A COCP / Cocrystal Pharma, Inc. 10,361,985
2019-02-14 13G/A OSAT / Orbsat Corp 14,426,638 132,356
2019-02-14 13D/A BCDA / BioCardia, Inc. 13,875,318 13,875,318
2019-01-11 13D/A BCDA / BioCardia, Inc. 13,875,318 13,875,318
2019-01-10 13D/A BCDA / BioCardia, Inc. 13,875,318
2018-01-31 13G/A OSAT / Orbsat Corp 2,499,419 14,426,638
2018-01-11 13G/A TGEN / Tecogen Inc. 241,807
2017-02-08 13G/A OSAT / Orbsat Corp 726,667 2,499,419
2016-05-13 13G/A PGLC / Pershing Gold Corporation 3,037,369 9,804
2016-05-09 13G / Majesco Entertainment Co. 1,460,842
2016-02-12 13G/A PGLC / Pershing Gold Corporation 3,037,369
2016-02-12 13G/A OSAT / Orbsat Corp 726,667
2015-11-19 13G/A USEL / usell.com, Inc. 631,833
2015-02-13 13G/A PGLC / Pershing Gold Corporation 53,772,527
2015-02-13 13G/A USEL / usell.com, Inc. 631,833
2015-02-13 13G/A IZEA / IZEA Worldwide, Inc. 0
2015-02-03 13G/A IWSH / Wright Investors' Service Holdings, Inc. 1,321,717
2014-12-03 13G/A PRZM / Prism Technologies Group, Inc. 0
2014-11-05 13G MVPI / MV Portfolios Inc. 2,013,787
2014-05-21 13G PRZM / Prism Technologies Group, Inc. 500,000
2014-02-14 13G/A USEL / usell.com, Inc. 496,818
2014-02-12 13G/A IWSH / Wright Investors' Service Holdings, Inc. 1,325,017
2014-02-12 13G ARNI / Arno Therapeutics, Inc. 2,062,500
2014-02-11 13G/A PGLC / Pershing Gold Corporation 53,031,350
2014-02-11 13G/A CDZI / Cadiz Inc. 798,829
2013-12-19 13G ELOX / Eloxx Pharmaceuticals, Inc. 495,241
2013-11-18 13G/A ALQA / Alliqua, Inc. 11,408,009
2013-02-14 13G/A 1,345,667
2013-02-14 13G/A USEL / usell.com, Inc. 5,259,073
2013-02-14 13G/A PGLC / Pershing Gold Corporation 46,915,077
2013-02-04 13G SNNAF / Sienna Resources Inc. 7,879,752
2013-02-04 13G IZEA / IZEA Worldwide, Inc. 465,125
2012-09-06 13G/A PGLC / Pershing Gold Corporation 49,481,271
2012-06-06 13G PGLC / Pershing Gold Corporation 20,408,721
2012-04-20 13D/A DRJ / Dreams Inc 4,244,872
2012-04-03 13G/A ALQA / Alliqua, Inc. 25,761,618
2012-02-14 13G/A USEL / usell.com, Inc. 30,360,037
2012-02-08 13G/A SILV / SilverCrest Metals Inc. 19,000,000
2012-02-08 13G/A CDZI / Cadiz Inc. 788,829