Investor Barings Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Barings Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-09-08 13G 1,000,000
2025-08-13 13G 3,800,000
2023-07-25 13D CEM / ClearBridge MLP and Midstream Fund Inc
2023-07-25 13D CEM / ClearBridge MLP and Midstream Fund Inc
2019-02-12 13D/A BBDC / Barings BDC, Inc. 13,356,159 13,356,159
2019-02-12 13G/A LAYN / Layne Christensen Co. 1,076,923 0
2019-02-11 13D/A BBDC / Barings BDC, Inc. 12,527,227 13,356,159
2018-12-31 13D/A BBDC / Barings BDC, Inc. 11,288,984 12,527,227
2018-12-10 13D/A BBDC / Barings BDC, Inc. 10,738,272 11,288,984
2018-11-21 13D/A BBDC / Barings BDC, Inc. 10,173,680 10,738,272
2018-11-01 13D/A BBDC / Barings BDC, Inc. 9,658,308 10,173,680
2018-10-18 13D/A BBDC / Barings BDC, Inc. 9,658,308 9,658,308
2018-10-17 13D/A BBDC / Barings BDC, Inc. 9,095,181 9,658,308
2018-10-10 13D/A BBDC / Barings BDC, Inc. 9,095,181
2018-08-06 13D BBDC / Barings BDC, Inc. 8,529,917
2018-08-06 13D BBDC / Barings BDC, Inc. 8,529,917
2017-09-15 13D CGO / Calamos Global Total Return Fund 480,000
2017-09-15 13D CHY / Calamos Convertible and High Income Fund 4,400,000
2017-09-15 13D CHI / Calamos Convertible Opportunities and Income Fund 4,000,000
2017-09-15 13D CCD / Calamos Dynamic Convertible and Income Fund 2,560,000
2017-09-15 13D CHW / Calamos Global Dynamic Income Fund 2,600,000
2016-02-16 13G LAYN / Layne Christensen Co. 1,076,923
2015-04-06 13D CTR / ClearBridge MLP and Midstream Total Return Fund Inc. 240
2015-04-06 13D EMO / ClearBridge Energy Midstream Opportunity Fund Inc 240
2015-02-17 13G/A TCPC / BlackRock TCP Capital Corp. 1,603,372
2015-01-07 13G/A TYG / Tortoise Energy Infrastructure Corporation 4,600,000
2014-10-17 13G TYG / Tortoise Energy Infrastructure Corporation 2,600,000
2014-02-06 13G/A TCPC / BlackRock TCP Capital Corp. 1,603,372
2014-02-05 13G/A PPIH / Perma-Pipe International Holdings, Inc. 0
2013-02-15 13G TCPC / BlackRock TCP Capital Corp. 1,603,372