Investor Bulldog Investors
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Bulldog Investors . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2014-01-29 13D/A US29102N1054 / Emergent Capital, Inc. 2,306,339
2014-01-02 13D/A 0
2013-12-30 13D/A ZTR / Virtus Global Dividend & Income Fund Inc. 1,723,585
2013-11-04 13D/A ZAIS / ZAIS Group Holdings, Inc. 1,121,454
2013-10-25 13G/A 200,000
2013-07-10 13D/A 2,252,675
2013-06-26 13G/A GLRI / Glori Energy Inc. 143,200
2013-06-10 13D/A EQS / Equus Total Return, Inc. 602,147
2013-05-29 13D/A SVVC / Firsthand Technology Value Fund, Inc. 838,882
2013-04-30 13D ZAIS / ZAIS Group Holdings, Inc. 1,171,189
2013-04-18 13G/A 0
2013-04-15 13D/A SVVC / Firsthand Technology Value Fund, Inc. 827,565
2013-03-27 13D/A 452834104 / Emergent Capital, Inc. 2,428,493
2013-03-25 13G/A 117,400
2013-02-26 13D/A DHFT / 1,401,037
2013-02-21 13D/A DHFT / 1,352,247
2013-02-19 13D/A DHFT / 1,312,437
2013-02-13 13G/A MYRX / Myrexis, Inc. 2,634,889
2013-02-13 13G/A FWLAF / FlatWorld Acquisition Corp 0
2013-02-13 13G/A AXPUF / Arabella Exploration, Inc. 396,000
2013-02-13 13G/A JTPY / JetPay Corporation 0
2013-02-13 13G/A RMGN / RMG Networks Holding Corp. 851,400
2013-02-13 13G/A GLRI / Glori Energy Inc. 323,700
2013-02-13 13G/A 997,800
2013-02-13 13G/A KBSF / KBS Fashion Group Limited 915,522
2013-02-06 13D/A GCH / Aberdeen Greater China Fund, Inc. 2,618,021
2013-01-23 13D/A GCH / Aberdeen Greater China Fund, Inc. 2,510,340
2013-01-17 13D/A DHFT / 1,215,152
2013-01-11 13D/A DHFT / 1,092,260
2013-01-08 13D/A IRL / New Ireland Fund Inc 227,945
2012-12-28 13G G9396G100 / Urban Tea Inc 435,000
2012-12-26 13D/A DHFT / 1,017,504
2012-12-26 13D/A GCH / Aberdeen Greater China Fund, Inc. 2,151,256
2012-12-20 13D/A 154,824
2012-12-18 13G/A IRIG / Integrated Drilling Equipment Holdings Corp. 0
2012-12-10 13D/A GCH / Aberdeen Greater China Fund, Inc. 1,567,420
2012-11-30 13D OXLC / Oxford Lane Capital Corp. 150,000
2012-11-27 13D/A 211,620
2012-11-15 13D 1,915,972
2012-11-06 13G KBSF / KBS Fashion Group Limited 908,000
2012-11-06 13G 600,000
2012-11-06 13D/A IRL / New Ireland Fund Inc 337,483
2012-10-29 13G 600,000
2012-10-24 13D/A SVVC / Firsthand Technology Value Fund, Inc. 757,420
2012-10-24 13D/A DHFT / 970,348
2012-10-15 13G/A VER / VEREIT Inc 0
2012-10-15 13D ZTR / Virtus Global Dividend & Income Fund Inc. 1,833,628
2012-10-12 13D/A GCH / Aberdeen Greater China Fund, Inc. 1,233,945
2012-10-09 13G/A 0
2012-10-04 13G/A MULN / Mullen Automotive, Inc. 0
2012-09-27 13D SVVC / Firsthand Technology Value Fund, Inc. 637,098
2012-09-27 13D/A GCH / Aberdeen Greater China Fund, Inc. 1,216,059
2012-09-24 13D GCH / Aberdeen Greater China Fund, Inc. 1,172,527
2012-09-07 13G/A VER / VEREIT Inc 278,506
2012-08-22 13D/A DHFT / 917,571
2012-08-22 13D/A TF / 1,367,632
2012-08-21 13D/A TF / 845,158
2012-08-17 13D/A ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund 5,892,975
2012-08-08 13G/A GLRI / Glori Energy Inc. 325,000
2012-08-08 13D/A ASG / Liberty All-Star Growth Fund, Inc. 21,827
2012-08-03 13D/A 237,398
2012-08-03 13D/A TF / 826,477
2012-08-01 13G/A 476,851
2012-07-31 13D/A TF / 779,235
2012-07-23 13G GLRI / Glori Energy Inc. 325,000
2012-07-23 13D/A ASG / Liberty All-Star Growth Fund, Inc. 1,934,332
2012-07-20 13D/A CSP / 2,240,949
2012-07-19 13D ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund 4,575,717
2012-07-17 13D/A ASG / Liberty All-Star Growth Fund, Inc. 2,720,133
2012-07-16 13D TF / 690,488
2012-07-09 13G FFD / Morgan Stanley Frontier Emerging Markets Fund, Inc. 426,525
2012-07-09 13D/A US29102N1054 / Emergent Capital, Inc. 2,306,514
2012-07-09 13D/A ASG / Liberty All-Star Growth Fund, Inc. 3,124,945
2012-06-22 13D/A IRL / New Ireland Fund Inc 472,999
2012-06-20 13D/A DHFT / 876,338
2012-06-14 13D/A US29102N1054 / Emergent Capital, Inc. 2,306,514
2012-06-08 13D/A 254,414
2012-06-07 13D/A US29102N1054 / Emergent Capital, Inc. 2,069,707
2012-06-07 13G/A TF / 611,396
2012-05-25 13D/A US29102N1054 / Emergent Capital, Inc. 1,827,268
2012-05-22 13D/A DHFT / 833,519
2012-05-07 13D/A US29102N1054 / Emergent Capital, Inc. 1,658,342
2012-05-01 13D/A CSP / 2,011,601
2012-04-17 13D/A US29102N1054 / Emergent Capital, Inc. 1,425,514
2012-04-04 13D/A US29102N1054 / Emergent Capital, Inc. 1,421,674
2012-04-02 13D 297,281
2012-03-28 13D/A DHFT / 792,727
2012-03-23 13G 500,300
2012-03-23 13G TF / 411,497
2012-03-21 13D/A US29102N1054 / Emergent Capital, Inc. 1,375,965
2012-03-20 13G SNAX / Stryve Foods, Inc. 410,000
2012-03-19 13D/A CSP / 1,798,216
2012-03-08 13D 452834104 / Emergent Capital, Inc. 1,207,160
2012-03-05 13D/A DHFT / 711,323
2012-02-27 13G MYRX / Myrexis, Inc. 1,936,564
2012-02-27 13D CSP / 1,467,779
2012-02-16 13D/A DHFT / 668,068
2012-02-14 13G/A G72436101 / Prime Acquisition Corp. 312,700
2012-02-14 13G/A FWLAF / FlatWorld Acquisition Corp 365,850
2012-02-14 13G/A MULN / Mullen Automotive, Inc. 578,313
2012-02-14 13G/A VER / VEREIT Inc 448,434
2012-02-14 13G/A JTPY / JetPay Corporation 937,600
2012-02-14 13G/A RMGN / RMG Networks Holding Corp. 801,400
2012-02-14 13G/A IRIG / Integrated Drilling Equipment Holdings Corp. 681,184
2012-02-14 13G/A 1,308,500
2012-02-01 13D/A DHFT / 623,885
2012-01-25 13D/A DHFT / 567,866
2012-01-17 13D/A DHFT / 505,458
2012-01-13 13D DHFT / 349,512