2025-08-28 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
3,076,451 |
3,342,968 |
|
|
|
2025-08-12 |
13D/A
|
PGZ / Principal Real Estate Income Fund
|
|
420,848 |
333,261 |
|
|
|
2025-07-16 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
2,876,902 |
3,076,451 |
|
|
|
2025-04-24 |
13G
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
2,536,527 |
|
|
|
2025-04-24 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
844,434 |
1,008,884 |
|
|
|
2025-04-07 |
13G/A
|
HERZ / Herzfeld Credit Income Fund, Inc.
|
|
789,820 |
6,720 |
|
|
|
2025-04-03 |
13G/A
|
LRFC / Logan Ridge Finance Corporation
|
|
226,208 |
280,269 |
|
|
|
2025-02-14 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
2,399,169 |
2,876,902 |
|
|
|
2025-02-07 |
13G
|
HERZ / Herzfeld Credit Income Fund, Inc.
|
|
|
789,820 |
|
|
|
2024-10-28 |
13G/A
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
667,740 |
557,706 |
|
|
|
2024-10-15 |
13G/A
|
KSM / DWS Strategic Municipal Income Trust
|
|
588,014 |
790,524 |
|
|
|
2024-10-15 |
13G/A
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
458,258 |
667,740 |
|
|
|
2024-10-15 |
13G/A
|
BOWN / Bowen Acquisition Corp
|
|
466,240 |
330,647 |
|
|
|
2024-09-26 |
13G/A
|
CXH / MFS Investment Grade Municipal Trust
|
|
611,408 |
844,434 |
|
|
|
2024-09-10 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
155,801 |
135,961 |
|
|
|
2024-09-10 |
13D/A
|
PGZ / Principal Real Estate Income Fund
|
|
493,274 |
420,848 |
|
|
|
2024-05-01 |
13D/A
|
KTF / DWS Municipal Income Trust
|
|
2,584,230 |
1,894,741 |
|
|
|
2024-03-19 |
13D
|
KTF / DWS Municipal Income Trust
|
|
1,992,456 |
2,584,230 |
|
|
|
2024-03-05 |
13D
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
1,557,985 |
1,689,435 |
|
|
|
2024-02-28 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
2,100,594 |
2,399,169 |
|
|
|
2024-02-12 |
13D/A
|
CCIF / Carlyle Credit Income Fund
|
|
441,414 |
270,980 |
|
|
|
2024-02-08 |
13D/A
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
141,871 |
111,368 |
|
|
|
2024-02-01 |
13G/A
|
LRFC / Logan Ridge Finance Corporation
|
|
175,829 |
226,208 |
|
|
|
2024-02-01 |
13G
|
NNAG / 99 Acquisition Group Inc.
|
|
|
427,400 |
|
|
|
2024-02-01 |
13G
|
BOWN / Bowen Acquisition Corp
|
|
|
466,240 |
|
|
|
2024-02-01 |
13G
|
IHTA / Invesco High Income 2024 Target Term Fund
|
|
|
458,258 |
|
|
|
2024-01-31 |
13G
|
KTF / DWS Municipal Income Trust
|
|
|
1,992,456 |
|
|
|
2024-01-31 |
13G
|
KSM / DWS Strategic Municipal Income Trust
|
|
|
588,014 |
|
|
|
2024-01-30 |
13G
|
CXH / MFS Investment Grade Municipal Trust
|
|
|
611,408 |
|
|
|
2024-01-30 |
13G
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
1,557,985 |
|
|
|
2024-01-26 |
13G
|
DMA / Destra Multi-Alternative Fund
|
|
|
453,840 |
|
|
|
2024-01-22 |
13D
|
TPL / Texas Pacific Land Corporation
|
|
|
4,502 |
|
|
|
2024-01-22 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
150,576 |
155,801 |
|
|
|
2024-01-22 |
13D
|
TPZ / Tortoise Essential Energy Fund
|
|
219,363 |
364,678 |
|
|
|
2024-01-08 |
13D/A
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
169,626 |
141,871 |
|
|
|
2024-01-02 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
1,701,749 |
2,100,594 |
|
|
|
2023-12-22 |
13D/A
|
PGZ / Principal Real Estate Income Fund
|
|
398,838 |
493,274 |
|
|
|
2023-11-28 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
127,134 |
150,576 |
|
|
|
2023-11-17 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
2,195,410 |
1,701,749 |
|
|
|
2023-10-20 |
13D/A
|
PGZ / Principal Real Estate Income Fund
|
|
374,020 |
398,838 |
|
|
|
2023-10-16 |
13D
|
PGZ / Principal Real Estate Income Fund
|
|
|
374,020 |
|
|
|
2023-09-19 |
13G
|
TGVC / TG Venture Acquisition Corp.
|
|
|
309,207 |
|
|
|
2023-08-31 |
13D/A
|
CCIF / Carlyle Credit Income Fund
|
|
|
441,414 |
|
|
|
2023-08-25 |
13D/A
|
CMU / MFS High Yield Municipal Trust
|
|
2,078,960 |
2,195,410 |
|
|
|
2023-07-19 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
108,090 |
127,134 |
|
|
|
2023-07-17 |
13D
|
CMU / MFS High Yield Municipal Trust
|
|
|
2,078,960 |
|
|
|
2023-06-23 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
88,776 |
108,090 |
|
|
|
2023-06-12 |
13D/A
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
140,552 |
169,626 |
|
|
|
2023-05-31 |
13D
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
82,679 |
88,776 |
|
|
|
2023-05-08 |
13D
|
NXG / NXG NextGen Infrastructure Income Fund
|
|
|
140,552 |
|
|
|
2023-04-12 |
13D/A
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
1,190,005 |
1,191,505 |
|
|
|
2023-04-04 |
13D/A
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
567,191 |
615,541 |
|
|
|
2023-03-13 |
13D/A
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
1,190,005 |
1,190,005 |
|
|
|
2023-03-06 |
13D/A
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
1,018,409 |
1,190,005 |
|
|
|
2023-02-13 |
13G
|
SRV / NXG Cushing Midstream Energy Fund
|
|
|
120,623 |
|
|
|
2023-02-13 |
13G
|
LRFC / Logan Ridge Finance Corporation
|
|
|
175,829 |
|
|
|
2023-02-13 |
13G
|
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
|
|
259,043 |
|
|
|
2023-02-13 |
13G/A
|
MXE / Mexico Equity & Income Fund Inc.
|
|
355,816 |
184,414 |
|
|
|
2023-02-08 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
689,199 |
526,306 |
|
|
|
2023-02-06 |
13D
|
JSD / Nuveen Short Duration Credit Opportunities Fund
|
|
|
567,191 |
|
|
|
2023-01-30 |
13D/A
|
|
|
954,462 |
848,687 |
|
|
|
2023-01-19 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
810,103 |
689,199 |
|
|
|
2023-01-11 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
939,363 |
810,103 |
|
|
|
2022-12-06 |
13D/A
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
1,017,509 |
1,018,409 |
|
|
|
2022-12-05 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
868,785 |
939,363 |
|
|
|
2022-12-02 |
13D/A
|
|
|
|
939,363 |
|
|
|
2022-11-14 |
13D
|
FDEU / First Trust Dynamic Europe Equity Income Fund
|
|
|
1,017,509 |
|
|
|
2022-10-17 |
13D/A
|
TPZ / Tortoise Essential Energy Fund
|
|
328,998 |
219,363 |
|
|
|
2022-10-13 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
832,769 |
868,785 |
|
|
|
2022-09-20 |
13D/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
589,875 |
832,769 |
|
|
|
2022-08-22 |
13D
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
789,758 |
589,875 |
|
|
|
2022-07-13 |
13D/A
|
TWN / The Taiwan Fund, Inc.
|
|
327,977 |
327,977 |
|
|
|
2022-07-06 |
13D
|
TWN / The Taiwan Fund, Inc.
|
|
425,044 |
327,977 |
|
|
|
2022-05-16 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
99,997 |
82,679 |
|
|
|
2022-05-05 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
128,032 |
99,997 |
|
|
|
2022-04-14 |
13D/A
|
TPZ / Tortoise Essential Energy Fund
|
|
395,376 |
328,998 |
|
|
|
2022-04-14 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
148,157 |
128,032 |
|
|
|
2022-03-22 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
177,496 |
148,157 |
|
|
|
2022-03-21 |
13D/A
|
|
|
952,162 |
954,462 |
|
|
|
2022-03-09 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
199,678 |
177,496 |
|
|
|
2022-03-04 |
13D/A
|
TPZ / Tortoise Essential Energy Fund
|
|
522,337 |
395,376 |
|
|
|
2022-03-03 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
235,729 |
199,678 |
|
|
|
2022-01-31 |
13G
|
MXE / Mexico Equity & Income Fund Inc.
|
|
|
355,816 |
|
|
|
2022-01-19 |
13D/A
|
|
|
1,014,420 |
952,162 |
|
|
|
2021-12-28 |
13D/A
|
TPZ / Tortoise Essential Energy Fund
|
|
521,052 |
522,337 |
|
|
|
2021-12-10 |
13D
|
TPZ / Tortoise Essential Energy Fund
|
|
|
521,052 |
|
|
|
2021-08-05 |
13D/A
|
IRL / New Ireland Fund Inc
|
|
494,056 |
173,738 |
|
|
|
2021-07-12 |
13D/A
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
195,487 |
235,729 |
|
|
|
2021-05-10 |
13D
|
NDP / Tortoise Energy Independence Fund, Inc.
|
|
|
195,487 |
|
|
|
2021-04-05 |
13D/A
|
IRL / New Ireland Fund Inc
|
|
494,056 |
494,056 |
|
|
|
2021-03-23 |
13D/A
|
IRL / New Ireland Fund Inc
|
|
485,173 |
494,056 |
|
|
|
2021-02-12 |
13G/A
|
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
|
|
470,962 |
631,906 |
|
|
|
2021-01-07 |
13D
|
IRL / New Ireland Fund Inc
|
|
|
485,173 |
|
|
|
2020-09-21 |
13D/A
|
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
1,478,534 |
915,400 |
|
|
|
2020-07-08 |
13D/A
|
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
|
1,478,534 |
|
|
|
2020-05-27 |
13D
|
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
|
|
|
309,915 |
|
|
|
2020-05-19 |
13D/A
|
|
|
980,647 |
1,014,420 |
|
|
|
2020-03-05 |
13D/A
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
1,097,102 |
1,209,488 |
|
|
|
2020-02-14 |
13G
|
278284104 / EATON VANCE FLOATING-RATE INCO Common Shares of Beneficial Interest, $0.01 par value
|
|
|
470,962 |
|
|
|
2020-02-14 |
13G
|
US3665541039 / Garrison Capital Inc.
|
|
|
831,395 |
|
|
|
2020-02-03 |
13D/A
|
|
|
595,428 |
595,428 |
|
|
|
2020-01-21 |
13D
|
|
|
|
595,428 |
|
|
|
2019-12-23 |
13D
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
1,097,102 |
1,097,102 |
|
|
|
2019-12-23 |
13D/A
|
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
1,263,129 |
1,416,129 |
|
|
|
2019-12-10 |
13G
|
US95790J1025 / Western Asset Corporate Loan Fund Inc.
|
|
|
1,097,102 |
|
|
|
2019-11-06 |
13D/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
809,500 |
614,007 |
|
|
|
2019-10-18 |
13D/A
|
|
|
930,447 |
980,647 |
|
|
|
2019-10-07 |
13D/A
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
796,077 |
809,500 |
|
|
|
2019-09-30 |
13D
|
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
|
|
|
1,263,129 |
|
|
|
2019-08-21 |
13D/A
|
|
|
785,894 |
930,447 |
|
|
|
2019-07-29 |
13D
|
|
|
|
785,894 |
|
|
|
2019-06-10 |
13D
|
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
|
|
|
796,077 |
|
|
|
2019-05-08 |
13D/A
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
407,141 |
331,882 |
|
|
|
2019-04-22 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
1,063,951 |
325,709 |
|
|
|
2019-03-07 |
13D/A
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
508,356 |
407,141 |
|
|
|
2019-03-01 |
13D/A
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
611,230 |
508,356 |
|
|
|
2019-02-20 |
13D
|
LOR / Lazard World Dividend & Income Fund, Inc.
|
|
|
611,230 |
|
|
|
2019-02-14 |
13G
|
XLORX / Lazard World Dividend & Income
|
|
|
520,955 |
|
|
|
2019-02-14 |
13G
|
TWN / The Taiwan Fund, Inc.
|
|
|
425,044 |
|
|
|
2019-02-11 |
13D/A
|
HIL / Hill International Inc
|
|
2,863,316 |
2,261,895 |
|
|
|
2018-12-17 |
13D/A
|
HIL / Hill International Inc
|
|
3,428,626 |
2,863,316 |
|
|
|
2018-11-23 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
2,131,302 |
168,673 |
|
|
|
2018-11-09 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
1,063,951 |
1,063,951 |
|
|
|
2018-11-08 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
1,061,436 |
1,063,951 |
|
|
|
2018-10-10 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
951,097 |
1,061,436 |
|
|
|
2018-10-05 |
13D/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
691,025 |
552,666 |
|
|
|
2018-09-28 |
13D/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
888,790 |
691,025 |
|
|
|
2018-09-10 |
13D/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
1,036,770 |
888,790 |
|
|
|
2018-08-24 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
857,914 |
951,097 |
|
|
|
2018-08-20 |
13D
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
|
857,914 |
|
|
|
2018-07-24 |
13G/A
|
048206106 / Atlantic Acquisition Corp.
|
|
297,750 |
291,069 |
|
|
|
2018-06-29 |
13D/A
|
PCF / High Income Securities Fund
|
|
1,988,604 |
1,988,616 |
|
|
|
2018-05-17 |
13D/A
|
AEF / abrdn Emerging Markets ex-China Fund, Inc.
|
|
1,264,571 |
4,180,891 |
|
|
|
2018-05-15 |
13D/A
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
915,318 |
1,036,770 |
|
|
|
2018-05-15 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
926,540 |
789,758 |
|
|
|
2018-04-20 |
13D
|
JEQ / Abrdn Japan Equity Fund Inc
|
|
|
915,318 |
|
|
|
2018-04-18 |
13G/A
|
GRR / Asia Tigers Fund, Inc. (THE)
|
|
179,943 |
169,642 |
|
|
|
2018-03-13 |
13G/A
|
CNLM / CB Pharma Acquisition Corp.
|
|
281,402 |
50,161 |
|
|
|
2018-03-09 |
13D/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
377,856 |
474,510 |
|
|
|
2018-03-06 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
2,104,962 |
2,131,302 |
|
|
|
2018-03-02 |
13G/A
|
MACQ / MCAP Acquisition Corp - Class A
|
|
403,435 |
253,435 |
|
|
|
2018-02-09 |
13G/A
|
PHUN / Phunware, Inc.
|
|
679,400 |
686,558 |
|
|
|
2018-02-09 |
13G/A
|
PHUN / Phunware, Inc.
|
|
679,400 |
686,558 |
|
|
|
2018-02-08 |
13G/A
|
MACQ / MCAP Acquisition Corp - Class A
|
|
|
403,435 |
|
|
|
2018-02-08 |
13G
|
048206106 / Atlantic Acquisition Corp.
|
|
|
297,750 |
|
|
|
2018-02-08 |
13G/A
|
DEX / Delaware Enhanced Global Dividend & Income Fund
|
|
|
926,540 |
|
|
|
2018-02-08 |
13G
|
CNLM / CB Pharma Acquisition Corp.
|
|
|
281,402 |
|
|
|
2018-02-08 |
13G
|
GRR / Asia Tigers Fund, Inc. (THE)
|
|
179,943 |
179,943 |
|
|
|
2018-02-07 |
13G
|
ISL / Aberdeen Israel Fund, Inc.
|
|
|
283,996 |
|
|
|
2018-02-07 |
13G
|
GRR / Asia Tigers Fund, Inc. (THE)
|
|
|
179,943 |
|
|
|
2018-02-07 |
13D/A
|
PCF / High Income Securities Fund
|
|
1,909,827 |
1,988,604 |
|
|
|
2018-02-07 |
13G
|
KST / Deutsche Strategic Income Trust
|
|
|
238,668 |
|
|
|
2018-01-24 |
13D/A
|
US29102N1054 / Emergent Capital, Inc.
|
|
8,837,537 |
7,782,988 |
|
|
|
2018-01-18 |
13D/A
|
PCF / High Income Securities Fund
|
|
1,601,473 |
1,909,827 |
|
|
|
2017-11-29 |
13D/A
|
US29102N1054 / Emergent Capital, Inc.
|
|
9,860,753 |
8,837,537 |
|
|
|
2017-11-17 |
13D/A
|
NYRT / New York REIT, Inc.
|
|
2,478,293 |
4,744,257 |
|
|
|
2017-10-27 |
13D/A
|
PCF / High Income Securities Fund
|
|
1,497,930 |
1,601,473 |
|
|
|
2017-10-10 |
13D/A
|
TKF / Turkish Investment Fund, Inc.
|
|
293,366 |
341,405 |
|
|
|
2017-10-04 |
13D/A
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
509,999 |
472,610 |
|
|
|
2017-09-29 |
13D/A
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
619,562 |
509,999 |
|
|
|
2017-09-21 |
13D/A
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
733,508 |
619,562 |
|
|
|
2017-09-11 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
941,575 |
879,837 |
|
|
|
2017-09-01 |
13D/A
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
850,176 |
733,508 |
|
|
|
2017-08-29 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,118,385 |
941,575 |
|
|
|
2017-08-29 |
13D/A
|
TKF / Turkish Investment Fund, Inc.
|
|
248,516 |
293,366 |
|
|
|
2017-08-24 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
1,450,279 |
838,601 |
|
|
|
2017-08-21 |
13D
|
TKF / Turkish Investment Fund, Inc.
|
|
|
248,516 |
|
|
|
2017-08-21 |
13D/A
|
PMM / Putnam Managed Municipal Income Trust
|
|
148 |
0 |
|
|
|
2017-08-21 |
13D/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
734 |
0 |
|
|
|
2017-08-14 |
13D
|
AEF / abrdn Emerging Markets ex-China Fund, Inc.
|
|
|
1,264,571 |
|
|
|
2017-08-09 |
13D/A
|
US29102N1054 / Emergent Capital, Inc.
|
|
4,479,437 |
9,860,753 |
|
|
|
2017-08-07 |
13D/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
377,856 |
|
|
|
2017-07-11 |
13D
|
GLQ / Clough Global Equity Fund
|
|
1,104,979 |
1,118,385 |
|
|
|
2017-06-22 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
787,963 |
623,363 |
|
|
|
2017-06-22 |
13D/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,429,254 |
1,701,707 |
|
|
|
2017-06-22 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
1,627,674 |
1,726,574 |
|
|
|
2017-06-20 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
955,278 |
787,963 |
|
|
|
2017-06-09 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
1,103,138 |
955,278 |
|
|
|
2017-06-08 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
1,377,674 |
1,627,674 |
|
|
|
2017-06-07 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
1,186,884 |
1,377,674 |
|
|
|
2017-05-31 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
1,256,136 |
1,103,138 |
|
|
|
2017-05-26 |
13D/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
734 |
734 |
|
|
|
2017-05-26 |
13D/A
|
PMM / Putnam Managed Municipal Income Trust
|
|
148 |
148 |
|
|
|
2017-05-24 |
13G/A
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
631,774 |
301,908 |
|
|
|
2017-05-22 |
13D/A
|
HIL / Hill International Inc
|
|
|
3,428,626 |
|
|
|
2017-05-18 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
1,452,170 |
1,256,136 |
|
|
|
2017-05-10 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
2,409,357 |
2,326,369 |
|
|
|
2017-05-05 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
2,896,520 |
2,409,357 |
|
|
|
2017-03-30 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
3,370,673 |
2,896,520 |
|
|
|
2017-03-30 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
821,156 |
1,186,884 |
|
|
|
2017-03-23 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
5,056,908 |
1,875,136 |
|
|
|
2017-03-22 |
13G/A
|
JCHAX / JPMorgan China Region Fund
|
|
338,205 |
669,042 |
|
|
|
2017-03-20 |
13D
|
PMM / Putnam Managed Municipal Income Trust
|
|
|
148 |
|
|
|
2017-03-20 |
13D
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
734 |
|
|
|
2017-03-14 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
2,068,962 |
2,104,962 |
|
|
|
2017-03-08 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
746,067 |
821,156 |
|
|
|
2017-03-06 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
2,028,443 |
2,068,962 |
|
|
|
2017-02-28 |
13D/A
|
SGF / Aberdeen Singapore Fund, Inc.
|
|
|
|
|
|
|
2017-02-28 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
2,017,198 |
2,028,443 |
|
|
|
2017-02-27 |
13D/A
|
PCF / High Income Securities Fund
|
|
1,430,820 |
1,497,930 |
|
|
|
2017-02-23 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
655,587 |
746,067 |
|
|
|
2017-02-16 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
1,728,971 |
2,017,198 |
|
|
|
2017-02-14 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
580,017 |
655,587 |
|
|
|
2017-02-13 |
13G
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
631,774 |
631,774 |
|
|
|
2017-02-08 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
|
580,017 |
|
|
|
2017-02-06 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
763,471 |
|
|
|
|
2017-02-06 |
13G
|
GLQ / Clough Global Equity Fund
|
|
886,136 |
1,104,979 |
|
|
|
2017-02-03 |
13D
|
PCF / High Income Securities Fund
|
|
|
1,430,820 |
|
|
|
2017-01-31 |
13G/A
|
STLRU / Stellaris Growth Acquisition Corp - Units (1 Ord Class A, 1 War)
|
|
|
679,400 |
|
|
|
2017-01-31 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
1,460,293 |
1,450,279 |
|
|
|
2017-01-31 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
655,917 |
763,471 |
|
|
|
2017-01-31 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
1,460,293 |
1,450,279 |
|
|
|
2017-01-31 |
13G/A
|
STLRU / Stellaris Growth Acquisition Corp - Units (1 Ord Class A, 1 War)
|
|
|
679,400 |
|
|
|
2017-01-31 |
13G/A
|
MACQU / MCAP Acquisition Corp - Units (1 Ord Share Class A & 1/3 War)
|
|
|
390,000 |
|
|
|
2017-01-24 |
13D/A
|
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
|
|
|
631,774 |
|
|
|
2017-01-24 |
13D/A
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
604,191 |
631,774 |
|
|
|
2017-01-24 |
13D/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,330,837 |
1,429,254 |
|
|
|
2017-01-18 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
5,716,186 |
3,370,673 |
|
|
|
2016-12-30 |
13G
|
JCHAX / JPMorgan China Region Fund
|
|
|
338,205 |
|
|
|
2016-12-22 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
1,690,788 |
1,728,971 |
|
|
|
2016-12-19 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
1,735,473 |
1,690,788 |
|
|
|
2016-12-13 |
13D/A
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
3,378,893 |
|
|
|
2016-12-13 |
13D/A
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
3,696,411 |
3,378,893 |
|
|
|
2016-12-13 |
13D/A
|
WHLRW / Wheeler Real Estate Investment Trust, Inc., Warrants
|
|
3,696,411 |
3,378,893 |
|
|
|
2016-12-09 |
13D/A
|
50063B104 / Korea Equity Fund, Inc.
|
|
555,167 |
655,917 |
|
|
|
2016-11-28 |
13D
|
CTF / Nuveen Long/Short Commodity Total Return Fund
|
|
1,353,221 |
1,787,888 |
|
|
|
2016-11-25 |
13D/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,298,702 |
1,330,837 |
|
|
|
2016-11-25 |
13D/A
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
955,669 |
850,176 |
|
|
|
2016-11-14 |
13D/A
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
3,696,411 |
|
|
|
2016-11-14 |
13D/A
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
4,298,173 |
3,696,411 |
|
|
|
2016-11-14 |
13D/A
|
WHLRW / Wheeler Real Estate Investment Trust, Inc., Warrants
|
|
|
3,696,411 |
|
|
|
2016-11-01 |
13D/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,382,622 |
1,298,702 |
|
|
|
2016-11-01 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
1,724,832 |
1,735,473 |
|
|
|
2016-10-25 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
1,658,628 |
1,724,832 |
|
|
|
2016-10-24 |
13D
|
LGI / Lazard Global Total Return and Income Fund, Inc.
|
|
|
955,669 |
|
|
|
2016-10-07 |
13D
|
NYRT / New York REIT, Inc.
|
|
|
2,478,293 |
|
|
|
2016-10-03 |
13D
|
50063B104 / Korea Equity Fund, Inc.
|
|
|
555,167 |
|
|
|
2016-09-28 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
4,946,132 |
5,056,908 |
|
|
|
2016-09-26 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
2,044,734 |
2,149,940 |
|
|
|
2016-09-23 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
|
1,658,628 |
|
|
|
2016-09-22 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,940,113 |
2,044,734 |
|
|
|
2016-09-20 |
13D/A
|
HIL / Hill International Inc
|
|
3,949,438 |
|
|
|
|
2016-09-19 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
2,486,577 |
2,683,107 |
|
|
|
2016-09-09 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
4,738,309 |
4,946,132 |
|
|
|
2016-09-01 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
|
|
|
|
2016-08-30 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,848,984 |
1,940,113 |
|
|
|
2016-08-23 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
2,298,703 |
2,486,577 |
|
|
|
2016-08-16 |
13D/A
|
HIL / Hill International Inc
|
|
3,928,831 |
3,949,438 |
|
|
|
2016-08-10 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
4,432,839 |
4,738,309 |
|
|
|
2016-08-09 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,728,930 |
1,848,984 |
|
|
|
2016-08-09 |
13G
|
SZC / Cushing NextGen Infrastructure Income Fund
|
|
|
604,191 |
|
|
|
2016-08-04 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
5,527,380 |
5,716,186 |
|
|
|
2016-07-27 |
13D/A
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,517,193 |
1,382,622 |
|
|
|
2016-07-21 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
2,100,374 |
2,298,703 |
|
|
|
2016-07-19 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,336,460 |
|
|
|
|
2016-07-15 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,644,551 |
1,728,930 |
|
|
|
2016-06-23 |
13D/A
|
STC / Stewart Information Services Corporation
|
|
|
1,132,200 |
|
|
|
2016-06-15 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,903,522 |
2,100,374 |
|
|
|
2016-06-13 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
350,232 |
317,082 |
|
|
|
2016-06-08 |
13D
|
PHF / Pacholder High Yield Fund, Inc.
|
|
1,512,193 |
1,517,193 |
|
|
|
2016-06-08 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
422,685 |
350,232 |
|
|
|
2016-06-07 |
13G
|
PHF / Pacholder High Yield Fund, Inc.
|
|
|
1,512,193 |
|
|
|
2016-06-07 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
2,600,751 |
2,732,834 |
|
|
|
2016-05-31 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
569,198 |
422,685 |
|
|
|
2016-05-24 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
633,954 |
569,198 |
|
|
|
2016-05-23 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
4,372,339 |
4,432,839 |
|
|
|
2016-05-19 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
402,116 |
383,946 |
|
|
|
2016-05-18 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
4,070,257 |
4,372,339 |
|
|
|
2016-05-17 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,875,968 |
1,903,522 |
|
|
|
2016-05-05 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
711,412 |
633,954 |
|
|
|
2016-05-04 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
3,776,247 |
4,070,257 |
|
|
|
2016-05-03 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
480,418 |
402,116 |
|
|
|
2016-05-02 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
5,342,361 |
5,527,380 |
|
|
|
2016-04-27 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
780,911 |
711,412 |
|
|
|
2016-04-26 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
2,442,176 |
2,600,751 |
|
|
|
2016-04-21 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,558,262 |
1,644,551 |
|
|
|
2016-04-08 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
4,752,349 |
5,342,361 |
|
|
|
2016-04-05 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
3,426,604 |
3,776,247 |
|
|
|
2016-03-30 |
13D/A
|
HIL / Hill International Inc
|
|
3,928,831 |
3,928,831 |
|
|
|
2016-03-29 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,708,660 |
1,875,968 |
|
|
|
2016-03-29 |
13D/A
|
HIL / Hill International Inc
|
|
3,928,831 |
3,928,831 |
|
|
|
2016-03-28 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
566,703 |
480,418 |
|
|
|
2016-03-23 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
3,128,830 |
3,426,604 |
|
|
|
2016-03-21 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,493,003 |
1,558,262 |
|
|
|
2016-03-17 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
1,465,004 |
3,128,830 |
|
|
|
2016-03-14 |
13D/A
|
HIL / Hill International Inc
|
|
3,928,831 |
3,928,831 |
|
|
|
2016-03-10 |
13D
|
HIL / Hill International Inc
|
|
3,943,831 |
3,928,831 |
|
|
|
2016-03-07 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
2,675,546 |
1,465,004 |
|
|
|
2016-03-03 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,407,999 |
1,493,003 |
|
|
|
2016-03-01 |
13D/A
|
DCA / Virtus Total Return Fund
|
|
2,398,675 |
2,675,546 |
|
|
|
2016-02-25 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,302,265 |
1,407,999 |
|
|
|
2016-02-23 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,517,868 |
1,708,660 |
|
|
|
2016-02-19 |
13D
|
DCA / Virtus Total Return Fund
|
|
|
2,398,675 |
|
|
|
2016-02-17 |
13D/A
|
HIL / Hill International Inc
|
|
3,937,873 |
3,943,831 |
|
|
|
2016-02-16 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,199,286 |
1,302,265 |
|
|
|
2016-02-04 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
1,101,809 |
1,199,286 |
|
|
|
2016-02-04 |
13G/A
|
CFD / Nuveen Diversified Commodity Fund
|
|
467,107 |
288,690 |
|
|
|
2016-02-04 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
2,285,113 |
2,442,176 |
|
|
|
2016-02-04 |
13G/A
|
HYF / Managed High Yield Plus Fund, Inc.
|
|
3,124,276 |
3,489,947 |
|
|
|
2016-02-03 |
13G/A
|
FUR / Winthrop Realty Trust, Inc.
|
|
|
2,455,528 |
|
|
|
2016-02-03 |
13G/A
|
CTF / Nuveen Long/Short Commodity Total Return Fund
|
|
838,286 |
1,353,221 |
|
|
|
2016-02-02 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,460,293 |
|
|
|
2016-02-02 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,460,293 |
|
|
|
2016-01-28 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
998,771 |
1,101,809 |
|
|
|
2016-01-26 |
13D/A
|
HIL / Hill International Inc
|
|
3,937,873 |
3,937,873 |
|
|
|
2016-01-25 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,322,064 |
1,517,868 |
|
|
|
2016-01-19 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
880,148 |
998,771 |
|
|
|
2016-01-05 |
13D/A
|
/ Global High Income Dollar Fund, Inc.
|
|
1,711,463 |
1,950,723 |
|
|
|
2016-01-05 |
13D/A
|
XGHIX / Global High Income Fund, Inc
|
|
1,711,463 |
1,950,723 |
|
|
|
2016-01-04 |
13D/A
|
JGV / Nuveen Global Equity Income Fund
|
|
1,166,700 |
1,322,064 |
|
|
|
2015-12-24 |
13G
|
HYF / Managed High Yield Plus Fund, Inc.
|
|
|
3,124,276 |
|
|
|
2015-12-21 |
13D/A
|
HIL / Hill International Inc
|
|
3,932,873 |
3,937,873 |
|
|
|
2015-12-16 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
737,600 |
880,148 |
|
|
|
2015-12-14 |
13D
|
JGV / Nuveen Global Equity Income Fund
|
|
|
1,166,700 |
|
|
|
2015-12-10 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
637,343 |
737,600 |
|
|
|
2015-12-07 |
13D/A
|
HIL / Hill International Inc
|
|
3,330,610 |
3,932,873 |
|
|
|
2015-12-03 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
657,778 |
566,703 |
|
|
|
2015-11-24 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
2,049,305 |
2,285,113 |
|
|
|
2015-11-12 |
13G/A
|
DRA / Diversified Real Asset Income Fund
|
|
|
998,067 |
|
|
|
2015-11-05 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,933,442 |
2,049,305 |
|
|
|
2015-11-05 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
727,296 |
637,343 |
|
|
|
2015-11-03 |
13D/A
|
FULL / Full Circle Capital Corp.
|
|
1,561,657 |
1,760,015 |
|
|
|
2015-10-21 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
923,697 |
886,136 |
|
|
|
2015-10-16 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
746,424 |
657,778 |
|
|
|
2015-10-16 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,125,118 |
923,697 |
|
|
|
2015-10-15 |
13G/A
|
GYRO / Gyrodyne, LLC
|
|
103,707 |
71,707 |
|
|
|
2015-10-14 |
13D/A
|
/ Global High Income Dollar Fund, Inc.
|
|
1,694,907 |
1,711,463 |
|
|
|
2015-10-14 |
13D/A
|
XGHIX / Global High Income Fund, Inc
|
|
|
1,711,463 |
|
|
|
2015-10-08 |
13D/A
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
3,902,692 |
4,752,349 |
|
|
|
2015-10-06 |
13D/A
|
FAV / First Trust Dividend and Income Fund
|
|
642,618 |
727,296 |
|
|
|
2015-10-05 |
13D
|
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
3,902,692 |
|
|
|
2015-10-05 |
13G
|
GYRO / Gyrodyne, LLC
|
|
|
76,510 |
|
|
|
2015-10-01 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,868,679 |
1,933,442 |
|
|
|
2015-09-25 |
13D
|
FAV / First Trust Dividend and Income Fund
|
|
|
642,618 |
|
|
|
2015-09-18 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,752,934 |
1,868,679 |
|
|
|
2015-09-16 |
13G
|
CLDC / China Lending Corporation
|
|
|
508,950 |
|
|
|
2015-09-10 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
979,448 |
1,452,170 |
|
|
|
2015-08-31 |
13D/A
|
/ Global High Income Dollar Fund, Inc.
|
|
1,493,512 |
1,694,907 |
|
|
|
2015-08-26 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,311,035 |
1,125,118 |
|
|
|
2015-08-24 |
13G
|
CTF / Nuveen Long/Short Commodity Total Return Fund
|
|
|
838,286 |
|
|
|
2015-07-30 |
13D/A
|
HIL / Hill International Inc
|
|
3,330,610 |
3,330,610 |
|
|
|
2015-07-30 |
13D
|
/ Global High Income Dollar Fund, Inc.
|
|
|
1,493,512 |
|
|
|
2015-07-27 |
13D
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
4,298,173 |
|
|
|
2015-07-27 |
13D/A
|
HIL / Hill International Inc
|
|
2,785,391 |
3,330,610 |
|
|
|
2015-07-27 |
13D
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
4,298,173 |
|
|
|
2015-07-24 |
13D/A
|
XRDC / Crossroads Capital, Inc.
|
|
|
1,140,917 |
|
|
|
2015-07-23 |
13D/A
|
EQS / Equus Total Return, Inc.
|
|
|
566,998 |
|
|
|
2015-07-23 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
1,236,304 |
1,831,604 |
|
|
|
2015-07-23 |
13D/A
|
FULL / Full Circle Capital Corp.
|
|
1,322,147 |
1,561,657 |
|
|
|
2015-07-21 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,617,729 |
1,752,934 |
|
|
|
2015-07-20 |
13G
|
CFD / Nuveen Diversified Commodity Fund
|
|
|
467,107 |
|
|
|
2015-07-17 |
13D/A
|
XAYNX / Alliance New York Municipal Inc
|
|
588,927 |
723,198 |
|
|
|
2015-07-17 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
1,236,304 |
1,236,304 |
|
|
|
2015-07-16 |
13D/A
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
738,723 |
979,448 |
|
|
|
2015-07-16 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
1,110,542 |
1,236,304 |
|
|
|
2015-07-14 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
780,911 |
780,911 |
|
|
|
2015-07-14 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,378,660 |
1,336,460 |
|
|
|
2015-07-13 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,369,434 |
1,378,660 |
|
|
|
2015-07-13 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
735,928 |
780,911 |
|
|
|
2015-07-10 |
13D
|
LCM / Advent Claymore Convertible Securities and Income Fund II
|
|
|
738,723 |
|
|
|
2015-07-07 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,311,035 |
1,311,035 |
|
|
|
2015-07-07 |
13D/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
1,060,568 |
1,110,542 |
|
|
|
2015-07-01 |
13G/A
|
STGG / STG Group, Inc.
|
|
|
349,900 |
|
|
|
2015-07-01 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,275,594 |
1,311,035 |
|
|
|
2015-06-30 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
1,171,843 |
1,275,594 |
|
|
|
2015-06-26 |
13D/A
|
US29102N1054 / Emergent Capital, Inc.
|
|
|
4,479,437 |
|
|
|
2015-06-26 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,503,275 |
1,617,729 |
|
|
|
2015-06-11 |
13D/A
|
XRDC / Crossroads Capital, Inc.
|
|
|
|
|
|
|
2015-06-05 |
13D/A
|
FULL / Full Circle Capital Corp.
|
|
1,322,147 |
1,322,147 |
|
|
|
2015-06-04 |
13D
|
FULL / Full Circle Capital Corp.
|
|
|
1,322,147 |
|
|
|
2015-06-01 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
666,355 |
735,928 |
|
|
|
2015-05-27 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,363,333 |
1,369,434 |
|
|
|
2015-05-27 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
620,722 |
666,355 |
|
|
|
2015-05-15 |
13D
|
HIL / Hill International Inc
|
|
|
2,785,391 |
|
|
|
2015-05-12 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
746,424 |
|
|
|
2015-05-04 |
13D/A
|
XRDC / Crossroads Capital, Inc.
|
|
|
|
|
|
|
2015-04-24 |
13D
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
1,060,568 |
|
|
|
2015-04-20 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
|
1,171,843 |
|
|
|
2015-04-20 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,461,936 |
1,503,275 |
|
|
|
2015-04-13 |
13D/A
|
XRDC / Crossroads Capital, Inc.
|
|
895,609 |
|
|
|
|
2015-04-13 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
1,348,966 |
1,363,333 |
|
|
|
2015-04-13 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
620,722 |
620,722 |
|
|
|
2015-04-06 |
13D/A
|
XAYNX / Alliance New York Municipal Inc
|
|
|
588,927 |
|
|
|
2015-04-06 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,332,895 |
1,461,936 |
|
|
|
2015-04-02 |
13G/A
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
401,021 |
|
|
|
2015-03-30 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,301,595 |
1,332,895 |
|
|
|
2015-03-26 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
1,144,539 |
1,301,595 |
|
|
|
2015-03-25 |
13D/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
491,936 |
620,722 |
|
|
|
2015-03-23 |
13D
|
XRDC / Crossroads Capital, Inc.
|
|
|
895,609 |
|
|
|
2015-03-16 |
13D
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
|
491,936 |
|
|
|
2015-03-16 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
1,348,966 |
|
|
|
2015-03-13 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
1,144,539 |
|
|
|
2015-03-10 |
13G/A
|
RNE / Morgan Stanley Eastern European Fund, Inc.
|
|
379,893 |
670,038 |
|
|
|
2015-03-09 |
13G
|
RNE / Morgan Stanley Eastern European Fund, Inc.
|
|
|
379,893 |
|
|
|
2015-03-04 |
13G/A
|
JGH / Nuveen Global High Income Fund
|
|
|
1,153,243 |
|
|
|
2015-03-02 |
13G
|
FUR / Winthrop Realty Trust, Inc.
|
|
|
2,016,984 |
|
|
|
2015-02-27 |
13D/A
|
XAYNX / Alliance New York Municipal Inc
|
|
|
539,095 |
|
|
|
2015-02-26 |
13D
|
STC / Stewart Information Services Corporation
|
|
|
1,154,289 |
|
|
|
2015-02-24 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
990,137 |
|
|
|
2015-02-17 |
13G/A
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
899,262 |
|
|
|
2015-02-13 |
13G
|
DRA / Diversified Real Asset Income Fund
|
|
|
1,848,023 |
|
|
|
2015-02-12 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,484,152 |
|
|
|
2015-02-10 |
13G/A
|
XRDC / Crossroads Capital, Inc.
|
|
|
661,666 |
|
|
|
2015-02-10 |
13G/A
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
|
463,813 |
|
|
|
2015-02-04 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
831,148 |
|
|
|
2015-02-02 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
1,308,220 |
|
|
|
2015-01-29 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
|
1,123,920 |
|
|
|
2015-01-22 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
975,574 |
|
|
|
2015-01-22 |
13D
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
109 |
|
|
|
2015-01-20 |
13D/A
|
GLQ / Clough Global Equity Fund
|
|
|
1,123,920 |
|
|
|
2015-01-15 |
13D
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
687,128 |
|
|
|
2015-01-13 |
13D/A
|
XAYNX / Alliance New York Municipal Inc
|
|
|
488,913 |
|
|
|
2014-12-29 |
13G
|
XRDC / Crossroads Capital, Inc.
|
|
|
584,278 |
|
|
|
2014-12-29 |
13D
|
XAYNX / Alliance New York Municipal Inc
|
|
|
439,831 |
|
|
|
2014-12-22 |
13G
|
XCMKX / MFS Intermarket Income Trust I
|
|
|
581,332 |
|
|
|
2014-12-08 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
|
1,162,270 |
|
|
|
2014-12-05 |
13G
|
JGH / Nuveen Global High Income Fund
|
|
|
2,784,756 |
|
|
|
2014-12-05 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,085,590 |
|
|
|
2014-12-01 |
13G
|
LBF / Deutsche Global High Income Fund, Inc.
|
|
|
392,064 |
|
|
|
2014-11-21 |
13D
|
GLQ / Clough Global Equity Fund
|
|
|
934,067 |
|
|
|
2014-11-17 |
13D
|
XAYNX / Alliance New York Municipal Inc
|
|
|
848 |
|
|
|
2014-11-17 |
13D/A
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
1,092,375 |
|
|
|
2014-11-12 |
13G/A
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
600 |
|
|
|
2014-11-10 |
13G
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
600 |
|
|
|
2014-11-10 |
13G
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
109 |
|
|
|
2014-11-06 |
13G/A
|
DCA / Virtus Total Return Fund
|
|
|
1,365,797 |
|
|
|
2014-09-30 |
13D/A
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
546,211 |
|
|
|
2014-09-25 |
13G
|
WHLR / Wheeler Real Estate Investment Trust, Inc.
|
|
|
669,053 |
|
|
|
2014-09-22 |
13D
|
RIT / LMP Real Estate Income Fund, Inc.
|
|
|
634,079 |
|
|
|
2014-09-15 |
13G
|
DRA / Diversified Real Asset Income Fund
|
|
|
1,810,981 |
|
|
|
2014-08-07 |
13D/A
|
|
|
|
266,364 |
|
|
|
2014-07-30 |
13D/A
|
|
|
|
363,686 |
|
|
|
2014-07-25 |
13D/A
|
|
|
|
491,025 |
|
|
|
2014-07-18 |
13D/A
|
|
|
|
565,677 |
|
|
|
2014-07-10 |
13D
|
DHG / Deutsche High Income Opportunities Fund, Inc.
|
|
|
919,900 |
|
|
|
2014-07-01 |
13D/A
|
|
|
|
644,819 |
|
|
|
2014-06-30 |
13D/A
|
|
|
|
897,289 |
|
|
|
2014-06-20 |
13D/A
|
|
|
|
782,380 |
|
|
|
2014-06-20 |
13D/A
|
|
|
|
725,261 |
|
|
|
2014-06-09 |
13D
|
JGT /
|
|
|
2,702,117 |
|
|
|
2014-05-27 |
13D
|
|
|
|
673,574 |
|
|
|
2014-05-21 |
13D/A
|
SWZ / Total Return Securities, Inc.
|
|
|
1,745,210 |
|
|
|
2014-05-16 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
|
283,636 |
|
|
|
2014-05-15 |
13D/A
|
/ Madison Strategic Sector Premium Fund
|
|
|
292,536 |
|
|
|
2014-04-21 |
13D
|
/ Madison Strategic Sector Premium Fund
|
|
|
352,072 |
|
|
|
2014-04-09 |
13D/A
|
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
3,280,668 |
|
|
|
2014-04-01 |
13D/A
|
|
|
|
1,161,451 |
|
|
|
2014-03-10 |
13G
|
DCA / Virtus Total Return Fund
|
|
|
1,436,076 |
|
|
|
2014-02-19 |
13D/A
|
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
4,179,215 |
|
|
|
2014-02-14 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,277,934 |
|
|
|
2014-02-10 |
13G/A
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,360,251 |
|
|
|
2014-02-07 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
1,021,957 |
|
|
|
2014-02-03 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,175,529 |
|
|
|
2014-01-14 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,084,474 |
|
|
|
2014-01-13 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,057,623 |
|
|
|
2014-01-13 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
928,859 |
|
|
|
2014-01-10 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,057,623 |
|
|
|
2014-01-02 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,015,376 |
|
|
|
2013-12-31 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
1,002,845 |
|
|
|
2013-12-18 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
845,076 |
|
|
|
2013-12-18 |
13D/A
|
JMI / Javelin Mortgage Investment Corp.
|
|
|
367,612 |
|
|
|
2013-12-12 |
13D/A
|
|
|
|
785,724 |
|
|
|
2013-12-11 |
13D/A
|
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
|
|
|
4,886,760 |
|
|
|
2013-12-11 |
13D/A
|
|
|
|
568,025 |
|
|
|
2013-12-11 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
907,168 |
|
|
|
2013-12-02 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
797,171 |
|
|
|
2013-11-29 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
764,601 |
|
|
|
2013-11-27 |
13D/A
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
678,243 |
|
|
|
2013-11-22 |
13D
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
673,740 |
|
|
|
2013-11-22 |
13D
|
IMF / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Managed Futures Strategy ETF
|
|
|
593,675 |
|
|
|
2013-11-22 |
13D/A
|
JMI / Javelin Mortgage Investment Corp.
|
|
|
1,032,303 |
|
|
|
2013-11-08 |
13G
|
|
|
|
700,000 |
|
|
|
2013-11-04 |
13D/A
|
ZAIS / ZAIS Group Holdings, Inc.
|
|
|
1,413,351 |
|
|
|
2013-11-04 |
13G
|
STGG / STG Group, Inc.
|
|
|
549,900 |
|
|
|
2013-10-28 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
426,531 |
|
|
|
2013-10-21 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
448,743 |
|
|
|
2013-10-18 |
13D/A
|
|
|
|
460,321 |
|
|
|
2013-10-15 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
547,184 |
|
|
|
2013-10-08 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
632,668 |
|
|
|
2013-09-30 |
13D
|
|
|
|
396,094 |
|
|
|
2013-09-30 |
13D/A
|
JMI / Javelin Mortgage Investment Corp.
|
|
|
945,457 |
|
|
|
2013-09-26 |
13D/A
|
SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
726,356 |
|
|
|
2013-08-29 |
13G
|
US5538291023 / MVC Capital, Inc.
|
|
|
1,168,216 |
|
|
|
2013-08-19 |
13D/A
|
|
|
|
895,609 |
|
|
|
2013-08-16 |
13D
|
JMI / Javelin Mortgage Investment Corp.
|
|
|
740,346 |
|
|
|
2013-08-08 |
13D
|
SWZ / Total Return Securities, Inc.
|
|
|
1,703,177 |
|
|
|
2013-07-26 |
13D/A
|
|
|
|
895,609 |
|
|
|
2013-04-29 |
13D/A
|
ZAIS / ZAIS Group Holdings, Inc.
|
|
|
1,575,940 |
|
|
|
2013-04-02 |
13D
|
ZAIS / ZAIS Group Holdings, Inc.
|
|
|
1,350,000 |
|
|
|