Investor Candlewood Investment Group, LP
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Candlewood Investment Group, LP . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2020-02-14 13G/A MESA / Mesa Air Group, Inc. 2,250,001 0
2019-02-14 13G MESA / Mesa Air Group, Inc. 2,250,001
2018-02-08 13G/A ALTO / Alto Ingredients, Inc. 3,610,480 1,137,988
2017-03-21 13G ALTO / Alto Ingredients, Inc. 3,610,480 3,610,480
2017-03-20 13D/A ALTO / Alto Ingredients, Inc. 3,603,196 3,610,480
2017-03-17 13D/A ALTO / Alto Ingredients, Inc. 5,030,731 3,603,196
2017-03-06 13D/A ALTO / Alto Ingredients, Inc. 7,152,908 5,030,731
2016-12-14 13D/A ALTO / Alto Ingredients, Inc. 10,929,908 7,152,908
2016-04-08 13D/A ALTO / Alto Ingredients, Inc. 10,102,857 10,929,908
2016-02-03 13D/A ALTO / Alto Ingredients, Inc. 8,780,334 10,102,857
2016-01-14 13D ALTO / Alto Ingredients, Inc. 6,956,629 8,780,334
2015-07-13 13G ALTO / Alto Ingredients, Inc. 6,956,629
2013-01-28 13G/A 0
2012-10-17 13G/A 452834104 / Emergent Capital, Inc. 600,000
2012-02-14 13G/A 12,101,822
2012-02-06 13G/A 452834104 / Emergent Capital, Inc. 2,018,750