Investor Energy Spectrum Securities Corp
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Energy Spectrum Securities Corp . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2016-08-31 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 2,782,044 0
2016-08-26 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 4,310,965 2,782,044
2016-08-17 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 4,930,252 4,310,965
2016-08-01 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 5,319,863 4,930,252
2016-07-14 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 5,393,615 5,319,863
2016-02-23 13D/A AMID / EA Series Trust - Argent Mid Cap ETF 5,393,615
2014-10-24 13D AMID / EA Series Trust - Argent Mid Cap ETF 6,468,529
2012-01-30 13G CJES / C&J Energy Services Ltd. 3,296,549