| 2025-09-09 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
1,770 |
1,770 |
|
|
|
| 2025-09-09 |
13D/A
|
|
|
|
788 |
|
|
|
| 2025-09-09 |
13D/A
|
|
|
|
464 |
|
|
|
| 2025-09-08 |
13D/A
|
US46132E8553 / Invesco Municipal Income Opportunities Trust II
|
|
1,836 |
1,469 |
|
|
|
| 2025-08-20 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-20 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-13 |
13G/A
|
TRS / TriMas Corporation
|
|
3,330,611 |
3,763,259 |
|
|
|
| 2025-08-13 |
13G/A
|
DBRG / DigitalBridge Group, Inc.
|
|
10,095,109 |
8,678,894 |
|
|
|
| 2025-08-13 |
13G
|
SOUN / SoundHound AI, Inc.
|
|
|
23,413,582 |
|
|
|
| 2025-08-13 |
13G
|
PK / Park Hotels & Resorts Inc.
|
|
|
13,475,980 |
|
|
|
| 2025-08-13 |
13G
|
KBDC / Kayne Anderson BDC, Inc.
|
|
|
4,596,731 |
|
|
|
| 2025-08-13 |
13G
|
GPI / Group 1 Automotive, Inc.
|
|
|
712,825 |
|
|
|
| 2025-08-13 |
13G
|
FLNC / Fluence Energy, Inc.
|
|
|
7,341,149 |
|
|
|
| 2025-08-13 |
13G
|
DOOO / BRP Inc.
|
|
|
1,818,087 |
|
|
|
| 2025-08-13 |
13G
|
EGHT / 8x8, Inc.
|
|
|
7,070,320 |
|
|
|
| 2025-08-13 |
13G/A
|
VRM / Vroom, Inc.
|
|
272,507 |
250,529 |
|
|
|
| 2025-08-13 |
13G/A
|
PATH / UiPath Inc.
|
|
26,548,462 |
10,222,937 |
|
|
|
| 2025-08-13 |
13G/A
|
RXST / RxSight, Inc.
|
|
2,181,788 |
172,091 |
|
|
|
| 2025-08-13 |
13G/A
|
INFA / Informatica Inc.
|
|
17,014,587 |
7,927,128 |
|
|
|
| 2025-08-13 |
13G/A
|
APEI / American Public Education, Inc.
|
|
1,028,339 |
808,973 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
1,170 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
5,110 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
2,730 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-08-05 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-06-06 |
13G/A
|
STSS / Sharps Technology, Inc.
|
|
|
0 |
|
|
|
| 2025-05-15 |
13G
|
VRM / Vroom, Inc.
|
|
|
272,507 |
|
|
|
| 2025-05-15 |
13G/A
|
VTYX / Ventyx Biosciences, Inc.
|
|
4,616,536 |
1,016,649 |
|
|
|
| 2025-05-15 |
13G
|
PATH / UiPath Inc.
|
|
|
26,548,462 |
|
|
|
| 2025-05-15 |
13G/A
|
NGL / NGL Energy Partners LP - Limited Partnership
|
|
6,812,752 |
9,087,128 |
|
|
|
| 2025-05-15 |
13G
|
INFA / Informatica Inc.
|
|
|
17,014,587 |
|
|
|
| 2025-05-15 |
13G
|
DBRG / DigitalBridge Group, Inc.
|
|
|
10,095,109 |
|
|
|
| 2025-05-07 |
13G
|
STSS / Sharps Technology, Inc.
|
|
|
7,900 |
|
|
|
| 2025-05-06 |
13D/A
|
|
|
|
2,050 |
|
|
|
| 2025-04-17 |
13D/A
|
|
|
|
170 |
|
|
|
| 2025-04-17 |
13D/A
|
|
|
|
3,500 |
|
|
|
| 2025-04-10 |
13D/A
|
|
|
|
810 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
2,530 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
500 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
410 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
1,240 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
1,020 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
260 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
900 |
|
|
|
| 2025-04-09 |
13D/A
|
|
|
|
1,340 |
|
|
|
| 2025-04-04 |
13D/A
|
|
|
|
0 |
|
|
|
| 2025-02-14 |
13G
|
VTYX / Ventyx Biosciences, Inc.
|
|
|
4,616,536 |
|
|
|
| 2025-02-14 |
13G
|
TRS / TriMas Corporation
|
|
|
3,330,611 |
|
|
|
| 2025-02-14 |
13G
|
TG / Tredegar Corporation
|
|
|
2,865,451 |
|
|
|
| 2025-02-14 |
13G
|
RXST / RxSight, Inc.
|
|
|
2,181,788 |
|
|
|
| 2025-02-14 |
13G
|
RVT / Royce Small-Cap Trust, Inc.
|
|
5,761,382 |
5,848,923 |
|
|
|
| 2025-02-14 |
13G
|
NGL / NGL Energy Partners LP - Limited Partnership
|
|
|
6,812,752 |
|
|
|
| 2025-02-14 |
13G
|
NML / Neuberger Berman Energy Infrastructure and Income Fund Inc.
|
|
|
3,177,782 |
|
|
|
| 2025-02-14 |
13G/A
|
HR / Healthcare Realty Trust Incorporated
|
|
18,792,113 |
5,347,450 |
|
|
|
| 2025-02-14 |
13G/A
|
EFT / Eaton Vance Floating-Rate Income Trust
|
|
1,358,608 |
1,334,088 |
|
|
|
| 2025-02-14 |
13G/A
|
CRBU / Caribou Biosciences, Inc.
|
|
5,048,513 |
1,951,065 |
|
|
|
| 2025-02-14 |
13G
|
BGB / Blackstone Strategic Credit 2027 Term Fund
|
|
1,464,733 |
2,336,627 |
|
|
|
| 2025-02-05 |
13D/A
|
|
|
1,347 |
1,347 |
|
|
|
| 2024-12-20 |
13D/A
|
US27828Q2049 / EFR FLOAT PERP
|
|
|
614 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
2,530 |
2,530 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
|
2,000 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
0 |
0 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
|
0 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
1,607 |
1,607 |
|
|
|
| 2024-12-20 |
13D/A
|
|
|
0 |
0 |
|
|
|
| 2024-12-19 |
13D/A
|
|
|
7,995 |
7,995 |
|
|
|
| 2024-12-13 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
1,347 |
1,347 |
|
|
|
| 2024-12-13 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
2,279 |
2,279 |
|
|
|
| 2024-12-13 |
13D/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
5,754 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
0 |
1,209 |
|
|
|
| 2024-12-13 |
13D/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
0 |
1,972 |
|
|
|
| 2024-12-13 |
13D/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
0 |
3,156 |
|
|
|
| 2024-12-13 |
13D/A
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
500 |
500 |
|
|
|
| 2024-12-13 |
13D/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
500 |
500 |
|
|
|
| 2024-12-13 |
13D/A
|
|
|
|
2,000 |
|
|
|
| 2024-12-13 |
13D/A
|
NMCO / Nuveen Municipal Credit Opportunities Fund
|
|
2,050 |
2,050 |
|
|
|
| 2024-12-13 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
7,995 |
7,995 |
|
|
|
| 2024-12-13 |
13D/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
2,622 |
2,622 |
|
|
|
| 2024-12-13 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
3,285 |
1,350 |
|
|
|
| 2024-12-13 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
1,270 |
1,270 |
|
|
|
| 2024-12-13 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
1,870 |
1,870 |
|
|
|
| 2024-12-13 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
498 |
498 |
|
|
|
| 2024-12-13 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
BNY / BlackRock New York Municipal Income Trust
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MQY / BlackRock MuniYield Quality Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
OIA / Invesco Municipal Income Opportunities Trust
|
|
0 |
0 |
|
|
|
| 2024-12-13 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
1,854 |
1,770 |
|
|
|
| 2024-12-13 |
13D/A
|
US46132E8553 / Invesco Municipal Income Opportunities Trust II
|
|
1,836 |
1,836 |
|
|
|
| 2024-12-13 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
464 |
464 |
|
|
|
| 2024-12-13 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
788 |
788 |
|
|
|
| 2024-12-04 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
904 |
464 |
|
|
|
| 2024-12-04 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
1,238 |
788 |
|
|
|
| 2024-11-20 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
380 |
0 |
|
|
|
| 2024-11-19 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
756 |
0 |
|
|
|
| 2024-11-19 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
756 |
436 |
|
|
|
| 2024-11-18 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
760 |
380 |
|
|
|
| 2024-11-18 |
13D/A
|
BNY / BlackRock New York Municipal Income Trust
|
|
1,794 |
0 |
|
|
|
| 2024-11-18 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
2,514 |
756 |
|
|
|
| 2024-11-14 |
13G
|
PTA / Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund
|
|
|
3,389,139 |
|
|
|
| 2024-11-14 |
13G/A
|
ACST / Grace Therapeutics, Inc.
|
|
494,698 |
494,698 |
|
|
|
| 2024-11-14 |
13G
|
CRBU / Caribou Biosciences, Inc.
|
|
|
5,048,513 |
|
|
|
| 2024-11-14 |
13G/A
|
VINC / Vincerx Pharma, Inc.
|
|
1,082,863 |
211 |
|
|
|
| 2024-11-14 |
13G/A
|
SGHT / Sight Sciences, Inc.
|
|
3,174,134 |
2,105,964 |
|
|
|
| 2024-11-14 |
13G/A
|
RVT / Royce Small-Cap Trust, Inc.
|
|
5,727,114 |
5,761,382 |
|
|
|
| 2024-11-14 |
13G/A
|
FSP / Franklin Street Properties Corp.
|
|
6,182,874 |
5,181,112 |
|
|
|
| 2024-11-14 |
13G/A
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
3,385,582 |
1,528,578 |
|
|
|
| 2024-11-14 |
13G/A
|
HOWL / Werewolf Therapeutics, Inc.
|
|
2,096,081 |
2,157,395 |
|
|
|
| 2024-11-14 |
13G
|
HR / Healthcare Realty Trust Incorporated
|
|
|
18,792,113 |
|
|
|
| 2024-11-12 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
4,171 |
0 |
|
|
|
| 2024-11-12 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
2,436 |
0 |
|
|
|
| 2024-11-08 |
13D/A
|
|
|
|
1,295 |
|
|
|
| 2024-11-07 |
13G/A
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
385 |
0 |
|
|
|
| 2024-10-21 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
1,772 |
1,347 |
|
|
|
| 2024-10-07 |
13G
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
0 |
385 |
|
|
|
| 2024-10-01 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
5,617 |
0 |
|
|
|
| 2024-09-18 |
13D/A
|
|
|
|
545 |
|
|
|
| 2024-08-09 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
0 |
1,854 |
|
|
|
| 2024-07-19 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
7,995 |
7,995 |
|
|
|
| 2024-06-10 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
1,770 |
0 |
|
|
|
| 2024-06-10 |
13G/A
|
NEU / NewMarket Corporation
|
|
899,434 |
1,041,847 |
|
|
|
| 2024-06-04 |
13D/A
|
US46132E8553 / Invesco Municipal Income Opportunities Trust II
|
|
1,160 |
1,836 |
|
|
|
| 2024-06-04 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
1,083 |
1,770 |
|
|
|
| 2024-05-03 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
7,995 |
7,995 |
|
|
|
| 2024-05-02 |
13D/A
|
OIA / Invesco Municipal Income Opportunities Trust
|
|
300 |
0 |
|
|
|
| 2024-04-24 |
13D
|
PMF / PIMCO Municipal Income Fund
|
|
|
1,340 |
|
|
|
| 2024-04-24 |
13D
|
PCQ / PIMCO California Municipal Income Fund
|
|
201 |
1,020 |
|
|
|
| 2024-04-24 |
13D
|
PML / PIMCO Municipal Income Fund II
|
|
|
2,530 |
|
|
|
| 2024-04-24 |
13D
|
PMX / PIMCO Municipal Income Fund III
|
|
|
1,240 |
|
|
|
| 2024-04-24 |
13D
|
PNF / PIMCO New York Municipal Income Fund
|
|
0 |
410 |
|
|
|
| 2024-04-24 |
13D
|
PNI / PIMCO New York Municipal Income Fund II
|
|
0 |
500 |
|
|
|
| 2024-04-24 |
13D
|
PYN / PIMCO New York Municipal Income Fund III
|
|
0 |
260 |
|
|
|
| 2024-04-24 |
13D
|
PZC / PIMCO California Municipal Income Fund III
|
|
0 |
810 |
|
|
|
| 2024-04-24 |
13D
|
PCK / PIMCO California Municipal Income Fund II
|
|
0 |
900 |
|
|
|
| 2024-04-19 |
13D/A
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
0 |
0 |
|
|
|
| 2024-04-12 |
13D/A
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
1,750 |
0 |
|
|
|
| 2024-04-04 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
7,995 |
7,995 |
|
|
|
| 2024-03-19 |
13D/A
|
|
|
|
545 |
|
|
|
| 2024-03-04 |
13D/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
1,135 |
500 |
|
|
|
| 2024-03-04 |
13D/A
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
1,400 |
500 |
|
|
|
| 2024-02-13 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
731,997 |
775,632 |
|
|
|
| 2024-02-13 |
13G/A
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
3,930,602 |
3,385,582 |
|
|
|
| 2024-02-13 |
13G/A
|
ADVM / Adverum Biotechnologies, Inc.
|
|
5,591,896 |
4,425,895 |
|
|
|
| 2024-02-13 |
13G/A
|
IOBT / IO Biotech, Inc.
|
|
1,854,185 |
1,844,185 |
|
|
|
| 2024-02-13 |
13G/A
|
SRAX / SRAX, Inc.
|
|
2,047,548 |
27,500 |
|
|
|
| 2024-02-13 |
13G/A
|
EFT / Eaton Vance Floating-Rate Income Trust
|
|
1,604,909 |
1,358,608 |
|
|
|
| 2024-02-13 |
13G/A
|
INVZ / Innoviz Technologies Ltd.
|
|
|
629,760 |
|
|
|
| 2024-02-13 |
13G/A
|
PFSW / PFSWEB Inc
|
|
1,768,059 |
0 |
|
|
|
| 2024-02-13 |
13G/A
|
APEI / American Public Education, Inc.
|
|
1,016,633 |
1,028,339 |
|
|
|
| 2024-02-13 |
13G/A
|
KYG066071088 / AUTHENTIC EQUITY ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES
|
|
1,192,317 |
0 |
|
|
|
| 2024-02-13 |
13G/A
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
82,450 |
0 |
|
|
|
| 2024-02-13 |
13G/A
|
MORN / Morningstar, Inc.
|
|
2,266,725 |
1,195,926 |
|
|
|
| 2024-02-13 |
13G/A
|
B / Barrick Mining Corporation
|
|
2,660,026 |
1,629,633 |
|
|
|
| 2024-02-13 |
13G/A
|
BCSF / Bain Capital Specialty Finance, Inc.
|
|
3,810,346 |
4,107,880 |
|
|
|
| 2024-02-13 |
13G/A
|
NEU / NewMarket Corporation
|
|
928,204 |
899,434 |
|
|
|
| 2024-02-13 |
13G
|
VINC / Vincerx Pharma, Inc.
|
|
|
1,082,863 |
|
|
|
| 2024-02-13 |
13G
|
ACST / Grace Therapeutics, Inc.
|
|
|
494,698 |
|
|
|
| 2024-02-13 |
13G
|
RVT / Royce Small-Cap Trust, Inc.
|
|
|
5,727,114 |
|
|
|
| 2024-02-13 |
13G
|
HOWL / Werewolf Therapeutics, Inc.
|
|
|
2,096,081 |
|
|
|
| 2024-02-13 |
13G
|
FSP / Franklin Street Properties Corp.
|
|
|
6,182,874 |
|
|
|
| 2024-02-13 |
13G
|
AYX / Alteryx, Inc.
|
|
|
3,830,768 |
|
|
|
| 2024-02-13 |
13G
|
SGHT / Sight Sciences, Inc.
|
|
|
3,174,134 |
|
|
|
| 2024-01-31 |
13G/A
|
PYN / PIMCO New York Municipal Income Fund III
|
|
107 |
0 |
|
|
|
| 2024-01-31 |
13G/A
|
PCK / PIMCO California Municipal Income Fund II
|
|
472 |
0 |
|
|
|
| 2024-01-31 |
13G/A
|
PZC / PIMCO California Municipal Income Fund III
|
|
201 |
0 |
|
|
|
| 2024-01-31 |
13G/A
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
|
0 |
|
|
|
| 2024-01-31 |
13G/A
|
GAB.PRG / The Gabelli Equity Trust Inc. - Preferred Security
|
|
|
233 |
|
|
|
| 2024-01-26 |
13D/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
1,135 |
1,135 |
|
|
|
| 2024-01-26 |
13D/A
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
1,400 |
1,400 |
|
|
|
| 2023-12-06 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
1,376 |
1,238 |
|
|
|
| 2023-11-09 |
13G/A
|
GUT.PRC / The Gabelli Utility Trust - Preferred Stock
|
|
|
0 |
|
|
|
| 2023-11-08 |
13D/A
|
NMCO / Nuveen Municipal Credit Opportunities Fund
|
|
2,250 |
2,050 |
|
|
|
| 2023-10-30 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,457 |
2,279 |
|
|
|
| 2023-10-25 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
365 |
0 |
|
|
|
| 2023-10-25 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
457 |
0 |
|
|
|
| 2023-10-20 |
13D/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
1,290 |
1,135 |
|
|
|
| 2023-10-06 |
13G
|
NHS / Neuberger Berman High Yield Strategies Fund Inc.
|
|
|
400 |
|
|
|
| 2023-10-04 |
13G/A
|
PNI / PIMCO New York Municipal Income Fund II
|
|
236 |
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PFN / PIMCO Income Strategy Fund II
|
|
1,900 |
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PNF / PIMCO New York Municipal Income Fund
|
|
251 |
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PFL / PIMCO Income Strategy Fund
|
|
1,403 |
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PHK / PIMCO High Income Fund
|
|
569 |
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PTY / PIMCO Corporate & Income Opportunity Fund
|
|
|
0 |
|
|
|
| 2023-10-04 |
13G/A
|
PCN / PIMCO Corporate & Income Strategy Fund
|
|
417 |
0 |
|
|
|
| 2023-09-18 |
13D/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
9,285 |
5,754 |
|
|
|
| 2023-09-14 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
2,272 |
1,772 |
|
|
|
| 2023-08-09 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
3,156 |
0 |
|
|
|
| 2023-08-09 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
1,972 |
0 |
|
|
|
| 2023-08-09 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
1,209 |
0 |
|
|
|
| 2023-07-24 |
13D
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
283 |
1,972 |
|
|
|
| 2023-07-24 |
13D
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
195 |
1,209 |
|
|
|
| 2023-07-24 |
13D
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
565 |
3,156 |
|
|
|
| 2023-06-07 |
13D
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
0 |
1,290 |
|
|
|
| 2023-06-07 |
13D
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
0 |
1,400 |
|
|
|
| 2023-04-26 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
870 |
1,870 |
|
|
|
| 2023-04-24 |
13D/A
|
|
|
|
545 |
|
|
|
| 2023-04-10 |
13G
|
FMIV / Forum Merger IV Corp - Class A
|
|
|
1,182,332 |
|
|
|
| 2023-03-31 |
13D/A
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
1,480 |
0 |
|
|
|
| 2023-02-22 |
13D/A
|
NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
1,750 |
0 |
|
|
|
| 2023-02-14 |
13G/A
|
WB / Weibo Corporation - Depositary Receipt (Common Stock)
|
|
|
3,349,757 |
|
|
|
| 2023-02-14 |
13G/A
|
KYG066071088 / AUTHENTIC EQUITY ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES
|
|
1,373,005 |
1,192,317 |
|
|
|
| 2023-02-14 |
13G/A
|
ZYME / Zymeworks Inc.
|
|
2,673,436 |
0 |
|
|
|
| 2023-02-14 |
13G/A
|
NCV / Virtus Convertible & Income Fund
|
|
5,452,414 |
2,621,910 |
|
|
|
| 2023-02-14 |
13G/A
|
SCPL / Sciplay Corp - Class A
|
|
1,326,919 |
578,829 |
|
|
|
| 2023-02-14 |
13G/A
|
JRO / Nuveen Floating Rate Income Opportunity Fund
|
|
2,194,017 |
1,209,448 |
|
|
|
| 2023-02-14 |
13G/A
|
MRCY / Mercury Systems, Inc.
|
|
2,940,000 |
62,520 |
|
|
|
| 2023-02-14 |
13G/A
|
FTAI / FTAI Aviation Ltd.
|
|
5,044,918 |
2,892,733 |
|
|
|
| 2023-02-14 |
13G/A
|
DCPH / Deciphera Pharmaceuticals, Inc.
|
|
3,025,313 |
302,410 |
|
|
|
| 2023-02-14 |
13G/A
|
CSSEQ / Chicken Soup for the Soul Entertainment, Inc.
|
|
574,502 |
65,235 |
|
|
|
| 2023-02-14 |
13G/A
|
FUN / Six Flags Entertainment Corporation
|
|
2,975,238 |
2,570,133 |
|
|
|
| 2023-02-14 |
13G/A
|
ARCH / Arch Resources, Inc.
|
|
982,161 |
441,406 |
|
|
|
| 2023-02-14 |
13G/A
|
FANH / Fanhua Inc. - Depositary Receipt (Common Stock)
|
|
54,430,640 |
52,738,740 |
|
|
|
| 2023-02-14 |
13G/A
|
NEU / NewMarket Corporation
|
|
760,780 |
928,204 |
|
|
|
| 2023-02-14 |
13G/A
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
3,969,692 |
3,930,602 |
|
|
|
| 2023-02-14 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
744,770 |
731,997 |
|
|
|
| 2023-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
3,137,584 |
2,660,026 |
|
|
|
| 2023-02-14 |
13G
|
SRAX / SRAX, Inc.
|
|
|
2,047,548 |
|
|
|
| 2023-02-14 |
13G
|
PFSW / PFSWEB Inc
|
|
|
1,768,059 |
|
|
|
| 2023-02-14 |
13G
|
MORN / Morningstar, Inc.
|
|
|
2,266,725 |
|
|
|
| 2023-02-14 |
13G
|
JNCE / Jounce Therapeutics Inc
|
|
|
3,276,699 |
|
|
|
| 2023-02-14 |
13G
|
IOBT / IO Biotech, Inc.
|
|
|
1,854,185 |
|
|
|
| 2023-02-14 |
13G
|
INVZ / Innoviz Technologies Ltd.
|
|
|
9,359,411 |
|
|
|
| 2023-02-14 |
13G
|
EFT / Eaton Vance Floating-Rate Income Trust
|
|
0 |
1,604,909 |
|
|
|
| 2023-02-14 |
13G
|
35166L109 / FoxWayne Enterprises Acquisition Corp.
|
|
|
82,450 |
|
|
|
| 2023-02-14 |
13G
|
BCSF / Bain Capital Specialty Finance, Inc.
|
|
|
3,810,346 |
|
|
|
| 2023-02-14 |
13G
|
APEI / American Public Education, Inc.
|
|
|
1,016,633 |
|
|
|
| 2023-02-14 |
13G
|
ADVM / Adverum Biotechnologies, Inc.
|
|
|
5,591,896 |
|
|
|
| 2023-02-13 |
13G/A
|
NCZ / Virtus Convertible & Income Fund II
|
|
546 |
0 |
|
|
|
| 2023-02-13 |
13G/A
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
|
|
|
|
| 2023-02-10 |
13G/A
|
NCV.PRA / Virtus Convertible & Income Fund - Preferred Stock
|
|
0 |
0 |
|
|
|
| 2022-12-12 |
13G/A
|
NCV.PRA / Virtus Convertible & Income Fund - Preferred Stock
|
|
|
0 |
|
|
|
| 2022-12-12 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
155 |
0 |
|
|
|
| 2022-12-12 |
13G/A
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
|
0 |
|
|
|
| 2022-11-30 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
528 |
498 |
|
|
|
| 2022-11-29 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
1,470 |
1,270 |
|
|
|
| 2022-11-15 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,657 |
1,457 |
|
|
|
| 2022-11-14 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
420 |
365 |
|
|
|
| 2022-11-14 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
512 |
457 |
|
|
|
| 2022-10-26 |
13D/A
|
NIQ / NIQ Global Intelligence plc
|
|
550 |
0 |
|
|
|
| 2022-09-29 |
13D
|
|
|
|
275 |
|
|
|
| 2022-08-17 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,704 |
1,657 |
|
|
|
| 2022-08-17 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
550 |
512 |
|
|
|
| 2022-08-17 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
463 |
420 |
|
|
|
| 2022-08-08 |
13D/A
|
|
|
2,000 |
2,000 |
|
|
|
| 2022-05-11 |
13D/A
|
|
|
2,000 |
2,000 |
|
|
|
| 2022-05-10 |
13G/A
|
BWMN / Bowman Consulting Group Ltd.
|
|
1,543,000 |
0 |
|
|
|
| 2022-04-13 |
13D/A
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
2,746 |
0 |
|
|
|
| 2022-04-13 |
13D/A
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
2,871 |
5,617 |
|
|
|
| 2022-04-13 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
2,371 |
4,171 |
|
|
|
| 2022-04-12 |
13D/A
|
|
|
1,000 |
2,000 |
|
|
|
| 2022-04-08 |
13D
|
MUI / BlackRock Municipal Income Fund, Inc.
|
|
|
2,871 |
|
|
|
| 2022-03-07 |
13G
|
BWMN / Bowman Consulting Group Ltd.
|
|
|
1,543,000 |
|
|
|
| 2022-01-31 |
13G/A
|
GBT / Global Blood Therapeutics Inc.
|
|
5,883,578 |
1,603,685 |
|
|
|
| 2022-01-31 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
606,534 |
316,187 |
|
|
|
| 2022-01-31 |
13G/A
|
GLO / Clough Global Opportunities Fund
|
|
2,182,686 |
1,440,216 |
|
|
|
| 2022-01-31 |
13G/A
|
GLQ / Clough Global Equity Fund
|
|
854,305 |
773,663 |
|
|
|
| 2022-01-31 |
13G/A
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
2,616,973 |
2,409,401 |
|
|
|
| 2022-01-31 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
1,822,640 |
1,290,908 |
|
|
|
| 2022-01-31 |
13G/A
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
4,799,295 |
4,689,575 |
|
|
|
| 2022-01-31 |
13G/A
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
3,380,600 |
3,969,692 |
|
|
|
| 2022-01-31 |
13G/A
|
B / Barrick Mining Corporation
|
|
4,088,902 |
3,137,584 |
|
|
|
| 2022-01-31 |
13G/A
|
NEU / NewMarket Corporation
|
|
769,824 |
760,780 |
|
|
|
| 2022-01-31 |
13G
|
FTAI / FTAI Aviation Ltd.
|
|
|
5,044,918 |
|
|
|
| 2022-01-31 |
13G
|
DCPH / Deciphera Pharmaceuticals, Inc.
|
|
|
3,025,313 |
|
|
|
| 2022-01-31 |
13G
|
MRCY / Mercury Systems, Inc.
|
|
|
2,940,000 |
|
|
|
| 2022-01-31 |
13G
|
FUN / Six Flags Entertainment Corporation
|
|
|
2,975,238 |
|
|
|
| 2022-01-31 |
13G
|
SCPL / Sciplay Corp - Class A
|
|
|
1,326,919 |
|
|
|
| 2022-01-31 |
13G
|
JRO / Nuveen Floating Rate Income Opportunity Fund
|
|
|
2,194,017 |
|
|
|
| 2022-01-31 |
13G
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
434,425 |
744,770 |
|
|
|
| 2022-01-31 |
13G
|
KYG066071088 / AUTHENTIC EQUITY ACQUISITI-A SPECIAL PURPOSE ACQUISITION COMPANIES
|
|
|
1,373,005 |
|
|
|
| 2022-01-31 |
13G
|
NCV / Virtus Convertible & Income Fund
|
|
496 |
5,452,414 |
|
|
|
| 2022-01-31 |
13G
|
ARCH / Arch Resources, Inc.
|
|
|
982,161 |
|
|
|
| 2022-01-31 |
13G
|
CSSE / Chicken Soup for the Soul Entertainment, Inc.
|
|
|
574,502 |
|
|
|
| 2022-01-31 |
13G
|
FANH / Fanhua Inc. - Depositary Receipt (Common Stock)
|
|
|
54,430,640 |
|
|
|
| 2022-01-31 |
13G
|
ZYME / Zymeworks Inc.
|
|
|
2,673,436 |
|
|
|
| 2022-01-31 |
13G
|
WB / Weibo Corporation - Depositary Receipt (Common Stock)
|
|
|
9,962,545 |
|
|
|
| 2022-01-18 |
13D/A
|
|
|
1,000 |
1,000 |
|
|
|
| 2022-01-13 |
13G/A
|
CNCE / Concert Pharmaceuticals Inc
|
|
1,878,218 |
1,007,258 |
|
|
|
| 2022-01-04 |
13D/A
|
BNY / BlackRock New York Municipal Income Trust
|
|
1,794 |
1,794 |
|
|
|
| 2022-01-04 |
13D/A
|
OIA / Invesco Municipal Income Opportunities Trust
|
|
300 |
300 |
|
|
|
| 2022-01-04 |
13D/A
|
NIQ / NIQ Global Intelligence plc
|
|
550 |
550 |
|
|
|
| 2022-01-04 |
13D/A
|
US46132H6018 / Invesco California Value Municipal Income Trust
|
|
1,083 |
1,083 |
|
|
|
| 2022-01-04 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
1,376 |
1,376 |
|
|
|
| 2022-01-04 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
7,995 |
7,995 |
|
|
|
| 2022-01-04 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
870 |
870 |
|
|
|
| 2022-01-04 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
528 |
528 |
|
|
|
| 2022-01-04 |
13D/A
|
NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
1,750 |
1,750 |
|
|
|
| 2022-01-04 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
1,470 |
1,470 |
|
|
|
| 2022-01-04 |
13D/A
|
NOM / Nuveen Missouri Quality Municipal Income Fund
|
|
180 |
180 |
|
|
|
| 2022-01-04 |
13D/A
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
1,480 |
1,480 |
|
|
|
| 2022-01-04 |
13D/A
|
NZF / Nuveen Municipal Credit Income Fund
|
|
2,622 |
2,622 |
|
|
|
| 2022-01-04 |
13D/A
|
NMCO / Nuveen Municipal Credit Opportunities Fund
|
|
2,250 |
2,250 |
|
|
|
| 2022-01-04 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
760 |
760 |
|
|
|
| 2022-01-04 |
13D/A
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
2,746 |
2,746 |
|
|
|
| 2022-01-04 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
2,514 |
2,514 |
|
|
|
| 2022-01-04 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
2,436 |
2,436 |
|
|
|
| 2022-01-04 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
2,371 |
2,371 |
|
|
|
| 2022-01-04 |
13D/A
|
US46132E8553 / Invesco Municipal Income Opportunities Trust II
|
|
1,160 |
1,160 |
|
|
|
| 2022-01-04 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
904 |
904 |
|
|
|
| 2021-12-23 |
13D
|
MUA / BlackRock MuniAssets Fund, Inc.
|
|
|
1,750 |
|
|
|
| 2021-12-20 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
463 |
463 |
|
|
|
| 2021-12-20 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
550 |
550 |
|
|
|
| 2021-12-20 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,704 |
1,704 |
|
|
|
| 2021-12-08 |
13D/A
|
|
|
750 |
1,000 |
|
|
|
| 2021-05-04 |
13G/A
|
GDV / The Gabelli Dividend & Income Trust
|
|
5,990 |
0 |
|
|
|
| 2021-04-21 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
870 |
870 |
|
|
|
| 2021-04-14 |
13D/A
|
|
|
444 |
0 |
|
|
|
| 2021-04-14 |
13D/A
|
|
|
405 |
0 |
|
|
|
| 2021-04-14 |
13D/A
|
BNY / BlackRock New York Municipal Income Trust
|
|
945 |
1,794 |
|
|
|
| 2021-04-14 |
13D/A
|
|
|
1,820 |
0 |
|
|
|
| 2021-04-14 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
6,175 |
7,995 |
|
|
|
| 2021-04-12 |
13D
|
BNY / BlackRock New York Municipal Income Trust
|
|
0 |
945 |
|
|
|
| 2021-04-02 |
13D/A
|
|
|
520 |
0 |
|
|
|
| 2021-04-01 |
13D/A
|
MQY / BlackRock MuniYield Quality Fund, Inc.
|
|
1,766 |
0 |
|
|
|
| 2021-02-08 |
13G
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
2,774,083 |
3,380,600 |
|
|
|
| 2021-02-08 |
13G
|
GLQ / Clough Global Equity Fund
|
|
503,310 |
854,305 |
|
|
|
| 2021-02-08 |
13G
|
BTZ / BlackRock Credit Allocation Income Trust
|
|
|
4,799,295 |
|
|
|
| 2021-02-08 |
13G/A
|
TCS / The Container Store Group, Inc.
|
|
2,995,264 |
2,267,068 |
|
|
|
| 2021-02-08 |
13G/A
|
NEU / NewMarket Corporation
|
|
739,309 |
769,824 |
|
|
|
| 2021-02-08 |
13G/A
|
MGP / MGM Growth Properties LLC - Class A
|
|
7,080,423 |
280,515 |
|
|
|
| 2021-02-08 |
13G/A
|
LGND / Ligand Pharmaceuticals Incorporated
|
|
1,039,182 |
211,653 |
|
|
|
| 2021-02-08 |
13G/A
|
IVZ / Invesco Ltd.
|
|
27,130,274 |
18,027,786 |
|
|
|
| 2021-02-08 |
13G/A
|
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
|
|
2,355,704 |
0 |
|
|
|
| 2021-02-08 |
13G/A
|
GBT / Global Blood Therapeutics Inc.
|
|
4,698,143 |
5,883,578 |
|
|
|
| 2021-02-08 |
13G/A
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
538,498 |
490,127 |
|
|
|
| 2021-02-08 |
13G/A
|
CNCE / Concert Pharmaceuticals Inc
|
|
1,811,206 |
1,878,218 |
|
|
|
| 2021-02-08 |
13G/A
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
2,605,903 |
2,616,973 |
|
|
|
| 2021-02-08 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,357,098 |
1,822,640 |
|
|
|
| 2021-02-08 |
13G/A
|
GLO / Clough Global Opportunities Fund
|
|
1,699,026 |
2,182,686 |
|
|
|
| 2021-02-08 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
539,343 |
606,534 |
|
|
|
| 2021-02-08 |
13G/A
|
BGB / Blackstone Strategic Credit 2027 Term Fund
|
|
2,524,504 |
1,464,733 |
|
|
|
| 2021-02-08 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
943,842 |
434,425 |
|
|
|
| 2021-02-08 |
13G/A
|
B / Barrick Mining Corporation
|
|
4,551,920 |
4,088,902 |
|
|
|
| 2021-02-01 |
13G/A
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
|
|
|
|
| 2021-02-01 |
13G/A
|
PZC / PIMCO California Municipal Income Fund III
|
|
|
201 |
|
|
|
| 2021-02-01 |
13G/A
|
PYN / PIMCO New York Municipal Income Fund III
|
|
|
107 |
|
|
|
| 2021-02-01 |
13G/A
|
|
|
5,038 |
5,038 |
|
|
|
| 2021-02-01 |
13G/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
5,222 |
5,225 |
|
|
|
| 2021-02-01 |
13G/A
|
PMM / Putnam Managed Municipal Income Trust
|
|
1,607 |
1,607 |
|
|
|
| 2021-02-01 |
13G/A
|
PFN / PIMCO Income Strategy Fund II
|
|
1,900 |
1,900 |
|
|
|
| 2021-02-01 |
13G/A
|
PFL / PIMCO Income Strategy Fund
|
|
1,403 |
1,403 |
|
|
|
| 2021-02-01 |
13G/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
155 |
155 |
|
|
|
| 2021-02-01 |
13G/A
|
GDV / The Gabelli Dividend & Income Trust
|
|
5,990 |
5,990 |
|
|
|
| 2021-02-01 |
13G/A
|
PNI / PIMCO New York Municipal Income Fund II
|
|
236 |
236 |
|
|
|
| 2021-02-01 |
13G/A
|
PHK / PIMCO High Income Fund
|
|
578 |
569 |
|
|
|
| 2021-02-01 |
13G/A
|
PCN / PIMCO Corporate & Income Strategy Fund
|
|
417 |
417 |
|
|
|
| 2021-02-01 |
13G/A
|
PCK / PIMCO California Municipal Income Fund II
|
|
|
472 |
|
|
|
| 2021-02-01 |
13G/A
|
NCZ / Virtus Convertible & Income Fund II
|
|
546 |
546 |
|
|
|
| 2021-02-01 |
13G/A
|
NCV / Virtus Convertible & Income Fund
|
|
496 |
496 |
|
|
|
| 2021-02-01 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
565 |
565 |
|
|
|
| 2021-02-01 |
13G/A
|
GUT / The Gabelli Utility Trust
|
|
|
888 |
|
|
|
| 2021-02-01 |
13G/A
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
|
|
|
|
|
| 2021-02-01 |
13G/A
|
GAB / The Gabelli Equity Trust Inc.
|
|
|
233 |
|
|
|
| 2021-02-01 |
13G/A
|
EVF / Eaton Vance Senior Income Trust
|
|
105 |
106 |
|
|
|
| 2021-02-01 |
13G/A
|
EFR / Eaton Vance Senior Floating-Rate Trust
|
|
614 |
614 |
|
|
|
| 2021-02-01 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
283 |
283 |
|
|
|
| 2021-02-01 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
195 |
195 |
|
|
|
| 2021-02-01 |
13G/A
|
PNF / PIMCO New York Municipal Income Fund
|
|
|
251 |
|
|
|
| 2020-10-27 |
13D/A
|
VKI / Invesco Advantage Municipal Income Trust II
|
|
2,160 |
1,160 |
|
|
|
| 2020-10-27 |
13D/A
|
VCV / Invesco California Value Municipal Income Trust
|
|
2,083 |
1,083 |
|
|
|
| 2020-10-19 |
13D/A
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
750 |
0 |
|
|
|
| 2020-10-05 |
13D/A
|
/ BlackRock New York Municipal Bond Trust
|
|
221 |
0 |
|
|
|
| 2020-07-30 |
13D/A
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
750 |
750 |
|
|
|
| 2020-07-29 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
1,747,945 |
943,842 |
|
|
|
| 2020-06-12 |
13D/A
|
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
|
|
296 |
0 |
|
|
|
| 2020-04-29 |
13D/A
|
OIA / Invesco Municipal Income Opportunities Trust
|
|
300 |
300 |
|
|
|
| 2020-04-22 |
13D/A
|
|
|
500 |
750 |
|
|
|
| 2020-04-21 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
463 |
463 |
|
|
|
| 2020-04-21 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
550 |
550 |
|
|
|
| 2020-04-21 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,704 |
1,704 |
|
|
|
| 2020-04-07 |
13D/A
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
2,746 |
2,746 |
|
|
|
| 2020-04-07 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
760 |
760 |
|
|
|
| 2020-04-07 |
13D/A
|
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
|
|
|
2,746 |
|
|
|
| 2020-04-07 |
13D/A
|
/ BlackRock Municipal Income Investment Trust
|
|
520 |
520 |
|
|
|
| 2020-04-07 |
13D/A
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
405 |
405 |
|
|
|
| 2020-04-07 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
2,436 |
2,436 |
|
|
|
| 2020-04-07 |
13D/A
|
/ Blackrock New York Municipal Incme Tr II
|
|
444 |
444 |
|
|
|
| 2020-04-07 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
2,514 |
2,514 |
|
|
|
| 2020-04-07 |
13D/A
|
MQY / BlackRock MuniYield Quality Fund, Inc.
|
|
1,766 |
1,766 |
|
|
|
| 2020-04-07 |
13D/A
|
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
|
|
296 |
296 |
|
|
|
| 2020-04-07 |
13D/A
|
/ BlackRock New York Municipal Bond Trust
|
|
221 |
221 |
|
|
|
| 2020-04-07 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
2,371 |
2,371 |
|
|
|
| 2020-02-20 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
5,455 |
6,175 |
|
|
|
| 2020-02-20 |
13D/A
|
|
|
720 |
0 |
|
|
|
| 2020-02-14 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
1,550,684 |
1,747,945 |
|
|
|
| 2020-02-14 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,665,131 |
2,357,098 |
|
|
|
| 2020-02-14 |
13G/A
|
NEU / NewMarket Corporation
|
|
674,570 |
739,309 |
|
|
|
| 2020-02-14 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
377,809 |
539,343 |
|
|
|
| 2020-02-14 |
13G/A
|
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
|
|
2,418,286 |
2,355,704 |
|
|
|
| 2020-02-14 |
13G/A
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
2,762,078 |
2,605,903 |
|
|
|
| 2020-02-14 |
13G
|
GBT / Global Blood Therapeutics Inc.
|
|
|
4,698,143 |
|
|
|
| 2020-02-14 |
13G
|
CNCE / Concert Pharmaceuticals Inc
|
|
|
1,811,206 |
|
|
|
| 2020-02-14 |
13G
|
GLO / Clough Global Opportunities Fund
|
|
1,384,102 |
1,699,026 |
|
|
|
| 2020-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
4,814,979 |
4,551,920 |
|
|
|
| 2020-02-14 |
13G/A
|
NUVA / Nuvasive Inc
|
|
2,683,846 |
2,557,165 |
|
|
|
| 2020-02-14 |
13G/A
|
JAKK / JAKKS Pacific, Inc.
|
|
1,573,240 |
1,656,540 |
|
|
|
| 2020-02-14 |
13G/A
|
TIPT / Tiptree Inc.
|
|
1,899,925 |
1,433,845 |
|
|
|
| 2020-02-14 |
13G/A
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
1,498,506 |
848,370 |
|
|
|
| 2020-02-14 |
13G/A
|
BGB / Blackstone Strategic Credit 2027 Term Fund
|
|
3,349,204 |
2,524,504 |
|
|
|
| 2020-02-14 |
13G
|
MGP / MGM Growth Properties LLC - Class A
|
|
|
7,080,423 |
|
|
|
| 2020-02-14 |
13G/A
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
544,192 |
538,498 |
|
|
|
| 2020-02-14 |
13G
|
IVZ / Invesco Ltd.
|
|
|
27,130,274 |
|
|
|
| 2020-02-14 |
13G
|
LGND / Ligand Pharmaceuticals Incorporated
|
|
|
1,039,182 |
|
|
|
| 2020-02-14 |
13G
|
TCS / The Container Store Group, Inc.
|
|
|
2,995,264 |
|
|
|
| 2020-02-14 |
13G/A
|
ASCMB / Ascent Capital Group, Inc.
|
|
869,187 |
0 |
|
|
|
| 2020-02-14 |
13G/A
|
DHCP.WSA / Ditech Holding Corporation Series A Warrants
|
|
281,624 |
0 |
|
|
|
| 2020-02-14 |
13G/A
|
VJET / voxeljet AG - Depositary Receipt (Common Stock)
|
|
332,111 |
190,525 |
|
|
|
| 2020-02-14 |
13D/A
|
/ Blackrock New York Municipal Incme Tr II
|
|
444 |
444 |
|
|
|
| 2020-02-14 |
13D/A
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
760 |
760 |
|
|
|
| 2020-02-14 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
2,436 |
2,436 |
|
|
|
| 2020-02-14 |
13D/A
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
2,746 |
2,746 |
|
|
|
| 2020-02-14 |
13D/A
|
/ BlackRock New York Municipal Bond Trust
|
|
221 |
221 |
|
|
|
| 2020-02-14 |
13D/A
|
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
|
|
296 |
296 |
|
|
|
| 2020-02-14 |
13D/A
|
MQY / BlackRock MuniYield Quality Fund, Inc.
|
|
1,766 |
1,766 |
|
|
|
| 2020-02-14 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
2,514 |
2,514 |
|
|
|
| 2020-02-14 |
13D/A
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
405 |
405 |
|
|
|
| 2020-02-14 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
2,371 |
2,371 |
|
|
|
| 2020-02-14 |
13D/A
|
/ BlackRock Municipal Income Investment Trust
|
|
520 |
520 |
|
|
|
| 2019-12-31 |
13D
|
NMCO / Nuveen Municipal Credit Opportunities Fund
|
|
|
2,250 |
|
|
|
| 2019-11-27 |
13D
|
VKI / Invesco Advantage Municipal Income Trust II
|
|
|
2,160 |
|
|
|
| 2019-11-27 |
13D
|
VCV / Invesco California Value Municipal Income Trust
|
|
|
2,083 |
|
|
|
| 2019-11-20 |
13D/A
|
|
|
250 |
500 |
|
|
|
| 2019-11-20 |
13D/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
1,435 |
0 |
|
|
|
| 2019-11-20 |
13D/A
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
1,850 |
3,285 |
|
|
|
| 2019-10-22 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
1,163 |
2,272 |
|
|
|
| 2019-10-11 |
13G
|
SBI / Western Asset Intermediate Muni Fund Inc.
|
|
|
|
|
|
|
| 2019-10-11 |
13G/A
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
|
|
|
|
| 2019-09-23 |
13D/A
|
PFN / PIMCO Income Strategy Fund II
|
|
1,900 |
1,900 |
|
|
|
| 2019-09-23 |
13D
|
PCN / PIMCO Corporate & Income Strategy Fund
|
|
417 |
417 |
|
|
|
| 2019-09-23 |
13D
|
PHK / PIMCO High Income Fund
|
|
569 |
578 |
|
|
|
| 2019-09-23 |
13D/A
|
PTY / Partway Group Plc
|
|
5,038 |
5,038 |
|
|
|
| 2019-09-23 |
13D/A
|
PFL / PIMCO Income Strategy Fund
|
|
|
1,403 |
|
|
|
| 2019-09-05 |
13G/A
|
ATCX / Atlas Technical Consultants Inc - Class A
|
|
1,948,467 |
1,800 |
|
|
|
| 2019-08-30 |
13D/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
9,175 |
9,285 |
|
|
|
| 2019-07-15 |
13D/A
|
GDV / The Gabelli Dividend & Income Trust
|
|
6,283 |
5,990 |
|
|
|
| 2019-06-27 |
13D
|
|
|
|
250 |
|
|
|
| 2019-06-07 |
13D
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
|
1,376 |
|
|
|
| 2019-06-07 |
13D
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
|
904 |
|
|
|
| 2019-05-23 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
834 |
0 |
|
|
|
| 2019-04-09 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
1,197,070 |
1,550,684 |
|
|
|
| 2019-04-03 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
1,794 |
1,704 |
|
|
|
| 2019-04-03 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
590 |
550 |
|
|
|
| 2019-04-03 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
483 |
463 |
|
|
|
| 2019-03-25 |
13D
|
/ BlackRock New York Municipal Bond Trust
|
|
|
221 |
|
|
|
| 2019-03-25 |
13D
|
US09249U1051 / BlackRock New York Insured Municipal Income Quality Trust
|
|
|
405 |
|
|
|
| 2019-03-25 |
13D
|
MNE / BlackRock Muni New York Intermediate Duration Fund, Inc.
|
|
|
296 |
|
|
|
| 2019-03-25 |
13D
|
MQY / BlackRock MuniYield Quality Fund, Inc.
|
|
|
1,766 |
|
|
|
| 2019-03-25 |
13D
|
/ BlackRock Municipal Income Investment Trust
|
|
|
520 |
|
|
|
| 2019-03-25 |
13D
|
/ Blackrock New York Municipal Incme Tr II
|
|
|
444 |
|
|
|
| 2019-03-18 |
13D/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
0 |
9,175 |
|
|
|
| 2019-02-14 |
13G
|
DHCP.WSA / Ditech Holding Corporation Series A Warrants
|
|
281,624 |
281,624 |
|
|
|
| 2019-02-13 |
13G
|
ATCX / Atlas Technical Consultants Inc - Class A
|
|
|
1,948,467 |
|
|
|
| 2019-02-13 |
13G
|
BGB / Blackstone Strategic Credit 2027 Term Fund
|
|
|
3,349,204 |
|
|
|
| 2019-02-13 |
13G
|
ASCMB / Ascent Capital Group, Inc.
|
|
|
869,187 |
|
|
|
| 2019-02-13 |
13G
|
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
|
|
|
2,418,286 |
|
|
|
| 2019-02-13 |
13G
|
JAKK / JAKKS Pacific, Inc.
|
|
|
1,573,240 |
|
|
|
| 2019-02-13 |
13G
|
GLV / Clough Global Dividend and Income Fund
|
|
309,213 |
377,809 |
|
|
|
| 2019-02-13 |
13G
|
NUVA / Nuvasive Inc
|
|
|
2,683,846 |
|
|
|
| 2019-02-13 |
13G
|
WIA / Western Asset Inflation-Linked Income Fund
|
|
|
1,498,506 |
|
|
|
| 2019-02-13 |
13G
|
VJET / voxeljet AG - Depositary Receipt (Common Stock)
|
|
|
332,111 |
|
|
|
| 2019-02-13 |
13G
|
DHCP.WSA / Ditech Holding Corporation Series A Warrants
|
|
|
281,624 |
|
|
|
| 2019-02-13 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,690,599 |
2,665,131 |
|
|
|
| 2019-02-13 |
13G/A
|
B / Barrick Mining Corporation
|
|
4,944,591 |
4,814,979 |
|
|
|
| 2019-02-13 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
779,210 |
1,197,070 |
|
|
|
| 2019-02-13 |
13G/A
|
NEU / NewMarket Corporation
|
|
674,417 |
674,570 |
|
|
|
| 2019-02-13 |
13G/A
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
2,382,470 |
2,762,078 |
|
|
|
| 2019-02-13 |
13G/A
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
620,953 |
544,192 |
|
|
|
| 2019-02-13 |
13G/A
|
TIPT / Tiptree Inc.
|
|
2,282,522 |
1,899,925 |
|
|
|
| 2019-02-13 |
13G/A
|
GLQ / Clough Global Equity Fund
|
|
788,065 |
503,310 |
|
|
|
| 2019-02-13 |
13G/A
|
RMRM / RMR Mortgage Trust
|
|
443,823 |
391,434 |
|
|
|
| 2019-02-13 |
13G/A
|
UTF / Cohen & Steers Infrastructure Fund, Inc
|
|
4,292,046 |
1,372,093 |
|
|
|
| 2019-02-13 |
13G/A
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
3,502,878 |
2,774,083 |
|
|
|
| 2019-02-13 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
747,721 |
148,586 |
|
|
|
| 2019-02-13 |
13G/A
|
MTFB / Motif Bio plc ADRs
|
|
17,494,208 |
28,820 |
|
|
|
| 2019-02-13 |
13G/A
|
HLF / Herbalife Ltd.
|
|
4,877,499 |
2,760,144 |
|
|
|
| 2019-01-25 |
13G/A
|
PHK / PIMCO High Income Fund
|
|
565 |
569 |
|
|
|
| 2019-01-25 |
13G
|
PCQ / PIMCO California Municipal Income Fund
|
|
|
201 |
|
|
|
| 2019-01-25 |
13G
|
EVF / Eaton Vance Senior Income Trust
|
|
|
105 |
|
|
|
| 2019-01-25 |
13G
|
NCV / Virtus Convertible & Income Fund
|
|
|
496 |
|
|
|
| 2019-01-25 |
13G
|
NCZ / Virtus Convertible & Income Fund II
|
|
|
546 |
|
|
|
| 2019-01-25 |
13G/A
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
|
|
|
|
| 2019-01-08 |
13G/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
9,175 |
0 |
|
|
|
| 2018-12-21 |
13D/A
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
1,770 |
0 |
|
|
|
| 2018-12-17 |
13D/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
1,820 |
1,820 |
|
|
|
| 2018-12-17 |
13D/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
1,435 |
1,435 |
|
|
|
| 2018-12-17 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
528 |
528 |
|
|
|
| 2018-12-17 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
1,470 |
1,470 |
|
|
|
| 2018-12-17 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
5,455 |
5,455 |
|
|
|
| 2018-12-06 |
13D/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
1,970 |
1,820 |
|
|
|
| 2018-12-03 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
1,794 |
|
|
|
| 2018-12-03 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
590 |
|
|
|
| 2018-12-03 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
5,455 |
5,455 |
|
|
|
| 2018-12-03 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
|
483 |
|
|
|
| 2018-12-03 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
528 |
528 |
|
|
|
| 2018-11-19 |
13D/A
|
GDV / The Gabelli Dividend & Income Trust
|
|
|
6,283 |
|
|
|
| 2018-11-09 |
13D
|
NZF / Nuveen Municipal Credit Income Fund
|
|
|
2,622 |
|
|
|
| 2018-10-25 |
13D/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
1,540 |
1,435 |
|
|
|
| 2018-10-10 |
13G/A
|
PNI / PIMCO New York Municipal Income Fund II
|
|
|
236 |
|
|
|
| 2018-09-24 |
13D
|
EFR / Eaton Vance Senior Floating-Rate Trust
|
|
|
614 |
|
|
|
| 2018-04-06 |
13D/A
|
EIA / Eaton Vance California Municipal Bond Fund II
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
MAB / Eaton Vance Massachusetts Municipal Bond Fund
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EIO / Eaton Vance Ohio Municipal Bond Fund
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
MIW / Eaton Vance Michigan Municipal Bond Fund
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EMJ / Eaton Vance New Jersey Municipal Bond Fund
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
NYH / Eaton Vance New York Municipal Bond Fund II
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EIP / Eaton Vance Pennsylvania Municipal Bond Fund
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EVP / Eaton Vance Pennsylvania Municipal Income Trust
|
|
159 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EOT / Eaton Vance National Municipal Opportunities Trust
|
|
397 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EVJ / Eaton Vance New Jersey Municipal Income Trust
|
|
172 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
US27826W1045 / Eaton Vance New York Municipal Income Trust
|
|
160 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
154 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
MMV / MultiMetaVerse Holdings Limited
|
|
119 |
0 |
|
|
|
| 2018-04-06 |
13D/A
|
CEV / Eaton Vance California Municipal Income Trust
|
|
|
0 |
|
|
|
| 2018-04-06 |
13D/A
|
EVO / Evotec SE - Depositary Receipt (Common Stock)
|
|
134 |
0 |
|
|
|
| 2018-03-19 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
195 |
195 |
|
|
|
| 2018-03-19 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
564 |
565 |
|
|
|
| 2018-03-19 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
280 |
283 |
|
|
|
| 2018-03-15 |
13D/A
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
|
0 |
|
|
|
| 2018-02-27 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
870 |
870 |
|
|
|
| 2018-02-27 |
13D/A
|
NIQ / NIQ Global Intelligence plc
|
|
550 |
550 |
|
|
|
| 2018-02-27 |
13D/A
|
NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
1,750 |
1,750 |
|
|
|
| 2018-02-22 |
13G/A
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
|
0 |
|
|
|
| 2018-02-22 |
13G/A
|
XPMAX / Pioneer Municipal High Income A
|
|
0 |
0 |
|
|
|
| 2018-02-22 |
13G/A
|
MHI / Pioneer Municipal High Income Fund, Inc.
|
|
|
0 |
|
|
|
| 2018-02-20 |
13D
|
NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
1,850 |
|
|
|
| 2018-02-16 |
13G/A
|
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
|
|
|
0 |
|
|
|
| 2018-02-16 |
13G/A
|
XPMAX / Pioneer Municipal High Income A
|
|
|
0 |
|
|
|
| 2018-02-14 |
13G
|
MTFB / Motif Bio plc ADRs
|
|
|
17,494,208 |
|
|
|
| 2018-02-14 |
13G
|
RMRM / RMR Mortgage Trust
|
|
|
443,823 |
|
|
|
| 2018-02-14 |
13G
|
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
|
|
|
3,502,878 |
|
|
|
| 2018-02-14 |
13G
|
EOS / Eaton Vance Enhanced Equity Income Fund II
|
|
|
2,382,470 |
|
|
|
| 2018-02-14 |
13G
|
UTF / Cohen & Steers Infrastructure Fund, Inc
|
|
4,246,341 |
4,292,046 |
|
|
|
| 2018-02-14 |
13G
|
HLF / Herbalife Ltd.
|
|
|
4,877,499 |
|
|
|
| 2018-02-13 |
13D/A
|
PFL / PIMCO Income Strategy Fund
|
|
|
1,403 |
|
|
|
| 2018-02-13 |
13G/A
|
TIPT / Tiptree Inc.
|
|
2,329,811 |
2,282,522 |
|
|
|
| 2018-02-13 |
13G/A
|
GLQ / Clough Global Equity Fund
|
|
1,248,462 |
788,065 |
|
|
|
| 2018-02-13 |
13G/A
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
535,642 |
620,953 |
|
|
|
| 2018-02-13 |
13G/A
|
NEU / NewMarket Corporation
|
|
828,072 |
674,417 |
|
|
|
| 2018-02-13 |
13G/A
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
810,123 |
779,210 |
|
|
|
| 2018-02-13 |
13G/A
|
B / Barrick Mining Corporation
|
|
5,198,332 |
4,944,591 |
|
|
|
| 2018-02-13 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
802,482 |
747,721 |
|
|
|
| 2018-02-13 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
770,327 |
309,213 |
|
|
|
| 2018-02-13 |
13G/A
|
GLO / Clough Global Opportunities Fund
|
|
2,964,324 |
1,384,102 |
|
|
|
| 2018-02-13 |
13G/A
|
PCAR / PACCAR Inc
|
|
18,397,941 |
14,297,158 |
|
|
|
| 2018-02-13 |
13G/A
|
MBI / MBIA Inc.
|
|
10,029,100 |
2,524,073 |
|
|
|
| 2018-02-13 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
6,703,220 |
5,216,710 |
|
|
|
| 2018-02-13 |
13G/A
|
TYG / Tortoise Energy Infrastructure Corporation
|
|
2,508,796 |
1,936,719 |
|
|
|
| 2018-02-13 |
13D/A
|
XPFLX / PIMCO Income Strategy Fund
|
|
66,696 |
1,403 |
|
|
|
| 2018-02-13 |
13D/A
|
PFN / PIMCO Income Strategy Fund II
|
|
|
1,900 |
|
|
|
| 2018-02-13 |
13G
|
MMU / Western Asset Managed Municipals Fund Inc.
|
|
|
|
|
|
|
| 2018-02-12 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,593,654 |
2,690,599 |
|
|
|
| 2018-02-09 |
13D
|
NYH / Eaton Vance New York Municipal Bond Fund II
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
EIO / Eaton Vance Ohio Municipal Bond Fund
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
EIP / Eaton Vance Pennsylvania Municipal Bond Fund
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
EIV / Eaton Vance Municipal Bond Fund II
|
|
|
154 |
|
|
|
| 2018-02-09 |
13D
|
EMJ / Eaton Vance New Jersey Municipal Bond Fund
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
EIA / Eaton Vance California Municipal Bond Fund II
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
MAB / Eaton Vance Massachusetts Municipal Bond Fund
|
|
|
|
|
|
|
| 2018-02-09 |
13D
|
MIW / Eaton Vance Michigan Municipal Bond Fund
|
|
|
|
|
|
|
| 2018-02-09 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,831,294 |
2,593,654 |
|
|
|
| 2018-01-29 |
13D/A
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
|
750 |
|
|
|
| 2017-12-06 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
185 |
0 |
|
|
|
| 2017-11-21 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
|
1,163 |
|
|
|
| 2017-11-21 |
13D/A
|
FPT / Federated Premier Intermediate Municipal Income Fund
|
|
|
0 |
|
|
|
| 2017-11-17 |
13D/A
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
1,480 |
1,480 |
|
|
|
| 2017-11-13 |
13D
|
OIA / Invesco Municipal Income Opportunities Trust
|
|
|
300 |
|
|
|
| 2017-10-18 |
13D/A
|
NOM / Nuveen Missouri Quality Municipal Income Fund
|
|
|
180 |
|
|
|
| 2017-10-02 |
13D
|
|
|
|
720 |
|
|
|
| 2017-09-11 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
2,137,479 |
2,831,294 |
|
|
|
| 2017-08-25 |
13D/A
|
PMM / Putnam Managed Municipal Income Trust
|
|
|
1,607 |
|
|
|
| 2017-08-25 |
13D/A
|
PMO / Putnam Municipal Opportunities Trust
|
|
|
5,222 |
|
|
|
| 2017-08-04 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
272 |
0 |
|
|
|
| 2017-07-11 |
13D
|
GGT / The Gabelli Multimedia Trust Inc.
|
|
|
|
|
|
|
| 2017-04-24 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
2,371 |
2,371 |
|
|
|
| 2017-04-24 |
13D/A
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
|
2,436 |
|
|
|
| 2017-04-24 |
13D/A
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
|
2,746 |
|
|
|
| 2017-04-24 |
13D/A
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
|
2,514 |
|
|
|
| 2017-02-15 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
|
564 |
|
|
|
| 2017-02-15 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
280 |
|
|
|
| 2017-02-14 |
13G/A
|
UTF / Cohen & Steers Infrastructure Fund, Inc
|
|
4,427,284 |
4,246,341 |
|
|
|
| 2017-02-14 |
13G/A
|
NAP / Navios Maritime Midstream Partners LP
|
|
546,309 |
418,683 |
|
|
|
| 2017-02-14 |
13G/A
|
SCU / Sculptor Capital Management Inc - Class A
|
|
10,072,439 |
3,432,647 |
|
|
|
| 2017-02-14 |
13G/A
|
TNK / Teekay Tankers Ltd.
|
|
9,228,628 |
1,469,574 |
|
|
|
| 2017-02-14 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
1,980,116 |
989,262 |
|
|
|
| 2017-02-14 |
13G/A
|
/ Benefytt Technologies Inc
|
|
539,586 |
12,976 |
|
|
|
| 2017-02-14 |
13G
|
BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
|
810,123 |
|
|
|
| 2017-02-14 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
310 |
185 |
|
|
|
| 2017-02-14 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
195 |
|
|
|
| 2017-02-14 |
13G
|
BX / Blackstone Inc.
|
|
|
810,123 |
|
|
|
| 2017-02-14 |
13G
|
CPPL / Columbia Pipeline Partners LP
|
|
|
3,140,371 |
|
|
|
| 2017-02-14 |
13G
|
FLC / Flaherty & Crumrine Total Return Fund Inc.
|
|
|
535,642 |
|
|
|
| 2017-02-14 |
13G
|
TYG / Tortoise Energy Infrastructure Corporation
|
|
|
2,508,796 |
|
|
|
| 2017-02-14 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
6,312,650 |
6,703,220 |
|
|
|
| 2017-02-14 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
596,399 |
770,327 |
|
|
|
| 2017-02-14 |
13G/A
|
GLQ / Clough Global Equity Fund
|
|
1,387,304 |
1,248,462 |
|
|
|
| 2017-02-14 |
13G/A
|
GLO / Clough Global Opportunities Fund
|
|
3,495,803 |
2,964,324 |
|
|
|
| 2017-02-14 |
13G/A
|
MBI / MBIA Inc.
|
|
10,042,246 |
10,029,100 |
|
|
|
| 2017-02-14 |
13G/A
|
NEU / NewMarket Corporation
|
|
851,170 |
828,072 |
|
|
|
| 2017-02-14 |
13G/A
|
PCAR / PACCAR Inc
|
|
19,033,808 |
18,397,941 |
|
|
|
| 2017-02-14 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
846,635 |
802,482 |
|
|
|
| 2017-02-14 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
1,476,518 |
2,137,479 |
|
|
|
| 2017-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
5,223,510 |
5,198,332 |
|
|
|
| 2017-02-14 |
13G/A
|
TIPT / Tiptree Inc.
|
|
2,411,425 |
2,329,811 |
|
|
|
| 2016-12-29 |
13D/A
|
MZF / Managed Duration Investment Grade Municipal Fund
|
|
|
272 |
|
|
|
| 2016-11-22 |
13D
|
NUO / Nuveen Ohio Quality Municipal Income Fund
|
|
|
1,480 |
|
|
|
| 2016-10-06 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
3,805 |
5,455 |
|
|
|
| 2016-09-14 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
3,370 |
3,805 |
|
|
|
| 2016-09-14 |
13D/A
|
NQM / Nuveen Investment Quality Municipal Fund, Inc.
|
|
|
0 |
|
|
|
| 2016-07-07 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
528 |
528 |
|
|
|
| 2016-07-06 |
13D/A
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
1,540 |
|
|
|
| 2016-07-06 |
13D/A
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
|
528 |
|
|
|
| 2016-07-06 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
940 |
1,470 |
|
|
|
| 2016-07-06 |
13D/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
149,125 |
1,970 |
|
|
|
| 2016-07-06 |
13D/A
|
NAD / Nuveen Quality Municipal Income Fund
|
|
|
3,370 |
|
|
|
| 2016-03-18 |
13D
|
US6706871026 / Nuveen Municipal 2021 Trgt Trm
|
|
|
283 |
|
|
|
| 2016-03-08 |
13D
|
MMV / MultiMetaVerse Holdings Limited
|
|
|
119 |
|
|
|
| 2016-03-08 |
13D
|
US27826W1045 / Eaton Vance New York Municipal Income Trust
|
|
|
160 |
|
|
|
| 2016-03-07 |
13D
|
CEV / Eaton Vance California Municipal Income Trust
|
|
|
|
|
|
|
| 2016-03-07 |
13D
|
EVJ / Eaton Vance New Jersey Municipal Income Trust
|
|
|
172 |
|
|
|
| 2016-03-07 |
13D
|
EMI / Eaton Vance Michigan Municipal Income Trust
|
|
|
|
|
|
|
| 2016-03-07 |
13D
|
EVP / Eaton Vance Pennsylvania Municipal Income Trust
|
|
|
159 |
|
|
|
| 2016-03-07 |
13D
|
EVO / Evotec SE - Depositary Receipt (Common Stock)
|
|
|
134 |
|
|
|
| 2016-03-07 |
13D
|
EOT / Eaton Vance National Municipal Opportunities Trust
|
|
600,223 |
397 |
|
|
|
| 2016-02-24 |
13G/A
|
ECCE / Eagle Ford Oil & Gas Corp.
|
|
2,602,563 |
2,602,563 |
|
|
|
| 2016-02-24 |
13G/A
|
GLQ / Clough Global Equity Fund
|
|
1,387,304 |
1,387,304 |
|
|
|
| 2016-02-24 |
13G/A
|
GLV / Clough Global Dividend and Income Fund
|
|
596,399 |
596,399 |
|
|
|
| 2016-02-23 |
13G/A
|
AMRK / A-Mark Precious Metals, Inc.
|
|
202,812 |
202,812 |
|
|
|
| 2016-02-18 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
|
310 |
|
|
|
| 2016-02-17 |
13G/A
|
NEU / NewMarket Corporation
|
|
|
851,170 |
|
|
|
| 2016-02-17 |
13G/A
|
CLF / Cleveland-Cliffs Inc.
|
|
1,223,577 |
1,839,949 |
|
|
|
| 2016-02-17 |
13G/A
|
PCAR / PACCAR Inc
|
|
|
19,033,808 |
|
|
|
| 2016-02-17 |
13G
|
/ Benefytt Technologies Inc
|
|
|
539,586 |
|
|
|
| 2016-02-17 |
13G
|
TNK / Teekay Tankers Ltd.
|
|
|
9,228,628 |
|
|
|
| 2016-02-17 |
13G/A
|
SCU / Sculptor Capital Management Inc - Class A
|
|
|
10,072,439 |
|
|
|
| 2016-02-17 |
13G
|
GLO / Clough Global Opportunities Fund
|
|
|
3,495,803 |
|
|
|
| 2016-02-17 |
13G
|
GLQ / Clough Global Equity Fund
|
|
|
1,387,304 |
|
|
|
| 2016-02-17 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
1,476,518 |
|
|
|
| 2016-02-17 |
13G
|
UTF / Cohen & Steers Infrastructure Fund, Inc
|
|
|
4,427,284 |
|
|
|
| 2016-02-17 |
13G/A
|
XPFLX / PIMCO Income Strategy Fund
|
|
|
66,696 |
|
|
|
| 2016-02-16 |
13G
|
ECCE / Eagle Ford Oil & Gas Corp.
|
|
|
2,602,563 |
|
|
|
| 2016-02-16 |
13G/A
|
AMRK / A-Mark Precious Metals, Inc.
|
|
|
202,812 |
|
|
|
| 2016-02-16 |
13G
|
NAP / Navios Maritime Midstream Partners LP
|
|
|
546,309 |
|
|
|
| 2016-02-16 |
13G/A
|
ABM / ABM Industries Incorporated
|
|
|
2,535,243 |
|
|
|
| 2016-02-16 |
13G/A
|
XOMA / XOMA Royalty Corporation
|
|
|
35,217 |
|
|
|
| 2016-02-16 |
13G/A
|
MBI / MBIA Inc.
|
|
|
10,042,246 |
|
|
|
| 2016-02-16 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,223,510 |
|
|
|
| 2016-02-16 |
13G/A
|
TIPT / Tiptree Inc.
|
|
|
2,411,425 |
|
|
|
| 2016-02-16 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
903,549 |
846,635 |
|
|
|
| 2016-02-16 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
3,305,083 |
1,980,116 |
|
|
|
| 2016-02-16 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
6,312,650 |
|
|
|
| 2016-02-16 |
13G
|
GLV / Clough Global Dividend and Income Fund
|
|
|
596,399 |
|
|
|
| 2016-02-16 |
13G/A
|
MWW / Monster Worldwide, Inc.
|
|
3,544,131 |
3,546,761 |
|
|
|
| 2016-01-25 |
13G/A
|
YDLE / Yodlee, Inc.
|
|
|
0 |
|
|
|
| 2016-01-12 |
13G/A
|
GBX / The Greenbrier Companies, Inc.
|
|
2,660,714 |
1,119,413 |
|
|
|
| 2016-01-12 |
13G
|
PHK / PIMCO High Income Fund
|
|
|
565 |
|
|
|
| 2016-01-12 |
13G/A
|
PCN / PIMCO Corporate & Income Strategy Fund
|
|
58,446 |
417 |
|
|
|
| 2015-11-06 |
13D
|
BTA / BlackRock Long-Term Municipal Advantage Trust
|
|
|
760 |
|
|
|
| 2015-10-07 |
13D/A
|
NIQ / NIQ Global Intelligence plc
|
|
550 |
550 |
|
|
|
| 2015-10-05 |
13D/A
|
NIQ / NIQ Global Intelligence plc
|
|
|
550 |
|
|
|
| 2015-09-21 |
13D/A
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
1,605 |
834 |
|
|
|
| 2015-09-21 |
13D
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
5,644 |
1,770 |
|
|
|
| 2015-09-03 |
13D
|
AFB / AllianceBernstein National Municipal Income Fund, Inc.
|
|
|
5,644 |
|
|
|
| 2015-09-03 |
13D
|
AKP / Alliance California Municipal Income Fund, Inc.
|
|
|
1,605 |
|
|
|
| 2015-08-28 |
13D/A
|
XAYNX / Alliance New York Municipal Inc
|
|
|
0 |
|
|
|
| 2015-07-02 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
|
870 |
|
|
|
| 2015-07-02 |
13D/A
|
NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
|
1,750 |
|
|
|
| 2015-06-10 |
13G
|
GBX / The Greenbrier Companies, Inc.
|
|
|
2,660,714 |
|
|
|
| 2015-06-09 |
13D/A
|
NXK /
|
|
|
0 |
|
|
|
| 2015-06-09 |
13D/A
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
|
940 |
|
|
|
| 2015-05-11 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
903,549 |
|
|
|
| 2015-05-11 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
3,305,083 |
|
|
|
| 2015-04-15 |
13D/A
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
|
2,371 |
|
|
|
| 2015-04-15 |
13D/A
|
|
|
|
0 |
|
|
|
| 2015-03-19 |
13D/A
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
|
0 |
|
|
|
| 2015-03-12 |
13G/A
|
DNY /
|
|
|
0 |
|
|
|
| 2015-03-12 |
13D/A
|
MNP / Western Asset Municipal Partners Fund Inc
|
|
|
155 |
|
|
|
| 2015-03-12 |
13D/A
|
PTY / Partway Group Plc
|
|
|
5,038 |
|
|
|
| 2015-02-18 |
13G/A
|
MWW / Monster Worldwide, Inc.
|
|
|
5,300,685 |
|
|
|
| 2015-02-18 |
13G/A
|
LEN / Lennar Corporation
|
|
|
8,443,707 |
|
|
|
| 2015-02-17 |
13G/A
|
SNMX / Senomyx, Inc.
|
|
|
149,859 |
|
|
|
| 2015-02-17 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
3,520,327 |
|
|
|
| 2015-02-17 |
13G/A
|
NQ / NQ Mobile Inc.
|
|
|
491,165 |
|
|
|
| 2015-02-17 |
13G/A
|
LDOS / Leidos Holdings, Inc.
|
|
|
988,584 |
|
|
|
| 2015-02-17 |
13G/A
|
ABM / ABM Industries Incorporated
|
|
|
3,146,589 |
|
|
|
| 2015-02-17 |
13G
|
XOMA / XOMA Royalty Corporation
|
|
|
7,249,032 |
|
|
|
| 2015-02-17 |
13G/A
|
PCAR / PACCAR Inc
|
|
|
20,032,986 |
|
|
|
| 2015-02-17 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
797,643 |
|
|
|
| 2015-02-17 |
13G/A
|
LAMR / Lamar Advertising Company
|
|
|
370,760 |
|
|
|
| 2015-02-17 |
13G/A
|
FDO /
|
|
|
5,002,327 |
|
|
|
| 2015-02-13 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
1,458,251 |
|
|
|
| 2015-02-13 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
372,090 |
|
|
|
| 2015-02-13 |
13G
|
AMRK / A-Mark Precious Metals, Inc.
|
|
|
435,012 |
|
|
|
| 2015-02-13 |
13G/A
|
NEU / NewMarket Corporation
|
|
|
876,969 |
|
|
|
| 2015-02-13 |
13G
|
LEN / Lennar Corporation
|
|
|
9,569,107 |
|
|
|
| 2015-02-13 |
13G
|
XPFLX / PIMCO Income Strategy Fund
|
|
|
1,262,680 |
|
|
|
| 2015-02-13 |
13G
|
CLF / Cleveland-Cliffs Inc.
|
|
|
9,825,886 |
|
|
|
| 2015-02-13 |
13G/A
|
MBI / MBIA Inc.
|
|
|
10,484,094 |
|
|
|
| 2015-02-13 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
|
572 |
|
|
|
| 2015-02-13 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
285 |
|
|
|
| 2015-02-13 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
216 |
|
|
|
| 2015-02-13 |
13G/A
|
ADS / Bread Financial Holdings Inc
|
|
|
387,031 |
|
|
|
| 2015-02-13 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,505,268 |
|
|
|
| 2015-02-13 |
13G/A
|
TIPT / Tiptree Inc.
|
|
|
2,571,773 |
|
|
|
| 2015-02-13 |
13G
|
MWW / Monster Worldwide, Inc.
|
|
|
6,963,285 |
|
|
|
| 2015-02-13 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
|
360 |
|
|
|
| 2015-02-13 |
13G/A
|
US92833U2024 / VisionChina Media, Inc.
|
|
|
9,005 |
|
|
|
| 2015-02-09 |
13D
|
NOM / Nuveen Missouri Quality Municipal Income Fund
|
|
|
180 |
|
|
|
| 2015-01-27 |
13G
|
YDLE / Yodlee, Inc.
|
|
|
2,807,251 |
|
|
|
| 2015-01-06 |
13D/A
|
|
|
|
0 |
|
|
|
| 2014-12-10 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
1,714,562 |
|
|
|
| 2014-11-12 |
13G/A
|
US09250M1099 / BlackRock Florida Municipal 2020 Term Trust
|
|
|
0 |
|
|
|
| 2014-11-10 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
537,886 |
|
|
|
| 2014-10-09 |
13D
|
NMS / Nuveen Minnesota Quality Municipal Income Fund
|
|
|
441 |
|
|
|
| 2014-10-09 |
13D
|
NQM / Nuveen Investment Quality Municipal Fund, Inc.
|
|
|
435 |
|
|
|
| 2014-10-08 |
13D/A
|
XAA / American Municipal Income Portfolio Inc
|
|
|
0 |
|
|
|
| 2014-07-10 |
13D/A
|
WEA / Western Asset Premier Bond Fund
|
|
|
0 |
|
|
|
| 2014-07-09 |
13D
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
590 |
|
|
|
| 2014-07-09 |
13D
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
1,794 |
|
|
|
| 2014-07-09 |
13D
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
|
483 |
|
|
|
| 2014-07-08 |
13D/A
|
NBO / Neuberger Berman New York Municipal Fund Inc
|
|
|
0 |
|
|
|
| 2014-07-03 |
13D/A
|
NBH / Neuberger Berman Municipal Fund Inc.
|
|
|
0 |
|
|
|
| 2014-07-02 |
13D/A
|
NBW / Neuberger Berman California Municipal Fund Inc
|
|
|
0 |
|
|
|
| 2014-06-13 |
13D/A
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
|
220 |
|
|
|
| 2014-06-12 |
13D/A
|
BJZ / BlackRock California Municipal 2018 Term Trust
|
|
|
0 |
|
|
|
| 2014-06-12 |
13D/A
|
BLH / BlackRock New York Municipal 2018 Term Trust
|
|
|
220 |
|
|
|
| 2014-06-04 |
13D
|
NAN / Nuveen New York Quality Municipal Income Fund
|
|
|
560 |
|
|
|
| 2014-06-04 |
13D
|
NXK /
|
|
|
380 |
|
|
|
| 2014-05-29 |
13D/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
1,670 |
|
|
|
| 2014-05-29 |
13D
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
1,670 |
|
|
|
| 2014-05-09 |
13D/A
|
XAA / American Municipal Income Portfolio Inc
|
|
|
0 |
|
|
|
| 2014-05-08 |
13D/A
|
MXA /
|
|
|
0 |
|
|
|
| 2014-05-02 |
13D/A
|
MXN /
|
|
|
130 |
|
|
|
| 2014-05-02 |
13D/A
|
MXA /
|
|
|
311 |
|
|
|
| 2014-05-02 |
13D/A
|
XAA / American Municipal Income Portfolio Inc
|
|
|
435 |
|
|
|
| 2014-04-28 |
13D
|
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
|
2,436 |
|
|
|
| 2014-04-28 |
13D
|
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
|
1,727 |
|
|
|
| 2014-04-28 |
13D
|
MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
|
2,746 |
|
|
|
| 2014-04-28 |
13D
|
MYD / BlackRock MuniYield Fund, Inc.
|
|
|
2,514 |
|
|
|
| 2014-04-28 |
13D
|
|
|
|
644 |
|
|
|
| 2014-04-07 |
13D
|
MXN /
|
|
|
130 |
|
|
|
| 2014-04-07 |
13D
|
MXA /
|
|
|
311 |
|
|
|
| 2014-04-07 |
13D
|
XAA / American Municipal Income Portfolio Inc
|
|
|
435 |
|
|
|
| 2014-03-20 |
13D/A
|
PHT / Pioneer High Income Fund, Inc.
|
|
|
0 |
|
|
|
| 2014-03-20 |
13D/A
|
DNP / DNP Select Income Fund Inc.
|
|
|
0 |
|
|
|
| 2014-03-19 |
13D/A
|
PHD / Pioneer Floating Rate Fund, Inc.
|
|
|
2,535 |
|
|
|
| 2014-03-18 |
13D/A
|
PHT / Pioneer High Income Fund, Inc.
|
|
|
700 |
|
|
|
| 2014-03-14 |
13D/A
|
PHT / Pioneer High Income Fund, Inc.
|
|
|
1,292 |
|
|
|
| 2014-03-14 |
13D/A
|
DNP / DNP Select Income Fund Inc.
|
|
|
467 |
|
|
|
| 2014-02-27 |
13G/A
|
TIPT / Tiptree Inc.
|
|
|
903,858 |
|
|
|
| 2014-02-27 |
13G
|
TIPT / Tiptree Inc.
|
|
|
903,533 |
|
|
|
| 2014-02-24 |
13D
|
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
1,250 |
|
|
|
| 2014-02-19 |
13G
|
LDOS / Leidos Holdings, Inc.
|
|
|
4,719,969 |
|
|
|
| 2014-02-19 |
13G
|
NQ / NQ Mobile Inc.
|
|
|
1,812,793 |
|
|
|
| 2014-02-19 |
13G
|
NEU / NewMarket Corporation
|
|
|
769,569 |
|
|
|
| 2014-02-19 |
13G
|
FDO /
|
|
|
6,139,615 |
|
|
|
| 2014-02-19 |
13G
|
LAMR / Lamar Advertising Company
|
|
|
4,533,234 |
|
|
|
| 2014-02-19 |
13G
|
US92833U2024 / VisionChina Media, Inc.
|
|
|
327,094 |
|
|
|
| 2014-02-19 |
13G
|
SPGZ / Spectrum Group International, Inc.
|
|
|
1,740,055 |
|
|
|
| 2014-02-18 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
318 |
|
|
|
| 2014-02-14 |
13G/A
|
SNMX / Senomyx, Inc.
|
|
|
2,906,769 |
|
|
|
| 2014-02-14 |
13G/A
|
SLXP / Salix Therapeuticals, Inc.
|
|
|
2,984,809 |
|
|
|
| 2014-02-14 |
13G/A
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
5,857,366 |
|
|
|
| 2014-02-14 |
13G/A
|
US0352901054 / Anixter International, Inc.
|
|
|
89,714 |
|
|
|
| 2014-02-14 |
13G/A
|
NPO / Enpro Inc.
|
|
|
705,592 |
|
|
|
| 2014-02-14 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
1,965,848 |
|
|
|
| 2014-02-14 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
940,028 |
|
|
|
| 2014-02-14 |
13G/A
|
/ BlackRock Municipal 2020 Term Trust
|
|
|
641 |
|
|
|
| 2014-02-14 |
13G/A
|
US09250M1099 / BlackRock Florida Municipal 2020 Term Trust
|
|
|
|
|
|
|
| 2014-02-14 |
13G
|
ADS / Bread Financial Holdings Inc
|
|
|
2,789,033 |
|
|
|
| 2014-02-14 |
13G
|
|
|
|
16,350,824 |
|
|
|
| 2014-02-14 |
13G
|
PCAR / PACCAR Inc
|
|
|
21,903,895 |
|
|
|
| 2014-02-14 |
13G/A
|
ABM / ABM Industries Incorporated
|
|
|
3,431,631 |
|
|
|
| 2014-02-14 |
13G/A
|
MBI / MBIA Inc.
|
|
|
10,237,701 |
|
|
|
| 2014-02-14 |
13G/A
|
NLOK / NortonLifeLock Inc
|
|
|
1,751,864 |
|
|
|
| 2014-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,362,130 |
|
|
|
| 2014-02-12 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
2,970,159 |
|
|
|
| 2014-02-11 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
2,816,280 |
|
|
|
| 2014-02-10 |
13G/A
|
/ Maxcom Telecomunicaciones,S.A.B. de C.V.
|
|
|
0 |
|
|
|
| 2014-01-14 |
13G/A
|
|
|
|
22,800 |
|
|
|
| 2014-01-13 |
13G/A
|
DMF / BNY Mellon Municipal Income, Inc.
|
|
|
259 |
|
|
|
| 2014-01-10 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
|
702 |
|
|
|
| 2014-01-07 |
13D/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
1,055 |
|
|
|
| 2013-12-13 |
13D
|
NAD / Nuveen Quality Municipal Income Fund
|
|
|
2,650 |
|
|
|
| 2013-12-11 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
971,699 |
|
|
|
| 2013-11-01 |
13D/A
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
|
750 |
|
|
|
| 2013-10-15 |
13D/A
|
BPK / BlackRock Municipal 2018 Term Trust
|
|
|
1,126 |
|
|
|
| 2013-09-23 |
13D/A
|
DTF / DTF Tax-Free Income 2028 Term Fund Inc.
|
|
|
0 |
|
|
|
| 2013-09-23 |
13D/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
|
0 |
|
|
|
| 2013-08-01 |
13D
|
DMB / BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
|
|
500 |
|
|
|
| 2013-07-17 |
13D/A
|
NMZ / Nuveen Municipal High Income Opportunity Fund
|
|
|
870 |
|
|
|
| 2013-07-17 |
13D/A
|
|
|
|
0 |
|
|
|
| 2013-06-10 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,695,025 |
|
|
|
| 2013-06-07 |
13G/A
|
UNXLQ / Uni-Pixel, Inc.
|
|
|
3,100 |
|
|
|
| 2013-05-17 |
13G
|
MBI / MBIA Inc.
|
|
|
12,301,083 |
|
|
|
| 2013-04-24 |
13D/A
|
BIF / Boulder Growth & Income Fund Inc
|
|
|
0 |
|
|
|
| 2013-04-11 |
13G/A
|
WAIR / Wesco Aircraft Holdings Inc.
|
|
|
|
|
|
|
| 2013-04-11 |
13D/A
|
BTF / Valkyrie ETF Trust II - CoinShares Valkyrie Bitcoin and Ether Strategy ETF
|
|
|
0 |
|
|
|
| 2013-03-18 |
13D/A
|
HRI / Herc Holdings Inc.
|
|
|
7,199,897 |
|
|
|
| 2013-03-13 |
13D
|
NIQ / NIQ Global Intelligence plc
|
|
|
550 |
|
|
|
| 2013-02-15 |
13D
|
NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
|
1,750 |
|
|
|
| 2013-02-14 |
13G/A
|
EFT / Eaton Vance Floating-Rate Income Trust
|
|
|
0 |
|
|
|
| 2013-02-14 |
13G/A
|
VVR / Invesco Senior Income Trust
|
|
|
0 |
|
|
|
| 2013-02-14 |
13G/A
|
55277J108 / Mf Global Holdings Ltd.
|
|
|
8,831,122 |
|
|
|
| 2013-02-14 |
13G/A
|
WAIR / Wesco Aircraft Holdings Inc.
|
|
|
10,545,098 |
|
|
|
| 2013-02-14 |
13G/A
|
LQMT / Liquidmetal Technologies, Inc.
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
1,483,140 |
|
|
|
| 2013-02-14 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
1,313,474 |
|
|
|
| 2013-02-14 |
13G/A
|
|
|
|
30,909,214 |
|
|
|
| 2013-02-14 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
1,355,209 |
|
|
|
| 2013-02-14 |
13G/A
|
US31788H3030 / Finjan Holdings, Inc.
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
APKT / Acme Packet Inc
|
|
|
3,395,174 |
|
|
|
| 2013-02-14 |
13G/A
|
US3723091043 / GenMark Diagnostics, Inc
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
SNMX / Senomyx, Inc.
|
|
|
2,247,203 |
|
|
|
| 2013-02-14 |
13G/A
|
ITMN /
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
MHGC / Morgans Hotel Group Co.
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
ADS / Bread Financial Holdings Inc
|
|
|
|
|
|
|
| 2013-02-14 |
13G
|
FMO / Fiduciary/Claymore Energy Infrastructure Fund
|
|
|
1,448,935 |
|
|
|
| 2013-02-14 |
13G
|
NPO / Enpro Inc.
|
|
|
1,360,451 |
|
|
|
| 2013-02-14 |
13G
|
US0352901054 / Anixter International, Inc.
|
|
|
2,851,500 |
|
|
|
| 2013-02-14 |
13G
|
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
|
|
|
4,486,566 |
|
|
|
| 2013-02-14 |
13G
|
SLXP / Salix Therapeuticals, Inc.
|
|
|
3,335,278 |
|
|
|
| 2013-02-14 |
13G/A
|
ABM / ABM Industries Incorporated
|
|
|
4,840,231 |
|
|
|
| 2013-02-14 |
13G
|
NLOK / NortonLifeLock Inc
|
|
|
43,376,598 |
|
|
|
| 2013-02-14 |
13G/A
|
HGTXU / Hugoton Royalty Trust
|
|
|
|
|
|
|
| 2013-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,076,205 |
|
|
|
| 2013-01-18 |
13G/A
|
HCA / HCA Healthcare, Inc.
|
|
|
253,169 |
|
|
|
| 2012-12-26 |
13D/A
|
AVK / Advent Convertible and Income Fund
|
|
|
0 |
|
|
|
| 2012-12-26 |
13D/A
|
007639107 / Advent Claymore Convertible Securities & Income Fund II
|
|
|
0 |
|
|
|
| 2012-12-26 |
13D/A
|
DNP / DNP Select Income Fund Inc.
|
|
|
976 |
|
|
|
| 2012-12-18 |
13D/A
|
HRI / Herc Holdings Inc.
|
|
|
31,152,772 |
|
|
|
| 2012-11-14 |
13D/A
|
HYB / The New America High Income Fund Inc.
|
|
|
0 |
|
|
|
| 2012-07-27 |
13D/A
|
RNJ /
|
|
|
0 |
|
|
|
| 2012-07-27 |
13D/A
|
|
|
|
0 |
|
|
|
| 2012-07-12 |
13D/A
|
BLJ / BlackRock New Jersey Municipal Bond Trust
|
|
|
0 |
|
|
|
| 2012-07-10 |
13G/A
|
US09249L1052 / Blackrock Maryland Municipal Bond Trust
|
|
|
0 |
|
|
|
| 2012-07-10 |
13G/A
|
BPS / BlackRock Pennsylvania Strategic Municipal Trust (THE)
|
|
|
0 |
|
|
|
| 2012-06-25 |
13D/A
|
BTF / Valkyrie ETF Trust II - CoinShares Valkyrie Bitcoin and Ether Strategy ETF
|
|
|
440 |
|
|
|
| 2012-06-22 |
13D/A
|
IQT /
|
|
|
0 |
|
|
|
| 2012-06-22 |
13D/A
|
/ Duff & Phelps Utility & Corporate Bond Trust, Inc.
|
|
|
2,665 |
|
|
|
| 2012-06-22 |
13D/A
|
|
|
|
0 |
|
|
|
| 2012-06-22 |
13D/A
|
IQC /
|
|
|
0 |
|
|
|
| 2012-06-22 |
13D/A
|
09258E109 / Blackrock Massachusetts Tax-Exempt Trust
|
|
|
0 |
|
|
|
| 2012-06-20 |
13D/A
|
IIC /
|
|
|
0 |
|
|
|
| 2012-06-18 |
13D/A
|
IMC /
|
|
|
0 |
|
|
|
| 2012-06-18 |
13D/A
|
IMT /
|
|
|
0 |
|
|
|
| 2012-06-18 |
13D/A
|
IQN /
|
|
|
0 |
|
|
|
| 2012-06-14 |
13D/A
|
PIA /
|
|
|
0 |
|
|
|
| 2012-06-14 |
13D/A
|
VOQ /
|
|
|
0 |
|
|
|
| 2012-06-13 |
13D/A
|
IIM / Invesco Value Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-06-13 |
13G/A
|
VCV / Invesco California Value Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-06-11 |
13D/A
|
VGM / Invesco Trust for Investment Grade Municipals
|
|
|
0 |
|
|
|
| 2012-06-11 |
13G/A
|
VIM /
|
|
|
0 |
|
|
|
| 2012-06-11 |
13G/A
|
|
|
|
0 |
|
|
|
| 2012-06-11 |
13D/A
|
VPV / Invesco Pennsylvania Value Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-06-11 |
13G/A
|
VKI / Invesco Advantage Municipal Income Trust II
|
|
|
0 |
|
|
|
| 2012-06-11 |
13D/A
|
VKL /
|
|
|
0 |
|
|
|
| 2012-06-06 |
13D/A
|
VKQ / Invesco Municipal Trust
|
|
|
0 |
|
|
|
| 2012-06-04 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
|
0 |
|
|
|
| 2012-06-01 |
13D/A
|
VTJ /
|
|
|
0 |
|
|
|
| 2012-06-01 |
13D/A
|
VMO / Invesco Municipal Opportunity Trust
|
|
|
0 |
|
|
|
| 2012-05-10 |
13G/A
|
/ BlackRock New Jersey Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-04-24 |
13D/A
|
GDV / The Gabelli Dividend & Income Trust
|
|
|
6,410 |
|
|
|
| 2012-04-19 |
13D/A
|
BFZ / BlackRock California Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-04-19 |
13D/A
|
BNY / BlackRock New York Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-04-19 |
13D/A
|
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
|
|
0 |
|
|
|
| 2012-02-14 |
13G/A
|
US09249H1041 / BlackRock Municipal Bond Investment Trust
|
|
|
0 |
|
|
|
| 2012-02-14 |
13G/A
|
DNY /
|
|
|
163 |
|
|
|
| 2012-02-14 |
13G/A
|
CHC / China Hydroelectric Corp
|
|
|
30,896,968 |
|
|
|
| 2012-02-14 |
13G/A
|
WAIR / Wesco Aircraft Holdings Inc.
|
|
|
10,522,677 |
|
|
|
| 2012-02-14 |
13G/A
|
APKT / Acme Packet Inc
|
|
|
5,035,741 |
|
|
|
| 2012-02-14 |
13G/A
|
BME / BlackRock Health Sciences Trust
|
|
|
1,453,746 |
|
|
|
| 2012-02-14 |
13G/A
|
ADS / Bread Financial Holdings Inc
|
|
|
3,545,764 |
|
|
|
| 2012-02-14 |
13G/A
|
FCT / First Trust Senior Floating Rate Income Fund II
|
|
|
1,293,654 |
|
|
|
| 2012-02-14 |
13G/A
|
DALN / DallasNews Corporation
|
|
|
|
|
|
|
| 2012-02-14 |
13G/A
|
|
|
|
|
|
|
|
| 2012-02-14 |
13G/A
|
VR / Global X Funds - Global X Metaverse ETF
|
|
|
2,983,451 |
|
|
|
| 2012-02-14 |
13G/A
|
BCYIF / iShares Public Limited Company - iShares Core FTSE 100 UCITS ETF
|
|
|
29,916,744 |
|
|
|
| 2012-02-14 |
13G/A
|
LYB / LyondellBasell Industries N.V.
|
|
|
|
|
|
|
| 2012-02-14 |
13G
|
LQMT / Liquidmetal Technologies, Inc.
|
|
|
7,401,187 |
|
|
|
| 2012-02-14 |
13G
|
SNMX / Senomyx, Inc.
|
|
|
2,201,700 |
|
|
|
| 2012-02-14 |
13G
|
MHGC / Morgans Hotel Group Co.
|
|
|
1,749,198 |
|
|
|
| 2012-02-14 |
13G
|
55277J108 / Mf Global Holdings Ltd.
|
|
|
8,932,022 |
|
|
|
| 2012-02-14 |
13G
|
US3723091043 / GenMark Diagnostics, Inc
|
|
|
1,747,560 |
|
|
|
| 2012-02-14 |
13G
|
US31788H3030 / Finjan Holdings, Inc.
|
|
|
10,000,994 |
|
|
|
| 2012-02-14 |
13G
|
ITMN /
|
|
|
4,946,681 |
|
|
|
| 2012-02-14 |
13G
|
|
|
|
4,800,000 |
|
|
|
| 2012-02-14 |
13G/A
|
ABM / ABM Industries Incorporated
|
|
|
5,340,857 |
|
|
|
| 2012-02-14 |
13G/A
|
LEO / BNY Mellon Strategic Municipals, Inc.
|
|
|
844 |
|
|
|
| 2012-02-14 |
13G/A
|
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
420 |
|
|
|
| 2012-02-14 |
13G/A
|
HCA / HCA Healthcare, Inc.
|
|
|
271,520,533 |
|
|
|
| 2012-02-14 |
13G
|
HGTXU / Hugoton Royalty Trust
|
|
|
2,914,411 |
|
|
|
| 2012-02-14 |
13G/A
|
LCUT / Lifetime Brands, Inc.
|
|
|
|
|
|
|
| 2012-02-14 |
13G/A
|
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
|
|
|
0 |
|
|
|
| 2012-02-14 |
13G/A
|
B / Barrick Mining Corporation
|
|
|
5,907,554 |
|
|
|
| 2012-02-13 |
13G/A
|
VKI / Invesco Advantage Municipal Income Trust II
|
|
|
1,627 |
|
|
|
| 2012-01-27 |
13G/A
|
|
|
|
0 |
|
|
|
| 2012-01-27 |
13G/A
|
WUHN / Wuhan General Group (China), Inc.
|
|
|
0 |
|
|
|
| 2012-01-25 |
13D/A
|
MVF / BlackRock MuniVest Fund, Inc.
|
|
|
0 |
|
|
|
| 2012-01-25 |
13D/A
|
MQT / BlackRock MuniYield Quality Fund II, Inc.
|
|
|
0 |
|
|
|
| 2012-01-24 |
13D/A
|
VKL /
|
|
|
1,518 |
|
|
|
| 2012-01-24 |
13D/A
|
VKL /
|
|
|
1,518 |
|
|
|
| 2012-01-20 |
13D/A
|
BKN / BlackRock Investment Quality Municipal Trust Inc.
|
|
|
0 |
|
|
|
| 2012-01-20 |
13D/A
|
MVT / BlackRock MuniVest Fund II, Inc.
|
|
|
0 |
|
|
|
| 2012-01-18 |
13D/A
|
BLE / BlackRock Municipal Income Trust II
|
|
|
0 |
|
|
|
| 2012-01-18 |
13D/A
|
BFK / BlackRock Municipal Income Trust
|
|
|
0 |
|
|
|
| 2012-01-18 |
13D/A
|
US09248T1097 / Blackrock Strategic Municipal Trust
|
|
|
0 |
|
|
|
| 2012-01-18 |
13D/A
|
VTN / Invesco Trust for Investment Grade New York Municipals
|
|
|
923 |
|
|
|
| 2012-01-18 |
13D/A
|
IIC /
|
|
|
523 |
|
|
|
| 2012-01-18 |
13D/A
|
IQN /
|
|
|
203 |
|
|
|
| 2012-01-13 |
13D/A
|
/ BlackRock MuniHoldings Quality Fund, Inc.
|
|
|
0 |
|
|
|
| 2012-01-13 |
13D/A
|
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
|
|
|
0 |
|
|
|
| 2012-01-13 |
13D/A
|
MHD / BlackRock MuniHoldings Fund, Inc.
|
|
|
0 |
|
|
|
| 2012-01-13 |
13D/A
|
|
|
|
0 |
|
|
|
| 2012-01-13 |
13D/A
|
/ BlackRock MuniHoldings Fund II, Inc.
|
|
|
0 |
|
|
|
| 2012-01-13 |
13D/A
|
FMN / Federated Hermes Premier Municipal Income Fund
|
|
|
618 |
|
|
|
| 2012-01-13 |
13D/A
|
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
|
|
|
0 |
|
|
|
| 2000-04-12 |
13G/A
|
AES / The AES Corporation
|
|
|
|
|
|
|
| 2000-04-11 |
13G/A
|
AES / The AES Corporation
|
|
|
21,296,612 |
|
|
|
| 2000-02-03 |
13G/A
|
AES / The AES Corporation
|
|
|
|
|
|
|
