Investor Brookstone Capital Management
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Brookstone Capital Management . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-09-03 13G UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 105,889 1,687,096
2025-09-03 13G/A UDEC / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December 955,217 802,312
2025-09-03 13G MSTQ / ETF Series Solutions - LHA Market State Tactical Q ETF 499,602
2025-09-03 13G BAUG / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - August 16,481 571,686
2025-08-04 13G BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June 16,285 575,802
2025-08-04 13G UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 39,930 1,625,947
2025-08-04 13G UJUN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - June 543,687 1,671,724
2025-08-04 13G/A UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January 1,328,717 63,391
2025-08-04 13G/A UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 1,877,861 64,695
2025-07-01 13G TJAN / Innovator ETFs Trust - Innovator Equity Defined Protection ETF - 2 Yr to January 2027 175,557
2025-06-04 13G/A UMAR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - March 128,490 1,539,658
2025-06-04 13G UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 81,084 1,877,861
2025-06-04 13G BMAR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - March 499,535
2025-06-04 13G/A UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November 1,519,999 93,279
2025-06-04 13G/A BNOV / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - November 502,181 19,384
2025-06-04 13G/A UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 1,453,465 58,912
2025-06-04 13G/A BOCT / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - October 482,804 21,998
2025-05-05 13G ZAPR / Innovator ETFs Trust - Innovator Equity Defined Protection ETF - 1 Yr April 288,350
2025-05-05 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 539,726 584,959
2025-05-05 13G/A UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 1,686,518 1,722,886
2025-05-05 13G/A BSTP / Innovator ETFs Trust - Innovator Buffer Step-Up Strategy ETF 240,310 28,248
2025-04-02 13G/A UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 1,551,084 1,686,518
2025-03-04 13G/A BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September 487,642 17,844
2025-03-04 13G UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 55,288 1,551,084
2025-03-04 13G/A USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 1,197,466 45,437
2025-03-04 13G/A BAUG / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - August 446,744 16,481
2025-03-04 13G BFEB / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - February 530,840
2025-03-04 13G UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January 1,328,717
2025-03-04 13G/A UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 871,065 1,453,465
2025-03-04 13G/A UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November 1,261,612 1,519,999
2025-03-04 13G/A UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 1,434,923 105,889
2025-03-04 13G/A TFJL / Innovator ETFs Trust - Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly 203,762 0
2025-02-06 13G/A USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 1,197,466
2025-02-05 13G/A UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November 1,261,612
2025-01-08 13G/A UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 1,136,221 1,434,923
2025-01-08 13G/A UDEC / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December 118,187 955,217
2025-01-08 13G/A UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 570,021 871,065
2025-01-08 13G/A JULH / Innovator ETFs Trust - Innovator Premium Income 20 Barrier ETF - July 53,657 64,351
2025-01-08 13G JUCY / ETF Series Solutions - Aptus Enhanced Yield ETF 907,741
2025-01-08 13G/A UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November 929,814
2025-01-08 13G/A POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October 950,579
2025-01-08 13G/A BSTP / Innovator ETFs Trust - Innovator Buffer Step-Up Strategy ETF 228,714 240,310
2025-01-08 13G BOCT / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - October 482,804
2025-01-08 13G/A YSEP / First Trust Exchange-Traded Fund VIII - FT Vest International Equity Moderate Buffer ETF - September 112,391
2025-01-08 13G/A MSVX / ETF Series Solutions - LHA Market State Alpha Seeker ETF 179,712 0
2025-01-08 13G/A UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 540,008 39,930
2025-01-08 13G/A POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October 952,733
2025-01-08 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 202,648 539,726
2025-01-08 13G/A JANJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - January 28,445 7,919
2025-01-08 13G/A USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 552,971 868,054
2025-01-08 13G BSEP / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - September 487,642
2025-01-08 13G/A DJAN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - January 498,103 420,365
2024-12-03 13G BNOV / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - November 502,181
2024-12-03 13G BAUG / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - August 446,744
2024-12-03 13G/A BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June 388,251 16,285
2024-12-03 13G/A BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June 388,251 16,285
2024-12-03 13G UNOV / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - November 632,116
2024-11-04 13G UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 54,528 570,021
2024-11-04 13G/A XTAP / Innovator ETFs Trust - Innovator U.S. Equity Accelerated Plus ETF - April 42,324 5,519
2024-11-04 13G/A UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 617,380 81,084
2024-10-02 13G/A MSVX / ETF Series Solutions - LHA Market State Alpha Seeker ETF 177,806 179,712
2024-10-02 13G/A USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 57,275 552,971
2024-10-02 13G/A UMAY / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May 521,969 33,931
2024-10-02 13G XTAP / Innovator ETFs Trust - Innovator U.S. Equity Accelerated Plus ETF - April 42,324
2024-10-02 13G/A BMAY / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - May 375,020 11,178
2024-09-04 13G/A IMAY / Innovator ETFs Trust - Innovator International Developed Power Buffer ETF - May 47,931 0
2024-09-04 13G UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 217,044 1,136,221
2024-09-04 13G/A UMAR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - March 559,079 128,490
2024-08-02 13G/A UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 540,301 55,288
2024-08-02 13G/A XTJL / Innovator ETFs Trust - Innovator U.S. Equity Accelerated Plus ETF - July 27,888 3,999
2024-08-02 13G UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 53,621 540,008
2024-08-02 13G IMAY / Innovator ETFs Trust - Innovator International Developed Power Buffer ETF - May 47,526 47,931
2024-07-02 13G BJUN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - June 388,251
2024-07-02 13G UJUN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - June 68,220 543,687
2024-06-05 13G BMAY / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - May 375,020
2024-06-05 13G IMAY / Innovator ETFs Trust - Innovator International Developed Power Buffer ETF - May 47,526
2024-06-05 13G/A UMAY / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May 140,005 521,969
2024-06-05 13G/A UDEC / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December 533,342 118,187
2024-06-05 13G/A MSTB / ETF Series Solutions - LHA Market State Tactical Beta ETF 989,144 971,653
2024-05-01 13G/A UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 531,946 217,044
2024-05-01 13G/A TFJL / Innovator ETFs Trust - Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly 148,906 203,762
2024-05-01 13G UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 71,370 617,380
2024-04-02 13G/A MSVX / ETF Series Solutions - LHA Market State Alpha Seeker ETF 436,218 177,806
2024-04-02 13G UFEB / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - February 540,301
2024-04-02 13G UMAR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - March 12,251 559,079
2024-04-02 13G/A USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 434,248 57,275
2024-04-02 13G/A UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 526,547 53,621
2024-03-04 13G/A JULJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - July 62,774
2024-03-04 13G/A OCTH / Innovator ETFs Trust - Innovator Premium Income 20 Barrier ETF - October 60,980
2024-03-04 13G/A UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 506,678 526,547
2024-03-04 13G/A XTJL / Innovator ETFs Trust - Innovator U.S. Equity Accelerated Plus ETF - July 52,182 27,888
2024-03-04 13G/A JANJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - January 100,040 28,445
2024-02-01 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 271,690 51,483
2024-02-01 13G/A DJAN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - January 808,072 498,103
2024-02-01 13G JANJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - January 271,690 100,040
2024-02-01 13G/A UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 414,145 54,528
2024-01-03 13G XTJL / Innovator ETFs Trust - Innovator U.S. Equity Accelerated Plus ETF - July 44,927 52,182
2024-01-03 13G/A UJUN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - June 44,927 68,220
2024-01-03 13G/A UDEC / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - December 533,342
2024-01-03 13G OCTJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - October 44,927 60,731
2024-01-03 13G TFJL / Innovator ETFs Trust - Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly 44,927 148,906
2024-01-03 13G/A PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June 245,640
2024-01-03 13G PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December 1,290,338
2024-01-03 13G BSTP / Innovator ETFs Trust - Innovator Buffer Step-Up Strategy ETF 228,714
2024-01-03 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 44,927 202,648
2023-12-04 13G UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July 506,678
2023-11-02 13G UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October 414,145
2023-11-02 13G/A UMAY / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - May 140,005
2023-11-02 13G OCTH / Innovator ETFs Trust - Innovator Premium Income 20 Barrier ETF - October 531,946 44,927
2023-11-02 13G/A JULJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - July 531,946 135,439
2023-10-04 13G/A UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 567,141 71,370
2023-10-04 13G USEP / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - September 434,248
2023-09-01 13G/A UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 53,657 531,946
2023-08-04 13G JULH / Innovator ETFs Trust - Innovator Premium Income 20 Barrier ETF - July 437,585 53,657
2023-08-04 13G UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 437,585 481,889
2023-08-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 437,585 16,613
2023-08-04 13G UAPR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - April 567,141
2023-08-04 13G/A UMAR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - March 437,585 12,251
2023-08-04 13G/A SPDN / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bear 1X Shares 5,875,523 50,965
2023-08-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 437,585 49,383
2023-08-04 13G JULJ / Innovator ETFs Trust - Innovator Premium Income 30 Barrier ETF - July 437,585 130,322
2023-07-06 13G/A BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund 2,579,864 12,187
2023-07-06 13G/A SPDN / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bear 1X Shares 8,514,486 5,875,523
2023-07-06 13G UMAR / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - March 628,158 437,585
2023-07-06 13G/A UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 628,158 43,985
2023-06-05 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 4,707 628,158
2023-06-05 13G UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August 4,707 454,755
2023-06-05 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 4,707 0
2023-05-03 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 75,093 4,707
2023-05-03 13G BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund 2,579,864
2023-05-03 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 75,093 11,767
2023-05-03 13G MSTB / ETF Series Solutions - LHA Market State Tactical Beta ETF 989,144
2023-05-03 13G SPDN / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bear 1X Shares 8,514,486
2023-05-03 13G MSVX / ETF Series Solutions - LHA Market State Alpha Seeker ETF 436,218
2023-04-04 13G DJAN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - January 808,072
2023-03-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 10,730 75,093
2023-02-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 510,273 10,730
2023-02-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 510,273 556,987
2023-02-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 510,273 640,260
2023-02-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 510,273 165,297
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 510,273
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 412,181
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 1,125,742
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 970,217
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 155,824
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 386,592
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 95,365
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 175,024
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 359,043
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 271,186
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 537,972
2023-01-04 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 184,410
2023-01-04 13G/A BUFQ / First Trust Exchange-Traded Fund VIII - FT Vest Laddered Nasdaq Buffer ETF 121,426 130,509
2023-01-04 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 94,499 163,464
2022-12-02 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 526,397 94,499
2022-11-02 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 493,406 526,397
2022-10-05 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 1,239,836 493,406
2022-10-05 13G BUFQ / First Trust Exchange-Traded Fund VIII - FT Vest Laddered Nasdaq Buffer ETF 121,426
2022-09-02 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 941 1,239,836
2022-08-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 803,684 941
2022-08-02 13G/A BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 803,684 3,824
2022-07-05 13G BDEC / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - December 803,684
2022-06-02 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 192,702 271,690
2022-05-24 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 178,626 192,702
2022-04-04 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 231,870 178,626
2022-03-07 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 231,870
2022-03-07 13G FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF 236,260
2016-05-11 13G SBM / ProShares Trust - ProShares Short Basic Materials 384,550
2016-05-11 13G SJB / ProShares Trust - ProShares Short High Yield 476,164 384,550
2016-05-11 13G ZBIO / Zenas BioPharma, Inc. 949,102 384,550
2016-01-15 13G EFZ / ProShares Trust - ProShares Short MSCI EAFE 476,164
2016-01-15 13G QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund 362,226
2016-01-15 13G SJB / ProShares Trust - ProShares Short High Yield 949,102
2016-01-15 13G ZBIO / Zenas BioPharma, Inc. 949,102